University of Massachusetts at Boston
Graduate College of Education
Critical & Creative Thinking Program

Action Research for Educational, Professional, and Personal Change

CrCrTh693
Spring 2009
Syllabus


Instructor: Peter Taylor, Critical & Creative Thinking Program
Email: peter.taylor@umb.edu
Phone: 617-287-7636
Office: Wheatley 2nd flr 143.09 (near Counseling & School Psychology)
Class: Tu 6.45-9.15, in McC2-628C
Office/phone call hours: Tu 3.10-3.50 & 4.30-6.30 by sign up, or by arrangement.
Syllabus Website with links: http://www.faculty.umb.edu/pjt/693-09.html
Course wiki: http://cct.wikispaces.com/693
Listserv/discussion forum: Emails sent to cct693@googlegroups.com go to everyone in the course.

COURSE DESCRIPTION

This course covers techniques for and critical thinking about the evaluation of changes in educational practices and policies in schools, organizations, and informal contexts. Topics include quantitative and qualitative methods for design and analysis, participatory design of practices and policies in a framework of action research, institutional learning, the wider reception or discounting of evaluations, and selected case studies, including those arising from semester-long student projects.
PREREQUISITES: Nothing formal; only an interest in some aspect of Educational, Professional, and Personal Change. For CCT students, this course is best taken after Processes of Research and Engagement.

ACCOMMODATIONS: Sections 504 and the Americans with Disabilities Act of 1990 offer guidelines for curriculum modifications and adaptations for students with documented disabilities. If applicable, students may obtain adaptation recommendations from the Ross Center (287-7430). The student must present these recommendations to each professor within a reasonable period, preferably by the end of the Drop/Add period.

Students are advised to retain a copy of this syllabus in personal files for use when applying for certification, licensure, or transfer credit.
This syllabus is subject to change, but workload expectations will not be increased after the semester starts. (Version 8 Apr '09; changes since start of semester marked in blue)

TABLE OF CONTENTS

Sections To Follow In Syllabus

Texts and Materials
Electronic organization and competencies
Requirements
Schedule of Classes, Preparation and related handouts, Assignment due dates Bibliography

Additional materials on the web

Notes on Teaching/Learning Interactions (including guidelines for assignments & participation items), http://cct.wikispaces.com/693-09Notes
Links to examples of previous students' work, http://www.faculty.umb.eu/pjt/693examples.html
Rubrics (for individual assignments and for course as a whole in relation to the College of Ed. Objectives for Thoughtful and Responsive Educators), http://www.faculty.umb.eu/pjt/693-09Rubrics.html
Course wiki, including student annotated clippings and summaries of readings
Alert the instructor immediately if a link you need does not work. Link to reports from current Students' Projects

TEXTS and MATERIALS

Required: Calhoun, E. F. (1994). How to Use Action Research in the Self-Renewing School. Alexandria, VA: ASCD.
Schmuck, R. (either 1997 or 2006). Practical Action Research for Change. Arlington Heights, IL: Skylight. (Used copies of old editions may be available via amazon.com)
Recommended to help with writing: Daniel, D., C. Fauske, P. Galeno and D. Mael (2001). Take Charge of Your Writing: Discovering Writing Through Self-Assessment. Boston: Houghton Mifflin ("new" copies available well below list price on amazon.com)
Recommended if you are interested in facilitating group process: Schuman, S., Ed. (2006). Creating a Culture of Collaboration: The International Association of Facilitators Handbook. San Francisco, Jossey-Bass.
Readings for the course consist primarily of individual articles and book chapters. Most of these can be downloaded from the Healey Library's Electronic Reserves (marked eRes on the syllabus, docutek.lib.umb.edu/ (path: Electronic reserves and Course Materials | select cct693, enter password provided by instructor) or e-journals).

ELECTRONIC ORGANIZATION and COMPETENCIES

Students who prefer to access course materials online should create a bookmark to the table of contents for this syllabus and key online materials (http://www.faculty.umb.edu/pjt/693-09.html#TOC). Students who prefer hard copies should printout this syllabus and the Notes on Teaching/learning interactions -- these are the most important documents to keep you oriented and informed during the semester. Everyone should printout the assignment check-list and use it to keep track of assignments submitted and participation items completed.
Use of a personal wiki for written assignments is optional, but two participation items (C and D4, see below) require use of the course wiki. The "syllabus quiz" (item B2, see below), to be undertaken before class 2, can get you started on wiki use, but, if you find it at all difficult, wait for the peer coaching scheduled in class 6.
Recommended: portable storage (e.g., flash drives), synchronization & bibliographic software. (For more info see http://www.cct.umb.edu/competencies.html.)

REQUIREMENTS

More detail about the assignments, expectations, and rationale is provided in the Notes on Teaching/Learning Interactions and, in a more formal way if that interests you, in the Rubrics (see links above).

Written assignments and presentations (2/3 of grade)

Project = Design and report on (1500-2500 words) an Action Research Process related to a change or intervention in a specific classroom, workplace or personal teaching/learning practice, an educational policy, an educational institution, or a social policy. Your design should include all the aspects of the Action research cycles and epicycles (see Action Research Cycles and Epicycles, http://www.faculty.umb.edu/pjt/ARcyclingIII.pdf), including how you will learn from evaluations of past changes or interventions like yours, how you would facilitate the reflective and/or collaborative process in which a constituency comes to join with you in shaping a change or intervention (or at least supporting your efforts), and how you would evaluate the outcome with a view to expanding further the constituency for adopting/adapting the change or intervention. If you actually carry out some of the design, you should report on what you have actually done and how you would proceed differently if you were to do it over. Carrying out the design is applauded, but not required. and it is important that you do not let implementing your change eclipse attention to designing the other aspects of the Action Research.
The project is developed through a sequence of assignments: A. Action Research written assignments and work-in-progress presentations

Participation and contribution to the class process (1/3 of grade)

B. Building learning community through prepared participation and attendance at class meetings(=13 items) and B2. "syllabus quiz" submitted in week 2
C. Summaries on the course wiki (new entries or revisions to existing ones) of readings for weeks 9, 10, and 12 (=3 items)
D. Personal/Professional Development (PD) Workbook compiled throughout the semester (6 items), including: E. Minimum of two in-office or phone conferences on your assignments, PD workbook, personal wikipage, and project -- one before mid-semester break; the other before week 10 (=2 items)
F. Assignment Check-list maintained by student and submitted week 12, including completion contract if required.
G. Peer commentary on another student's draft report (with copy submitted to PT or included in PD workbook)

Students should aim for 5 writing and presentation assignments OK/RNR (=OK/ Reflection-revision-resubmission Not Requested), including the complete report, and 21 participation items fulfilled.
If you reach or exceed this level, you get 80 points (which gives you an automatic B+) and the following rubric is used to add further points. If you don't reach the automatic B+ level, your points = 10 for each writing assignment (or presentation) that is marked OK/RNR + 3 for each other writing assignment initially submitted by the due date + 1.2 for each participation item fulfilled up to a maximum of 80.

Overall course points are converted to letter grades as follows: The minimum grade for A is 95 points, for A- is 87.5, for B+ is 80, for B is 72.5; for B- is 65; for C+ is 57.5; and for C is 50.
(In theory it is possible for a student to earn 104 points, but this would still be awarded an A.)

SCHEDULE OF CLASSES

Class 1 (1/27) Introduction to Action Research Cycles and Epicycles, I
The framework of Action Research Cycles and Epicycles is introduced through a compressed example during this class and the next.
Critical Incident Questionnaire

Homework tasks, a.k.a. "Syllabus quiz" to submit in week 2.
---------------
Class 2 (2/3) Introduction to Action Research Cycles and Epicycles, II
Reading in preparation for class 2: Schmuck, 1997, p. vii-29; 2006, p. ix-29
Pre- or post-class reading on Focused Conversations: Stanfield, 6-29.

Feedback on Critical Incident Questionnaire I
Questions on Syllabus, course mechanics, and using wikis
Continuation of activity from class 1
Focused Conversation on compressed Action Research experience to date (handout)
---------------
Class 3 (2/10) Strategic Participatory Planning,
applied to initial formulation of a course action research project so it incorporates your wider personal and life concerns (and thus recruits you firmly into your constituency)
Reading: Final project by alum of the course (Jan Coe & John Quirk; from password protected site - see below), Spencer, chaps. 5 & 7, Weissglass, "Constructivist Listening," also Review Project reports from previous semesters (online using password protected site.)

Interview an alum of the course, Jeremy Szteiter, about his experience developing an Action Research process.
Supportive Listening (a variant of constructivist listening) on one's hopes/fears/ideas/questions re: educational, professional, and/or personal change
Strategic personal planning workshop (about the educational/organizational/personal change you want to facilitate/promote)
In-class drafting of initial description of AR design project

Post-class reading: (for those interested in Strategic Participatory Planning) Materials from ICA Facilitators Manual (PPR), CEDAC, Our Economy, Taylor, "Epilogue," 204-210, Schmuck on "cooperative" action research

*A* Asmt. 1: 1st Reflection on your Experience as Novice Action Researchers in relation to the Considered Formulations from Other Sources (i.e., Schmuck) (Notes, Examples)
---------------
2/17 No class
---------------
Class 4 (2/24) Examining the background and evaluations of previous actions before pressing forward,
using tools and interactions with others to open up problems and focus in on needed inquiry

Reading: Greenwald, "Learning from Problems."
Use of KAQ framework.

*A* Asmt. 2: Initial Paragraph Overview of Project (revised in response to PT's comments by email on in-class draft) (N, E)
---------------
Class 5 (3/3) Formulating informative comparisons as a basis for evaluations, I
using the Comparison steps (2-4) of the evaluation clock to analyze published evaluations of past actions, then to design evaluations that may be part of students' projects
Reading: Goode Clipping (PPR) on the effects of a smoking ban; Overview of relationship of evaluation to facilitation of change; Guide to the Evaluation clock (before and/or after class)

*A* Asmt. 3: KAQ assignment (N, E)
---------------
Class 6 (3/10) Formulating informative comparisons as a basis for evaluations, II
Introduction to statistical formulations of comparisons and background assumptions
Peer coaching on Evaluation clock assignment and its extension to students' Projects, wiki use, KAQ, and PD workbooks.

*A* Asmt. 4a. Use the comparison steps (2-4) in the evaluation clock to design evaluation as part of your project (N, E)
*A* E1. First conference must be completed by 3/13 to discuss your Action Research ideas, the course thus far, and your PD workbook (bring to conference) (N)
*A* D2. Submit worksheet on PD workbook and research organization (N)
*A* E2. Schedule second conference before 4/23 to discuss your projects and use of evaluation clock
---------------
3/17 No class (Spring break)
---------------
Class 7 (3/24) Work-in-progress presentations, I
*A* Asmt. 5a, initial: Work-in-progress Presentation I on Project (N, E)and 5b. Notes on Research and Planning for Student Projects (N, E)
---------------
Class 8 (3/31) Reflection on your Experience as Novice Action Researchers with the Considered Formulations from Other Sources, I
Readings: Schmuck, pages 29-146, Calhoun, How to Use Action Research (especially chapters 1-3), Weiss, chapter 1, and (optional) Weiss, chapters 2 &4. Also preview Small group work roles.

Video on work in heterogeneous groups.
Small group work on two activities: a) guidelines for small group work with adults and b) comparison of PT's and Calhoun's frameworks for Action Research
Critical Incident Questionnaire II on course to date

*A* Asmt. 4b due: Use the full evaluation clock to design the evaluation part of your project.
---------------
Class 9 (4/7) Reflection on your Experience as Novice Action Researchers with the Considered Formulations from Other Sources, II
Readings: At least three from Hitchcock & Hughes, Chap. 3, "Access, ethics, and objectivity," Chapter 5, "Designing, planning and evaluating Research"; Greenwood & Levin, Chaps. 8 & 11, "Action research cases," & "Action science and organizational learning"; Rokovich, et al., "Implementing change"; Jenkins, "Action learning"; CEDAC, Our Economy; Greenwald, Science in Progress; Madison Metropolitan School District, "Classroom action research" (and linked pages), study of CIT
Feedback on Critical Incident Questionnaire II
Dialogue Process session on engagement and ethics in Action Research
---------------
Class 10 (4/14) Influences of Political Context on Evaluation and Educational Research
Although it is not expected that your projects tackle the larger political context of making changes in education (broadly construed) or draw on sophisticated theories about evaluation and educational change, this class put these areas on your maps.
Readings--at least one of:
Woodhead, "When psychology," Hunt, "The dilemma," Metcalf, "Reading between the lines." Muir, "Science rules OK," Rokovich, San Jose School District

"Jig-saw" digestion and discussion of readings

*A* Asmt. 7: Narrative Outline for Project Report
---------------
4/21 No class
---------------
Class 11 (4/28) Work-in-progress presentations, II (taking into account comments on previous presentation & notes on research & planning)
*A* Asmt 5, updated: Work-in-progress Presentation II on Project

Titles of Projects
---------------
Class 12 (5/5) Generating politics from below in relation to Educational and Action Research
Readings--at least two of:
Carr & Kemmis, Becoming Critical, CEDAC, Our Economy, Greenwood, "Action science and organizational learning," Taylor, "Epilogue," McLeod, et al., "Changing how we work," Senge et al., "Fostering communities"

Video segment on Myles Horton and the Highlander Center, a longterm source of educational and social change, followed by reflective exercise.
Dialogue Process session on participatory action research and theory in relation to action (incl. reflective practice)

*A* G.Assignment Check-list maintained by student, with completion contract proposal if needed
*A* Asmt. 7: Complete Draft of Design Project (2 copies)

*A* F. Make comments on another student's draft, and email them to the person by 5/10 or bring to class 13.
---------------
Class 13 (5/12) Taking stock of course & of change: Where have we come & where do we go from here?
Reading: Cashin, "Student ratings of teaching"
Evaluation followup from Compressed Action research
Selected taking stock activity, either Historical Scan (aka Wall of Wonder) or Process Review or Practical Vision of Future Personal and Professional Development (see samples from previous years)
CCT and GCE course evaluations (see previous semesters' evaluations)
*A* D3. PD workbook brought to class for perusal, including D5. Process review
Additional reading (selections TBA): Stanfield, Courage to Learn, Stanfield, The Workshop Book, Tuecke, "Creating a wall of wonder,"
---------------
5/18, Due by email
*A* Asmt. 7 revised: Final Project report (by email attachment)

BIBLIOGRAPHY

eRes indicates reading on electronic reserve. # indicates additional texts on evaluation, action research, or facilitating group process (to be borrowed from the library, interlibrary loan, or instructor.
## indicates useful readings to help in writing and revising.

Backer, T., J. Chang, A. Crawford, T. Ferraguto, D. Tioseco and N. Woodson (2002). "Case study and analysis: The Center for the Improvement of Teaching, University of Massachusetts, Boston."(PPR)
Brookfield, S. D. (1995). Becoming a Critically Reflective Teacher. San Francisco: Jossey-Bass Publishers (eRes)
Calhoun, E. F. (1994). How to Use Action Research in the Self-Renewing School. Alexandria, VA: ASCD.
Carr, W. and S. Kemmis (1986). Becoming Critical: Education, Knowledge and Action Research. Geelong: Deakin University Press., chapters 6 & 7 (up to p. 200 on eRes)
Cashin, W. E. (1990). "Student ratings of teaching: A summary of the research." Management Newsletter 4(1): 2-7. (eRes)
CEDAC (Community Economic Development Advisory Committee) (1995). Our Economy: Our Future, Final Report. York, Ontario: City of York. (eRes)
Conlin, M. L. (2002). "The basics of writing: Process and strategies," in Patterns Plus: A Short Prose Reader with Argumentation. Boston: Houghton Mifflin, 1-11. (eRes)##
Couto, R. A. (2001). "The promise of a scholarship of engagement." The Academic Workplace 12(2): 4, 6.
Daniel, D., C. Fauske, P. Galeno and D. Mael (2001). Take Charge of Your Writing: Discovering Writing Through Self-Assessment. Boston: Houghton Mifflin.##
Elbow, P. (1981). Writing with Power. New York: Oxford Univ. Press##
Entin, D. (2001). "Review of The Reflective Practitioner: How Professionals Think in Action." The Academic Workplace 12(2): 13, 18.
Greenwald, N. (2000). "Learning from Problems." The Science Teacher 67(April): 28-32. (eRes)
Greenwald, N. (2000). Science in Progress: Challenges in Problem-based Learning for Secondary Schools
Greenwood, D. J. and M. Levin (1998). Introduction To Action Research: Social Research For Social Change. Thousand Oaks, CA: Sage. (pp. 187-202 on eRes)
Hitchcock, G. and D. Hughes (1995). Research and the Teacher: A Qualitative Introduction to School-based Research. New York: Routledge.(pp. 39-58 on PPR; pp. 77-112 on eRes)
Hunt, M. (1985). "The dilemma in the classroom: A cross-sectional survey measures the effects of segregated schooling," in Profiles of Social Research: The Scientific Study of Human Interactions. New York: Russell Sage,51-97. (eRes)
Institute of Cultural Affairs, n.d., Facilitators Manual (excerpts on Strategic Participatory Planning). Toronto: Canadian Institute of Cultural Affairs.(PPR)
Isaacs W. (1999) Dialogue and the Art of Thinking Together. New York: Currency.#
Jenkins, M. (2000). "Action learning: Taking the time it takes." Paper presented to the International Association of Facilitators, Toronto, April 27 2000.
Kanar, C. (2002). "Improving your paragraph skills," in The Confident Writer. Boston: Houghton Mifflin, 60-88.##
Madison Metropolitan School District (2001). "Classroom action research." http://www.madison.k12.wi.us/sod/car/carhomepage.html viewed 25 Jan. 03.
Madison Metropolitan School District (2001). "Classroom action research starting points." http://www.madison.k12.wi.us/sod/car/carstartingpoints.html viewed 25 Jan. 03.
McLeod, M., P. Senge and M. Wheatley (2001). "Changing how we work." Shambhala Sun(January): 29-33. (eRes)
Metcalf, S. (2002). "Reading between the lines." The Nation(Jan. 28): 18-22. (eRes)
Muir, Hazel. 2008. Science rules OK: Running societies the rational way. New Scientist (24 May):40-43. (PPR)
Nelson, J. (2001). The Art of Focused Conversation for Schools. Toronto: Canadian Institute of Cultural Affairs.
Patton, M. Q. (1982). Practical Evaluation. Newbury Park, CA: Sage.#
Perelman, L., J. Paradis, E. Barrett (n.d.) The Mayfield Handbook of Technical and Scientific Writing. https://mit.imoat.net/handbook/home.htm##
Pietro, D. S. (Ed.) (1983). Evaluation Sourcebook. New York: American Council of Voluntary Agencies for Foreign Service.#
Rokovich, M. A., M. Stevens and J. Stallman (2000). "Implementing change at SJUSD: An unfinished case study." Presented to the International Association of Facilitators, Toronto, April 27 2000. (PPR)
Schmuck, R. (1997). Practical Action Research for Change. Arlington Heights, IL: Skylight.
Schuman, S., Ed. (2006). Creating a Culture of Collaboration: The International Association of Facilitators Handbook. San Francisco, Jossey-Bass (on reserve, plus excerpts PPR
Senge, P., N. Cambron-McCabe, T. Lucas, B. Smith, J. Dutton and A. Kleiner (2000). "Fostering communities that learn," in Schools That Learn. New York: Currency,459-465. (eRes)
Spencer, L. J. (1989). Winning Through Participation. Dubuque, Iowa: Kendall/Hunt (Ch. 5: eRes; chap. 7 PPR)
Spina, S. U. (2002). "Six key principles of action research." (handout)
Stanfield, B. (Ed.) (1997). The Art of Focused Conversation. Toronto: Canadian Institute of Cultural Affairs. (pp. 6-29 on PPR; pp.30-37 on eRes)
Stanfield, B. (2000). The Courage To Lead: Transform Self, Transform Society. Gabriola Island BC: New Society Publishers.#
Stanfield, R. B. (2002). The Workshop Book: From Individual Creativity to Group Action. Toronto: Canadian Institute of Cultural Affairs.#
Stark, J. S. and A. Thomas (Eds.) (1994). Assessment and Program Evaluation. Needham Heights, MA: Simon & Schuster. (#, in Healey stacks)
Taylor, P. J. (2005). "Epilogue," in Unruly Complexity: Ecology, Interpretation, Engagement. Chicago, University of Chicago Press: 203-213. (PPR)
Tuecke, P. (2000). "Creating a wall of wonder with the TOP environmental scan." International Association of Facilitators, Toronto, Canada, April 27 - 30 (iaf-world.org/iaf2000/Tuecke.PDF).
Turabian, K. L. (1996). A Manual For Writers of Term papers, Theses, and Disertations. Chicago: Univ. of Chicago Press (in Healey reference section)##
Weiss, C. H. (1998). Evaluation. Upper Saddle River, NJ: Prentice Hall.#
Weissglass, J. (1990). "Constructivist listening for empowerment and change." The Educational Forum 54(4): 351-370. (eRes)
Winter, R. (1989). Learning from Experience: Principles and Practice in Action Research London: Falmer.#
Woodhead, M. (1988). "When psychology informs public policy." American Psychologist 43(6): 443-454. (eRes)