L&PS - Logic and Philosophy of
Science Vol. 1 · No. 1 ·
2003 |
|
Causation, Laws of Nature, and
Mental Causation
Mauro Dorato Rome Three, Italy mailto:dorato@uniroma3.it
Jan Faye Copenhagen, Denmark mailto:faye@hum.ku.dk
Abstract
In this paper we argue that the type-identity
theory of mental and neural states yields a plausible solution to
the problem of mental causation and can successfully reply to
various objections that have recently been raised against it. We
begin by presenting the problem of mental causation and by
offering a brief discussion of the problem of the nature of
natural laws: our purpose in this first part is to show why a
correct understanding of ceteris paribus clauses in laws opens the
way to psychophysical laws. By examining the relationship between
singular causation and causal laws, and by taking into account the
claims emerging from the preceding sections, we then present and
evaluate five different models of mental causation. Our conclusion
is that only a monistic model is capable of making "the mind
matter" without introducing implausible views of the causal
relation between mind and body. Finally, we show how such a model
can dispose of certain common dualistic objections that have been
put forward against it.
Keywords: mental causation,
causation, laws of nature, conservation of energy
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1. Introduction
In a recent book, Jaegwon Kim (1998) has
forcefully argued that the old Cartesian problem of explaining the
relationship between mind and brain is still with us, particularly in the
form of giving an account of mental causation that assigns causal
efficaciousness to our mental states. How can our mind influence the
physical world, granting that our intentional actions and our perceptions
seem to entail that mental events can be, respectively, causes and effects
of physical events? If this sort of generic psycho-physical interactions
must be admitted, according to Kim it turns out that many currently
accepted and influential physicalistic views of the mind-body problem are
incompatible with the commonsensical assumption that our behavior is
causally dependent on our beliefs and desires, regarded as causally
efficacious mental states of any thinking subject.
In this paper we argue that the type
identity theory of mental and neural states yields a plausible solution to
the problem of mental causation and can successfully reply to various
objections that have recently been raised against it. In the first section
of the paper we present the problem of mental causation as Kim has
formulated it. In the second section we briefly discuss the nature of laws
and show why a correct understanding of ceteris paribus clauses
opens the way to psychophysical laws. In the third section we examine the
relationship between singular causation and causal laws. In the fourth
section we evaluate five different models of mental causation in light of
the claims emerging from the preceding sections, arguing that the monistic
model is capable of making the mind matter without introducing implausible
views of the causal relation between mind and body. Finally we show how
such a model can dispose of certain common dualistic objections that have
been put forward against it.
2. The Importance of Mental
Causation
Kim's argument in favor of the claim that
the problem of mental causation is still haunting us can be thus
summarized: if we suppose that each physical event must have physical
causes and effects (the so-called principle of "the causal closure of the
physical world"), then mental events can be causally efficacious only by
being identical to physical events. Any other form of weaker co-variance
between mental and physical properties just won't do, first and foremost
Davidson's celebrated anomalous monism, and more generally, token-identity
theories between the mental and the
physical. Strangely enough, however, such
discussions about how mental events can, qua mental, influence our
body and the physical world, dismiss a more careful examination of the
relationship between causation and laws, and the more general nature of
causation per se. And yet these more general questions are hardly
irrelevant. As is well known, one of
these physicalistic views, Davidson's (1970), is a clear illustration that
one's theory of the relationship between causation and laws of nature is
of paramount importance to evaluate the strength of the argument. Davidson
admits that mental and physical states are in causal commerce, but given
his view that (1) strict, exceptionless laws can only be found in physics and
that (2) the mental world is subject to normative and holistic
constraints not to be found in the physical world, he has to claim that
there cannot be any psycho-physical law. Combined with his endorsement of
a nomological theory of causation, the thesis that there are no
psycho-physical laws, conjoined with the view that mind and body are in
causal interaction, leads Davidson to think that a mental event can be
causally efficacious only by being subject to a strict, physical
law. But any event that is subject to a physical law must admit of a
physical description, and hence must be physical: it follows that every
mental event is identical with a physical event. To this conclusion, Kim
objects that since it is not the mental properties of the event in
question that do the causal work qua mental, Davidson ends up in a
sort of epiphenomenalist position, one, that is, that denies any causal
power to the mental. Well, what's wrong
with epiphenomenalism, or with the assumption that the mental is causally
inert with respect to the body as much as the lights of a computer are
with respect to the inner mechanism of the machine? Or, even more
radically, what's wrong with assuming, together with the eliminativist
philosopher à la Churchland, that all our (folk-psychological) talk of
beliefs and desires as explainers of our behavior will one day be
completely replaced and shown to be false? (2)Haven't we already replaced naïve Aristotelian physics with
Newtonian science? To this eliminativist
attitude, which Kim does not seem to take seriously, one could object that
not only does the very possibility of psychology as a science depends on
the fact that "mental phenomena must be capable of functioning as
indispensable links in causal chains leading to physical behavior" (Kim
1998, p. 30). What is even more important, if folk psychology is also
wrong in trying to explain our behavior with beliefs and desires -
something that requires in its turn an attribution of causal power to the
latter - then most of what we believe of the world is false: "if it isn't
literally true that my wanting is causally responsible for my reaching,
and my itching is causally responsible for my scratching and my believing
is causally responsible for my saying…if none of that is literally true,
then practically everything I believe about anything is false and it's the
end of the world" (Fodor, 1990, p. 156).
We shall argue that any general theory
of causation, both in itself and in its relation to the question of the
nature of laws, should confront itself with the problem of mental
causation, to be regarded as a sort of consistency test of the
theory. Conversely, we will also maintain that the problem of mental
causation cannot be sharply formulated or its importance correctly
evaluated, if we don't first try to solve issues such as nomological vs.
singular theories of causation, or such as the difference between laws in
the physical sciences and laws in the special sciences, and such as the
role of ceteris paribus clauses in general. We shall show that it
is only by achieving some sort of reflective equilibrium between
(i) understanding the particular case of mental causation by placing it
into the more general framework of a philosophical theory of causation,
and (ii) measuring the consistency of the latter by testing it against the
particular issues of mental causation, that we can shed some light on both
questions and on the relation between body and mind.
3. Ceteris Paribus Laws and
Nomological Views of Causation
Before
starting our discussion, we must respond to a foreseeable objection that
might be taken to undermine radically our project: are we not trying to
explain the mysterious (mental causation) by the even more obscure and
controversial theories of law and theories of causation? Shouldn't we rely
on experiments in neuro-psychology in order to evaluate the truth of our
commonsensical assumptions about the efficacy of mental states?(3) After all, the question whether mechanisms producing mental
states can be (or actually are) separated from mechanisms
underlying actions that we normally explain in terms of such states, is an
empirical one. While we
wholeheartedly agree with this remark, it remains true that many
metaphysical arguments about the relationship between mind and body need
to be evaluated on their own grounds, especially in so far as they rely on
false presuppositions about the existence of strict physical laws, or
implausible views of the relationship between causation and laws. For
instance, van Fraassen has already remarked that Davidson's classification
between nomic and anomalous forms of monism and dualism rely on the claim
that there is a clear-cut distinction between merely true empirical
generalizations and lawlike statements: if this presupposition were to
fail, then there would obviously "be psycho-physical laws, even if no
interesting ones" (van Fraassen 1989, p.34). And in a more recent essay,
Davidson himself recognizes that a distinction between true empirical
generalizations and lawlike statements is "essential to his argument for
Anomalous Monism" (1995, p. 266). In our
opinion, the serious shortcoming of Davidson's view is his claim that
physical laws have no ceteris paribus clauses, a position that, in
our opinion, both Cartwright (1983) and Giere (1988) have convincingly
refuted. To the extent that the non-existence of psycho-physical laws is
made to depend on the distinction between strict laws and ceteris
paribus generalizations, Davidson's argument for the token-identity
theory fails completely. Consequently, given that Davidson's anomalous
monism has independent shortcomings, Kim's worry that the latter is
committed to a form of epiphenomenalism about mental events is misplaced.
Couldn't it be that, in general, the problem of mental causation is a
by-product of wrong views of causation and of the nature of laws? In order
to inquire into this question, we need to make some general philosophical
assumptions, for the justification of which we refer the reader to further
work of ours.(4) From the assumption that all
natural laws are true only in ideal conditions, one might want to derive
some plausibility for singularist theories of causation: if there
are no laws (van Fraassen 1989) or true fundamental laws (Cartwright
1983), we cannot claim that the token event a causes the token event b
only if events of type A are regularly associated with events of
type B, as the follower of neo-Humean analyses of causation usually argues
(nomological theory of causation). The association in question is the
lawlike or nomic relationship between the event types, which, given the
"ceteris paribus view of laws", is present in a complete, platonic
sense only in the model. In the real world, such a relationship is only
partially exemplified, by processes whose properties are never exactly
identical with the idealized features of the models and never identical
among themselves. In the following we
shall therefore take for granted that the notion of causation need not
presuppose the notion of law in four different cases. The first two are
quite obvious: (1) if fundamental laws are literally false as in
Cartwright's view, or (2) if laws do not exist at all, as in van
Fraassen's view, then events cannot exemplify the nomic link a
fortiori. Furthermore, (3) if the view that laws are neither true
nor false is taken to imply that they are devoid of empirical content
(pseudo-descriptions), then it also follows that in the actual world
events cannot exemplify any nomic link. Finally, (4) if ceteris
paribus laws do have empirically content and can be regarded as being
only approximately true, there arises in any case the epistemic problem of
establishing under what respect a succession of events of type A and B is
relevantly similar for us to say that they exemplify the same law,
given that the circumstances of application are always different. For
instance, if two bodies are subject both to electric and gravitational
forces, which law do they instantiate, Newton's or Coulomb?
Even the last argument is clearly
epistemic, what matters for our purpose is to point out that this problem
is in principle not different from establishing in single cases whether we
are facing a genuine causal link or not. Therefore, we might as well
assume that something can cause something else in the circumstances
mentioned in the ceteris paribus clauses, independently of the
existence of regular associations between A and B. Of course, within the
fourth, "approximativist" option just described, one can still defend a
nomological view of causation and hold on to the ceteris
paribus view of laws: there is no strict contradiction in accepting
both theses as true. However, the main advantage of the regularist theory
of causation seems to be lost, since the problem of deciding whether we
have repeated instances of the same law in different cases is not
epistemically lighter than the problem of ascertaining the presence of a
genuine, non-spurious causal link between the two entities.
On the
other hand, it is clear why one wants to hold on to a nomological view of
causation: according to Hume, a priori we cannot deduce the effect
from the cause. Therefore we need the repetition of many instances of the
same type of link between token events to be sure that we are not facing
an accidental succession and thereby avoid fallacies of the kind post
hoc propter hoc. However, this epistemic argument is not incompatible
with the thesis that we can perceive directly the causal link in
single instances, after the effect has taken place. There might
well be no set of well-defined laws covering different single cases of
Peter sliding on a banana and falling, but we are still justified in
saying that the banana peel made him fall (caused him to fall).
Analogously, a child touching a hot stove will not try to repeat the
experience to make sure that the association still holds in the
future. If we cannot
reduce the notion of "causation" to that of "law", we should likewise
avoid regarding the notion of causation as more fundamental than the
notion of laws. As an argument for this claim consider that whenever
nomically related events take place outside their respective light-cone,
as in Bell-type quantum correlations, relativity enjoins us to regard
the two measurement results (the two events) as being nomically related
but not as causally related(5). Any two states of a body
moving inertially are nomically related but not causally related, since
causes presuppose forces. More generally, it seems that whenever we are
facing laws of co-existence rather than laws of succession, that is, laws
restricting the kinds of events that are admissible in spacelike surfaces
of a relativistic spacetime, the talk of causal laws is out of place and
should be reserved only for laws of succession.
4. Singular Causation and
Laws
We have argued that laws of a certain
generality are idealizations and that the notion of causation cannot be
reduced to that of laws. What then is singular causation, and how is this
notion connected to psychophysical laws? How does it support different
versions of the identity theory (namely token identity versus type
identity theories between mind and
body)? We possess causal knowledge
because we basically experience the world as being causally connected.
Prima facie, the link relating mental and physical states does not
appear to be different from the connection between merely physical events.
We could not act without knowing - or at least have reliable expectations
about - the effects of our own actions, and the impact these would have on
the things around us and we do not treat our actions as in principle
different from the action of other merely physical systems.
Is it reasonable to
claim that we perceive singular causal facts without having had any
previous experience of them? When somebody, for the first time, sees an
hurricane hitting a house and its roof being swept off, she realizes
immediately that the strong wind has caused the roof to fly away, provided
of course that she already acquired the relevant concepts. Indeed, we want
to argue that causation is a primitive category, so that, in our example,
the causal fact she perceives is a brute fact about nature
(6). This clearly means
that we take causality to be a fundamental category that cannot be
explicated in terms of more fundamental notions. The causal nexus obeys
its own logic, and we take the failures of representing it by some of the
common logical connectives (extensional or intensional) as a strong
indication that such nexus should be represented by a primitive symbol on
its own. What then we say about
the causal nexus from an ontological point of view? Answering this
question seems important to shed light on the question of how to
understand mental causation. First, let us remark that the singular
cause is causally necessary for its actual effect, that is, the
effect would not have happened unless its cause brought it into being. Had
this particular hurricane not hit this particular house with this
particular force, the roof would not have been swept off at this
particular moment. Second, a singular cause produces its
effect. In other words, the singular cause causally necessitates
its actual effect, that is, the effect is forced to happen by its cause.
Third, the singular
cause is causally prior to its actual effect, and by this we mean
that the casual relation is asymmetric, that is if x causes
y, then it is not the case that y causes x. This
third requirement amounts to saying that the cause possesses the producing
power and, therefore, brings about the effect, even though we do not claim
that the cause is temporally prior to the effect a priori.
Fourth, singular causation does
not act in a vacuum. It always takes place in a particular causal field (a
notion due to J.L. Mackie 1972) containing some circumstances that allow,
or at least do not prohibit, the nexus to happen. In case the roof had
been wired with steel or if it had had another shape, it might not have
been swept off. We shall distinguish
causally relevant circumstances from causally irrelevant ones.
Those that take part in the field, and whose presence or absence would
result in a case, in which the cause would not have acted, are the
causally relevant circumstances. For instance, whether it is day or night
while the storm rages is a causally irrelevant circumstance, but perhaps
not the actual temperature. As we can
see, very many facts can belong to the causal field, and which of them we
select as the cause depends, as Norwood Russell Hanson (1958)
noticed, on our cognitive interests. The owner, the insurance company and
the constructors may have different interests in describing the accident;
the owner wants the insurance money and focuses on the hurricane, the
insurance company doesn't want to pay and focuses on a bad construction,
and the constructor focuses on the fact that the house was built only to
resist a wind force of 150 mph, and that the actual hurricane had reached
this limit in certain areas. Such a
dependency on our cognitive interest, however, does not turn the causal
connection into an epistemic notion, as van Fraassen (1980) claims. It
only shows that among those many facts belonging to the causal field, we
may have different reasons to select one rather than another as the cause.
In other words, both the cause and the relevant circumstances of the field
are causally necessary for the effect, and together they are causally
sufficient, in the sense that they, as a whole, causally necessitate the
effect. Now, we perceive singular causal facts
as something depending on the events and matter involved, but we do not
merely perceive them as individual cases; at the same time we perceive
them as exemplifications of our general notion of causation. We must have
such a notion that applies whenever we see some particular fact as an
instance of causation, in the same way in which we need to have the notion
of a cat in order to recognize it whenever we see one. We have not
acquired the notion of a cat by observing just one cat, we have observed
and acted with many cats, and noticed their differences with respect to
all other types of animals. Similarly, our notion of causation is acquired
through our experience of, and interactions with, many causal
circumstances in comparison with our experience of, and interactions with,
many situations where no causal connections are involved. This provides
the epistemic justification of the above ontological claims that express
what would have happened in the case in which the cause, or the effect,
had not, contrary to the fact,
happened. It is clear that we apply such
a general notion of causation whenever we see a singular causal fact, but
it is also clear that this notion does not imply the existence of causal
laws. Causation is an ontological concept, as well as a formal scheme, in
the sense that it applies independently of the particular nature of the
cause and the effect. What makes a relation a law depends very much on
the very nature of the cause and the effect.
The next point is: how do we get to a
causal law, if there are any, from singular causes? Well, we get there
through abstractions and idealizations. First we have to see the
individual cause a and the individual effect b as two
instances of separate types A and B. Here we already
disregard many contingent properties of particular hurricanes and
particular roofs. By looking at them as types we see them as
'ideal' hurricanes and 'ideal' roofs, they are no longer concrete
hurricanes and roofs because of their lack of individual properties. But,
second and most important, we have to select among the actual
circumstances those, which, by abstraction, can be considered as the
nomologically relevant
circumstances. First of all we must
classify all the actual circumstances as types; then we must select among
them those, which always reappear as instances of these types in all other
circumstances in which a hurricane sweeps off a roof. It means that the
nomologically relevant circumstances become an ideal set of the
actual circumstances. For instance, a causes b in the actual
circumstances because somebody (P), or something (Q), didn't
intervene although P, or Q, might have done so. The absence
of such a particular intervention is causally relevant to the fact that a
causes b, but neither the intervention of P, nor of Q,
belongs to the nomologically relevant circumstances.
A nomologically relevant circumstance
for event type A causing type B may therefore be defined as
an ideal circumstance of a certain type which exists in every possible
world in which an instance of A, that is, either a1, a2, a3,
etc., co-exists with an instance of B, that is, either b1,
b2, b3, etc., but which does not exist in every possible world
in which an instance of B occurs without an instance of A.
In science, we isolate the nomologically relevant circumstances among the
actual circumstances, by virtue of observations and experiments on
situations which we regard as sufficiently similar to one another by
contrasting situations in which instances of A and B occur,
with situations in which an instance of A occurs without an
instance of B, as well as with situations in which an instance of
B occurs without an instance of A
(7).
The upshot of this discussion is that
any generalization of singular causes to a causal law is quantification
over all singular relational states of affairs, a1 causes
b1, a2 causes b2, ..., and the nomologically relevant
circumstances. Thus, we have that
CL: |
'Ceteris
paribus', A causes B' is a law of nature if, and only if,
(x)(y)(z)(A(x) & CJ(y) causes B(z)), where
y runs over all nomologically relevant circumstances
CJ
(8) |
From an ontological perspective, it is
possible to specify a causal law of nature as an abstraction from singular
causal facts; but from an epistemic viewpoint, the practical discovery and
justification of such a law may not always be available, because of its
complexity. Based on what has been said
until now, it should be clear that neither the notion of regularity, nor
that of counterfactuality, nor that of probability, can provide us with an
account of causation. This suits well with the fact that we may have
regularities without causes, counterfactuals without causes, and
statistical correlations without causes. Rather we must say that the
existence of regularities, probabilities, and counterfactuals should be
regarded as evidence for the existence of a causal law.
5. Mental causation
Let us therefore suppose that both causation and
lawlikehood are two fundamental notions, non-supervenient on non-nomic or
non-causal facts. What does this entail for the problem of mental
causation? It could be argued that if the causal link does not supervene
or cannot be reduced to non-causal notions (physical transference
of energy, exchange of virtual particles or of conserved
quantities, etc. are clearly causal notions) (9),
there is no a priori difficulty in attributing it to different ontological
domains as the mental and the neural, provided that the expression
"different ontological domain" does not presuppose different substances
(substance dualism), but rather different properties, or
ontologically viewed, different universals, belonging to different levels
of reality. By referring to different levels of reality, we are
thereby not foreclosing the possibility that the properties related by
causation will turn out to be irreducible to one another. In order to
further verify these claims, we need to inquire into the nature of causal
relata, and the ontological commitments of singular
causation. Our discussion will proceed
in three steps: (1) we shall present five different causal models of the
relationship between the mental and the physical, based on the above
account of singular causation; (2) we shall evaluate these models against
the causal closure thesis, namely the claim that the physical world
is causally closed because of the principle of conservation of energy; and
finally (3) we shall compare the models by evaluating their ability to
make room for psycho-physical laws.
5.1 Five models of mental
causation
What can the notion of singular causation tell us about
the relationship between mental and physical events? It seems possible to
set up five different models that fulfill the notion in different ways. In
the following pictures, remember that black arrows stand for causally
necessary relations, whereas white arrows represent causally necessary and
sufficient connections. Let us call
singular, token mental states M, M*, M**, etc., and singular, token
physical states P, P*, P**, etc. If we claim that M, M*, M** are
identical with P, P*, P**, then there cannot be any causal
connection between the Ms and the Ps. Obviously, a necessary
condition for the existence of a causal connection between a and b is that
a and b as the cause and the effect be ontologically different, in the
sense that the individuation of one cannot be reduced to the individuation
of the other. Hence, if we assume that M, M*, M** are identical
with P, P*, P** respectively, we have a case of identity (the
mental is identical with the physical) and therefore no causal connection
can exist between M and P, M* and P* and
M** and P**. It is
partially for this reason that a defender of the causal efficacy of the
mental like Searle holds the following position: two causal judgments
'M causes M*' and 'P causes P*' are different
"descriptions of the same system at different levels" (1995, p. 219),
while 'P causes M' and 'P* causes M*' are also true without
it being the case that M is reducible to P and M* to P*.
Notoriously, Searle defends the subjective, irreducible ontology of the
mental, and therefore cannot claim that P and M are identical, but only
that they can be causally related. The difficult question he must face is
whether the existence of two causal descriptions of the same system (or
the same relational state of affairs) at two different levels entails or
not the identity of the relata. If it does, then for the reasons mentioned
above, P cannot cause M, simply because it is identical with it, and
Searle's view of the causal efficacy of the mental collapses into
incoherence (see also Kim 1998, p. 49). If it doesn't, how can we claim
that one and the same event P can cause both P* and M
(which exist at two different ontological levels) while avoiding the
threat of epiphenomenism for M? And if we avoid such a threat by insisting
that M* is caused by both M and P*, don't we fall into the
trap of overdetermining the causes of M*? While we do not want to
rule out Searle's solution as impossible, what seems clear is that he
needs to say more about the alledged causal relations existing between
mental and physical properties and cannot just leave to the future
development of the neurosciences the task to clarify the nature of such
relations. In the following, we will try to pick up the challenge posed by
Searle by discussing different models of mental
causation. To begin with, let us suppose
that, contrary to Searle, causal connections can exist only between
physical states or between mental states, where the latter states are
regarded as alternative descriptions of the former. So if P causes
P*, P must, given the circumstances, be both causally necessary
and sufficient for P*, and similarly if P* causes P**,
P* must, given some other circumstances, be causally necessary and
sufficient for P** The same relationships would hold for the M's, but this
model not allow either "downward" or "upward" causation and therefore
reflects a version of monism (fig. 1). Notice that in the figure
below, the two vertical, parallel lines represent token-identity between
the respective events or states, while the white arrows represent, as said
above, causally necessary and sufficient conditions for token events or
states
(10).
Figure 1. Monism
Within the other four models we are going to introduce,
we shall assume that M, M*, M** are not identical with P, P*,
P**. It is now possible to have various causal links between them.
The first of these models is the one we
get by claiming that the causal connections between the Ps is the
same as in the model of reduction, that is, P is, given the
circumstances, causally necessary and causally sufficient for P*,
represented by the white arrow of fig. 2. However, each P is only
causally necessary but not sufficient for M. Moreover, each M is also
only causally necessary but not sufficient for another M. But since
a singular cause has to be causally sufficient for its effect, neither
P nor M can by itself be the cause of any M*. Instead we
have a situation in which it is only the conjunction of P*
and M that, given the circumstances, is causally necessary and
sufficient for M*. So here P* and M contribute to
cause M*.
Figure 2: Emergentism
We shall call this model the model of emergentism.
The mental level consists of ontologically independent mental phenomena
that play an active role in producing other mental phenomena, together
with the underlying physical phenomena. The striking feature of the model
is that no mental phenomena can take part in the production of any
physical phenomena, but some physical phenomena always play a role in
bringing about mental phenomena. This
model also resembles epiphenomenalism because no physical event (neural
event) can ever be caused by a mental event, but, strictly speaking, it is
not epiphenomalistic, because mental events are endowed with the causal
power of producing, together with physical events, other mental events,
which are therefore not causally inert. Obviously, if we were
interested in rescuing the intuition that desires and beliefs, in virtue
of their mental content, make a causal difference in making our bodies
move, this model would be useless, since here mental-to-physical causation
is impossible: causation is always "upward" and never "downward"! It is
for this reason that we cannot think of a philosopher that has defended
such an option. In the third model, both
mental and physical states are very much interconnected, in the sense that
for each mental state M, and for each physical state P*,
there has to be both an M and a P that together bring about
P* (fig. 3). For instance, M together with P* causes
M*, since both are in the circumstances causally necessary and
together causally sufficient for it, or M* and P cause
P* for similar reasons. This model seems to reflect property
dualism, and despite his allegations of overcoming the traditional
position on the body-mind problem, the position it portrays seems closest
to the one defended by Searle.
Obviously, the P's we are considering here are physical events that
can normally be caused by mental states, like grasping an object by moving
one's arm, or developing a psycho-somatic disease, and not events like our
heart suddenly stopping for a valve failure that are never taken to depend
on mental volitions. In this sense, the P's we are considering are an
appropriately restricted set of the physical events occurring in our body,
and, as we are about to see, the same applies to the next model.
Figure 3. Property Dualism
The fourth model reflects typical Cartesian substance
dualism (fig. 4). Here a mental state M may cause a physical state
P, or vice versa, due to the assumption that M may, in the
circumstances, be causally necessary and sufficient for P,
or vice versa. So we can have causal links like M P P*, or M*
M**
P**, just to mention two examples, where ' ' expresses the necessary and sufficient conditions of the causal
relation. In this model, we have cases of overdetermination: in fact, what
would prevent a mental state M* from being fully brought about by
two causes, a mental event M and a physical event P*,
operating at the same time? Apparently nothing.
Figure 4. Substance dualism
The fifth model reflects psycho-physical parallelism
(fig. 5). Here the causal links are exclusively relating mental events or
physical events and no causal connection exists between the mental and the
physical realm. Moreover, inhabitants of the two realms are not
token-identical, as it was the case with the monism of fig. 1. Such a
situation is reminiscent of the famous pre-established harmony defended by
Leibniz.
Figure 5. Psycho-physical
parallelism
§5.2. The five models and the
Principle of the Causal Closure of the Physical World
After having described these five models, we want to make
an evaluation of them, especially by keeping in mind the principle of the
causal closure of the physical world (P). We shall define the causal
closure not directly in terms of the principle of the conservation of
energy, but in terms that can account for it:
(P): |
Causal
closureness: All causal relationships are said to be closed on
a certain level if, and only if, for every two causally connected
elements on this level, x and y, x is both
causally necessary and sufficient for y in the
circumstances |
On the physical level, where the
application of the principle of the conservation of energy makes sense,
the ideas expressed in (P) and according to which causes are
causally necessary and sufficient for their effects is seen to correspond
to energy conservation. In fact, if a cause were insufficient, then it
would not provide the energy that is necessary for the interaction to take
place (there would be less energy in the cause than is needed for the
effect to occur); while if the cause were unnecessary, the amount of
energy required for the interaction would be excessive (too much energy in
the cause). In both cases, however, there would be a violation of the
principle of the conservation of energy. Notice also that by applying such
a principle we are not contravening the position expressed above about the
non-analyzability of the causal relation in terms of some more primitive
notion (like energy transfer); rather, we are simply using it to
illustrate in a clearer way the implications of the causal closure vis à
vis the soundness of the metaphysical views expressed by the various
models. If we begin from the last model
we presented, we can see that psycho-physical parallelism by all means
satisfies the causal closure postulate. In fact, the view was created to
meet this very challenge. But since there are many other good reasons not
to take the model seriously, the whole concept underlying it seems very
implausible: the miraculous co-variation of physical and mental states
would be utterly unexplainable and perhaps would be acceptable only on
theistic grounds. Both dualist models
(substance dualism and property dualism) are easily seen to violate the
causal closure thesis. On the one hand, what is so nice about such models
is the fact that they allow causal links from the mental realm to the
physical realm, or vice versa, as whenever we wish to listen to the
radio and act accordingly, or feel the pain of the mosquito bite after the
physical interaction. On the other hand, neither the model of property
dualism, nor that of substance dualism, satisfies the principle of the
causal closure of the physical world. The former model needs both a
physical property and a mental property to have a cause of a mental state
or a physical state, that is, both mental and physical states are only
partial causes of other mental states or other physical states. The second
model contains both mental causes of physical events and physical causes
of mental events. Moreover, the fact that we may have perhaps infinitely
many instances of causal overdetermination in the case of substance
dualism makes this model even less convincing. For these reasons, our
interest will focus on the two remaining models.
As we can see, neither model violates
the principle of causal closure within the physical realm, in the sense
that each physical event is both necessary and sufficient for another
physical event, even though in the emergentist model, physical events may
cause mental events: consequently, the mental realm in the latter model
cannot be regarded as causally closed. Furthermore, it is still quite
mysterious how physical events can be partial causes of mental events
without being deprived of their energy, that is, without violating the
principle of the conservation of energy.
However, both models seem to provide us
with an account of physical-to-physical and mental-to-mental causation
within a general conceptual framework of singular causality, and both
models can apparently explain all empirical findings within neuroscience.
If one has to make a decision between these two, it has to be made on
other arguments, for instance whether both models can account for
mental-to-physical causation, something that, as we have already seen, is
not the case with emergentism. A further argument could involve the
compatibility with psycho-physical laws.
5.3. The five models and psycho-physical laws
Until now we have been considering only instances of
token-token identity and token-token causation. We have also argued that
not even within the physical world there are any strictly universal laws,
and that laws must be recognized as abstractions and generalizations from
singular causal facts. If this is true, however, many obstacles against
the existence of psycho-physical laws are removed. Even within a model
like that of psycho-physical parallelism, it would be possible to have
some kind of laws between the mental and the physical, although these
could not be causal in nature. If there were some regular correspondence
between the same mental states and the same physical states, then we would
have a law of co-variation instead of a law of succession. The model of
psycho-physical parallelism is, however, excluded for other reasons, as
are the two other dualist models. Before
we proceed we should consider possible forms of identity. Two entities,
x and y, may ontologically be one and the same in two
different ways. First, x and y are said to be
contingently identical if and only if they are identical in the
actual world, but not in every possible world. Secondly, let us say that
two tokens x and y are necessarily identical if and
only if they are identical in all possible worlds. Thus, x and y are
ontologically distinct if they are not token-identical in any world.
Moreover, we shall say that we have a law of identity between
types of entities X and Y (11),
if and only if their tokens are identical in all possible worlds; while we
have a law of co-existence between two types of entities X
and Y if and only if their tokens are nomically related but
ontologically distinct in every possible world in which they co-exist.
Within the model of monism we
have two interesting ways of generalizing: on the level of identity and on
the level of causation. First, one may argue that we have only token-token
identity between mental states and physical states, by denying any form of
type identity. Then, of course, there is no room for psycho-neural laws,
nor for psycho-physical laws (Davidson's view). What we have is that a
singular physical state and a corresponding singular mental state are two
aspects of one and the same reality. The mental and the physical appear
distinct as of different, irreducible descriptions.
Notice a first drawback of these
token-identity claims. A view which tries to exclude any psycho-physical
laws of identity or co-existence is highly implausible, given the fact
that some mental states show highly regular a connection with some
physical states, say, thirst and a certain physical state of our body and
brain. So type-type identity should be preferred within monistic views,
despite the objections to the multiple realizability of mental states
(Putnam 1967, Fodor 1972), to which we come if we break the type-type
identity and we opt for a type-token "correspondence": the same
type of mental state can be instantiated by physical states of different
types. (12)
If, however, Fodor is right
with respect to multiple realizability of the mental, there cannot be even
a law of partial identity between the mental and the physical, but then it
is difficult to see how we can distinguish physical states that have
mental counterparts from those that do not have such counterparts: such a
distinction would be sufficient to have some kind of psycho-physical laws.
In fact, since the different physical states instantiating the same mental
type have nothing in common (otherwise they would belong to the same
physical type), just about anything can instantiate a mental event. This
consequence strikes us as implausible, and we take this as a serious
shortcoming of Fodor's multiple realizability
view. Indeed, the multiple realizability
of the mental can be constrained by an argument of supervenience, by
saying that one and the same mental state A may be instantiated by
many different physical states B, C, D, F, meaning that each of
these different physical states gives always rise to the same mental state
A. Each and every one of these physical states is sufficient for a
person being in a mental state A. Thus, if two states, x and
y have exactly the same physical properties, say B, then
they will always have exactly the same mental property A, and if x, but
not y, has the property A, then only x has one of the
properties B, C, D, F, whereas y does not have any of them.
Apparently, we have now been able to formulate a "law" of partial identity
between mental states and a disjunction of physical states, where a type
of mental state is identical with a disjunction of physical states in some
but not all possible worlds. Certainly, well known puzzles about the
non-natural character of a disjunction of predicates may raise further
worries about the legitimacy of calling such a partial correspondence a
genuine law. Finally, we have the
type-type identity as the third possibility. This is the truly
reductionist view: here we have a law of complete identity (a
bridge law) (13)by
which a mental state and a physical state are identical in every possible
world. The identity of certain type of mental states with a certain type
of physical states seems a necessary requirement of reductionism, and we
have already seen some of the weak points of the token-identity. Consider
furthermore that when we claim that water is (identical to) H2O, or that
the temperature in gases is (identical to) mean molecular velocity, we
claim that the identities in question hold in every possible world (a
posteriori necessity of the Kripkean form)(14).
Therefore, in a reductive claim about pain and the famous C-fibers,
we need to claim, likewise, that pain is essentially stimulations
of C-fiber, and therefore necessarily identical to it, at least
relatively to certain species. It is well-known that such a reduction may
be eliminative (materialism, idealism) or non-eliminative
(epiphenomenalism or identity theories).
6. Emergentism or monism?
In an attempt to evaluate the three
different cases above, we have already pointed out that we find the
token-token version implausible if it excludes any form of psycho-physical
laws. The type-token "correspondence" seems only plausible given the
constrains of supervenience, but its plausibility is questioned as soon as
one realizes that what makes some physical states sufficient for a certain
mental state seems to be a brute, not further explainable fact of nature.
The type-type version has its difficulties of either explaining how
subjective, first-person mental states are ontologically reducible to
third-person physical states without ceasing to exist
(non-eliminationism), or why mental states seem to exist if they are
nothing but physical states (eliminationism à la Churchland). In
our mind, however, these difficulties are not unsolvable. Recall that all
three versions hold that it is the physical world (or some monistic
version of that) that does all the causal work. Physical states render
mental states causally superfluous, or rather they make mental states
causally efficacious only in virtue of their identity with physical
states. The model of emergentism
does fulfill the thesis of causal closureness, which means that no mental
state can cause, or be a partial cause of, a physical state. At the same
time, however, the model opens up for the possibility of mental states
being causally active with respect to other mental states, but not with
respect to physical states. This is important because a mental state is by
itself never causally efficacious, since a physical state must always be
involved with a mental state to bring about another mental state. Neither
mental states nor physical states are alone sufficient to cause a mental
state. But this does not exclude psycho-physical laws, in particular, laws
of succession. To convince ourselves of
this claim, let us consider the singular causal link: M &
P* causes M*. A psycho-physical law of succession has to
look like (CL) above. Now, assume that M has the property A, P* has
the property H, and M* has the property B. Then if
the singular causal link can, given some circumstances C, be
generalized along the line:
-
PPCL: |
'Ceteris
paribus, A & H causes B' is a law of nature
if, and only if, (w)(x)(y)(z)(A(w) & H(x) & CJ(y)
causes B(z)), where y runs over all nomo-logically relevant
circumstances CJ, |
then we have a psycho-physical law of
succession: obviously, only some form of type-type causation can satisfy
(PPCL), given that laws always have to relate types of
states. The model of emergency presents
the mental as ontological distinct from the physical; nonetheless, it
regards the mental as partially causally active, and also regards physical
states as being causally necessary but not causally sufficient for mental
states. From a naturalistic point of view, one might argue that the mental
has emerged as something distinct from the physical because it gave the
organism an advantage in coping with the environment. But the problem is
that in this model the mental is causally isolated from the physical so
that the mental cannot play any role in the organism's adaptation to its
environment. Whether psycho-physical
laws exist or not is not something philosophy can determine, as the
question rests entirely on empirical discoveries of the neurosciences. But
we see no reason why they shouldn't exist, as long as one recognizes that
every law is a ceteris paribus law which may, because of the
complexity of the ceteris paribus clause, only be manifested under
very special circumstances and therefore have only very few
instances. We believe, however, that on
the understanding of the laws of nature and causation that we have
defended in this paper, together with some sound principle of causal
closureness, the philosophical arguments point towards the model of
monism. In fact, if we want to justify the view that mental states have
causal efficacy - say, because we think of desires and wishes as causes of
our actions - then somehow mental states have to be regarded as identical
with physical states. The kind of identity theory we advocate is
non-eliminativist: by claiming that light is electromagnetic radiation, or
that temperature is mean molecular velocity, we don't thereby regard light
or temperature as having been eliminated. Likewise, by claiming that
certain mental states are identical with certain neural states, we are
just claming that the former are the latter and vice versa, not that the
former don't exist. The kind of identity in question is therefore a
scientific reduction, in which the senses associated to the descriptions
belonging to the two different theories are semantically irreducible, but
the descriptions themselves are co-referential.
7. Some misconceived objections against the
identity theory
7.1. The zombie argument
At this
point it seems appropriate to defend the monistic theory from the most
common objections, aimed at denying the thesis of supervenience, namely
the thesis that two physically identical worlds must exemplify the same
mental properties. Is it conceivable to suppose that there are replica of
ourselves (MD and JF), atom by atom and molecule by molecule identical to
our bodies, but devoid of mental states? This objection is usually
referred to as the "zombie objection". If it were conceivable that
identical copies of ourselves exist without consciousness, the existing
and confirmed evidence for the relation between our brains and our
conscious states in our world could not be used to explain the
latter, given that in another (logically or metaphysically) possible world
brains don't give origin to any mental state. According to Chalmers (1996,
p. 133-140), such an argument is meant to show that the conceptual link
between the physical basis of supervenience and what supervenes on it is
explanatory weak or inadequate. As we
see it, the zombie objection is, as many of these "conceivability
arguments" in philosophy, question-begging. If a global mental
state is identical with a physical state, it is inconceivable that a
replica of oneself has no mental properties; it is only by presupposing
that the physical and the mental are different (dualism of properties)
that the zombie objection can be conceived, since mental properties are
part of what makes MD and JF what they are.
If one is not fully satisfied with this
reply, we think it undeniable that what we can conceive depends on what we
know and is therefore a strongly contextual notion: before
Copernicus and Newton, the motion of the earth was in general regarded as
unconceivable, although Aristarcus had already envisaged this possibility.
If this is granted, and we just cannot "conceive" how it can be denied,
the conceivability argument is only meant to show that current scientific
evidence in favor of the type identity theory is weak, namely that we have
no reason (coming from current science) to suppose that a type of mental
state is identical with a type neural state. If such a link between what
is conceivable and what we know is to be denied, "conceivable" could just
be synonymous with "logically possible", or "metaphysically possible" or
"physically possible". Let us analyze these interpretation in turn.
The first rendering (logical
possibility), would make the notion of conceivable so weak as to make it
useless and irrelevant for philosophical arguments. In fact, we can claim
that almost any proposition is true as long as we do not contradict
ourselves; and even though a replica of ourselves without mental states
may be logically possible (meaning we can imagine it without perceiving
contradictions), this is completely irrelevant for establishing whether in
our world neural states are (type or token) identical with mental states.
More relevant, because much more
constraining a notion, is the "translation" of conceivable given by
metaphysically possible. In this case, however, how do we judge whether a
zombie is metaphysically possible without taking into account what current
science tells us about the relationship between mind and brains? It seems
we are falling back in the interpretation of conceivable given above in
terms of our knowledge: after all, if metaphysics is the attempt at
establishing what "there is" or the ultimate constituents and properties
of reality, epistemic arguments become relevant to choose among
alternative proposals, and current science gives us the measure of
reasonable beliefs about the structure of
reality. Ultimately, if conceivable
means physically possible, whether zombies can exist is a question that
should be left to current neurosciences, because it is our knowledge of
physical or natural laws that provide us with the best theory of physical
possibility. Physically possible is whatever is consistent with and
allowed by natural laws. Perhaps the identity between neural and mental
states could be contingent, meaning that the same type of mental state
could be realized in different ways, but this is also a question that
cannot simply be solved on the basis of conceptual
analysis.
With respect to the requirements of explanation emerging from the
zombie-argument, let us simply remark that even to the extent that the
kind of relation linking mental and neural states were to prove
contingent, explanations of the existence of such a link are reasonable
and can be given in terms of the evidence for the link. We can explain why
light is electromagnetic radiation by providing all the evidence that
physicists usually give to convince us of the identity, as much as some
astronomical facts can be quoted as to why the Morning Star and the
Evening Star are two co-referential expressions.
7.2. Mary or the color-blind
neuro-physiologist
Mary is a neuro-physiologist who has been brought
up in a black-and-white room but who has complete knowledge of the
neurophysiology of color perception of people leaving in a normal, colored
environment. Later, she is allowed to observe colored objects for the
first time. Supposing that she perceives a green object for the first
time, can it then be argued that she thereby comes to know a new fact,
namely, what it is like to see greenness? Shouldn't one acknowledge that
there are other facts beyond the physico-neural facts of the brain, facts
that would irreducible to a complete physicalistic or neurophysiological
description exhaustively known by her by hypothesis?
Some philosophers have tried to counter
this argument by claiming that Mary does not really have access to a new
fact, but simply to a new mode of presentation of the same fact that she
already knows from neurophysiology
(15).
However, rather than endorsing this viewpoint, we tend to acknowledge that
even the emergence of a new perspective about the same event or fact on
Mary's part amounts to knowledge of a new
fact. A first way of blocking this
argument amounts instead to questioning the meaning of "knowledge" in the
claim that "Mary knows everything about the neurophysiology of color
perceptions". In fact, why should we assume that she can attach a
precise sense to words for colors despite the fact that she has never been
exposed directly to them? In all other cases in which mankind has
succeeded in identifying features or descriptions of phenomena previously
thought to be unrelated (light and electromagnetic radiation, Hesperus and
Phosphorus), we had independent access to both modes of picking out the
referent. But let us be charitable about this point, and grant that she
can attach some sense to other people words designating colors and
relating such words to types of brain states. Some other difficulty still
stands in the in the way of claiming that she really has complete
knowledge of color neurophysiology. In
fact, if a necessary condition to claim that she knows everything
about color perception is that she has to have the corresponding brain
state herself (so that knowledge by acquaintance is also needed for us to
claim that one has complete knowledge), then it is just
inconsistent to argue that she knows everything about color
perception from a neurophysiological point of view, precisely because she
has never been exposed to experience of colors.
It could be objected that the
introduction of personal or subjective "viewpoints" about the world is
incompatible with a scientific description, given that the latter is
usually associated with an objective viewpoint, or a view from "nowhere"
and "nowhen". However, if there has to be a reduction of the mental to the
physical which does not endorse eliminationism, we cannot expect that the
subjective or personal elements of our experience of the world are not
part of what must be reduced, since reducing does not amount to
eliminating (16).
Furthermore, the claim that Mary's
looking at a colored object for the first time amounts to her having a new
experience does not entail that the latter is irreducible to a brain
state. The fact that we cannot deduce the quality of an experience or the
new fact from an impersonal description of the brain state of someone else
who is perceiving a color is no objection against the identity theory. Let
us imagine that Mary's complete knowledge includes, as it should,
knowledge of the brain states that people in the normal world have when
they look at colored objects. Let us also assume that Mary has access to
her own brain states, that is, that she knows what neuro-physiological
states are instantiated by people lacking color vision like herself. So
she knows that when she looks at a black and white picture of a tomato in
her black and white room, her brain state and the brain of a person
looking at the colored tomato in the real world must differ.
It follows that she knows that there
are brain states that she lacks and that are related to color perception,
since these are usually exemplified by people interacting with colors.
However, she does not know yet what it is like to experience colors and
therefore what it is like for her brain to be in the corresponding state
unless (1) she goes out of the room and watches the world or (2) she
manipulates her own brain (perhaps with some chemicals) so as to put it in
the very same state in which other people's brains are when they perceive
colors. In both cases, she gains knowledge of a new experience, a new fact
given by her first perception (or hallucination) of colors, which she
already knew how to describe in neuro-physiological terms.
In a word, the moral of Mary's
story is as follows: epistemically, the accumulation of
physiological knowledge about other people's brain is not sufficient
to also know what they are experiencing when they are looking at
colors. However, such a correct epistemic remark has no ontological
significance vis à vis the identity theory, since the new fact
given by Mary's experiencing colors for the first time can be regarded as
identical with Mary's having a new brain state that she never instantiated
before. From our discussion it also
follows that the debate on whether Mary is really getting to know a new
fact or is just acquiring a new ability is a red herring. She undergoes a
new experience, as much as she would if she had been exposed to any
experience involving a different token-brain state that she never
exemplified before but belonging to an ontological kind that she had been
observing by studying the brains of other subjects. Suppose that Mary can
tell the content of the belief of an observer exposed to colors from his
brain state, for instance she can tell that "Mr X is looking at a red
apple". We must say that when she observes a red apple for the first time,
then she must have a different belief, which is acquired in a
non-inferential way, namely the belief that "I am looking at a red apple".
Such a difference nicely reflect the fact that Mary's argument really
hinges on purely epistemic considerations, and has no ontological import.
8. Conclusions
In the first part of the paper, we have tried to explore
the consequences of some reasonable assumptions about causation and laws
for the problem of mental causation. These considerations led us to some
form of monistic materialism, based on a type identity theory. In the
second part, we examined and refuted the main arguments that have been
raised against the identity theory and the supervenience of the mental on
the physical. Such an examination confirms the conclusion drawn in the
first part of the paper.
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NOTES
(1) We thank the Danish Academy of Science
for having given to one of us the opportunity of spending a research
period in Rome. The audience in Vercelli, and J. Kim in particular, has
provided useful suggestions and criticism, which we have tried to take
into account. We are also thankful to the anonymous referee for his
precious remarks, which have certainly improved our work.back
(2) Churchland
(1995).back
(3) See
Glymour's (1999) review of Kim's book, which correctly warns philosophers
of mind to build on science rather than on dubious metaphysical
assumptions. .back
(4) See
Faye (1994) and Dorato (2000).back
(5)
Banning, of course, superluminal causation and action at a
distance.back
(6) See the
psychological studies of Michotte (1963).back
(7) As is
evident, in our view causal laws, unlike singular causal statements, refer
to types of events. However, we don't regard types of events as universals
in Armstrong's sense. See his (1983). back
(8) As is
evident, in our view causal laws, unlike singular causal statements, refer
to types of events. However, we don't regard types of events as universals
in Armstrong's sense. See his (1983). back
(9) For the
conception of causation as energy flow, see Fair (1979). Heathcote (1989)
develops a reductive account of causation as interaction in a
suitable quantum field theory, while Dowe (2000) defends the claim that
causation is exchange of conserved quantities. back
(10) Such
a token-identity between mental and physical events is defended by
Davidson (1970), except that he is committed to a nomological theory of
causation. back
(11)
Recall from CL above that laws must always involve kinds of entities.
back
(12) The
converse claim that the same kind of physical state is instantiated by
token mental states belonging to different types has had no advocates,
since it would break the supervenience of the mental on the physical. A
difference in the mental type would not correspond to a difference in the
physical type. back
(13) On
the role of bridge laws in scientific reduction, see Nagel
(1961).back
(14) See
Kripke (1980).back
(15) Lewis
(1988), Nemirow (1990).back
(16)
Compare Nagel (1974).back |