Benedictus
de Spinoza
(1632-1677)
Elwes's
Lengthier Biography - Wolf's Lengthier
Biography - Britannica
Introduction—Purpose - Durant's
Tribute - Graetz's
Censure
Ezra:EJ - Jesus:EJ - Jesus:EB - Spinoza:EJ - Graetz:EJ - Wolfson:EJ - Einstein:EJ
Browser Notes—Use 800 x 600 resolution and medium
size text for all pages.
From Will Durant's "Story of Philosophy"; Washington Square Press; 18th Printing, 1965; Page 370—Herbert Spencer's words that I can't help, but think they apply to Spinoza.
He, Herbert Spencer, knew that people would not relish a philosophy whose last word was not God and heaven, but equilibration and dissolution; and in concluding this First Part he defended with unusual eloquence and fervor his right to speak the dark truths that he saw.
Whoever hesitates to utter that which he thinks the highest
truth, lest it should be too
much in advance of the time, may
reassure himself by looking at his acts from an impersonal point of
view. Let him remember that
opinion is the agency through which character adapts external arrangements
to itself, and that his opinion
rightly forms part of this agency—is a unit of force
constituting, with other such
units, the general power which works out social changes; and he will perceive that he may properly
give utterance to his innermost conviction;
leaving it to produce what effect it may.
It is not
for nothing that he has in
him these sympathies with some principles and re- pugnance to
others. He, with all his
capacities, and aspirations, and beliefs, is not an accident but a product
of the time. While he is a descendant of the past he is
a parent of the future; and
his thoughts are as children born to him, which he may not carelessly let
die. Like every other man he
may properly consider himself as one of the myriad agencies through whom
works the Unknown Cause; and when
the Unknown Cause produces in him a certain belief,
he is thereby authorized to profess and act out that
belief.... Not as adventitious
{RH—associated by chance
and not as an integral part} therefore will the wise man regard the faith that is in
him. The highest truth
he sees he will fearlessly utter; knowing that, let what may come of
it, he is thus playing his right
part in the world—knowing that if he can effect the change he aims
at—well; if not—well
also; though not so
well.
attended the Jewish school, and became learned in the work of
Jewish and Arabic theologians. However, contact with dissident Chris-
tian movements and with the scientific and philosophical thought of
Descartes led Spinoza to distance himself from orthodox life. In 1656
he was deemed a heretic, cast out of the synagogue, and cursed
with all the curses of the firmament.
For a short time Spinoza was exiled from Amsterdam, but he returned
and began his life again, supporting himself by grinding lenses and
teaching. In 1660 he moved to Voorburg and then on to the Hague,
where he lived with great frugality on a small pension. In 1672 Spin-
oza undertook a small diplomatic mission to the invading French
army, but on his return he was under suspicion as a spy and narrow-
ly escaped being killed by the mob. Spinoza lived out his remaining
years in the same frugal state, writing and corresponding. He died of
phthisis, possibly brought on by his trade as a lens-grinder. There
remain numerous testimonies to his simplicity, virtue, charm, and
courage.
After the exile from Amsterdam he returned and wrote the "Short
Treaties on God, Man, and his Well Being". In 1663 the Renati
Descartes Principorium Philosophiae (The Principles of Descartes'
Philosophy),
a geometrically
structured exposition of the philo-
sophical system of
Descartes, was
published. In 1673 his work
Tractatus Theologico-Politicus,
whose advocacy for tolerance, had it
Col:Bk.XII:444
condemned by the Reformed Church.
Spinoza's final publication was
the Tractatus de Intellectus Emandatione, published in the year of
his death. He also wrote The Ethics, which he chose not to publish,
knowing it would only generate
controversy and rancour.
[1] In the
great chain of
ideas that binds the history of philosophy into one noble groping of baffled human thought,
we can see Spinoza's system forming in twenty centuries
behind him, and sharing in shaping the modern world. First, of course, he
was a Jew. Excommunicated
though he was, he could not shed that intensive heritage,
nor forget his years of poring over the {Hebrew
Bible,} Old Testament,
and the Talmud
and the Jewish philosophers. Recall
again the heresies that
must have startled his attention in Ibn Ezra, Maimonides, Hasdai Crescas,
Levi ben
Gerson, and Uriel da
Costa. His training in the Talmud
must have helped to sharpen that logical sense which made the Ethics a classic temple of reason. "Some begin" their philosophy "from created things," he said,
"and some from the human mind. I begin
from G-D {One—1D6}." (Note 179 on page 753: Bevan and Singer, Legacy of Isreal,
451.) That was the Jewish
way.
[2] From
the philosophers traditionally most admired he took little—though in his distinction between the world of passing things and the divine
world of eternal laws we may find
another form of Plato's division between individual entities and their archetypes in the mind of
G-D. Spinoza's analysis of the virtues has been traced
to Aristotle's
Nicomachean
Ethics? (180-Bk.XIV:2:233f). But page 654 "the authority of Plato, Aristotle, and Socrates," he told a friend,
"has not much weight with me. (181-L60(56):385) Like Bacon and Hobbes,
he preferred Democritus,
Epicurus,
and Lucretius.
His ethical ideal may echo the Stoics; we hear in it some tones of Marcus
Aurelius; but it was fully consistent with Epicurus
{the
philosophical system of Epicurus, holding that the world is a series of
fortuitous combinations of atoms and that the highest good is
pleasure, interpreted as freedom from
disturbance or pain—perpetuation;
peace-of-mind}.
From Encyclopædia
Judaica on a CD-Rom.
[Accessed September 24, 2003].
EPICUREANISM,
a philosophy of adjustment to the social changes after Alexander the Great
(336–323), founded by Epicurus, 342/1–270 B.C.E., "the most
revered and the most reviled of all founders of thought in the Greco-Roman
world" (De Witt). Recent scholarship sees in it a "bridge"
to certain rabbinic and Christian moods. Epicurus taught
freedom from fear and desire through knowledge as the natural and pleasurable
{tranquil} life. He
endorsed religious observance but denied earthly
involvement of the perfect gods and with it providence, presage, punishment, and
penitential prayer. The transformation of Epicureanism into
a competitive sect celebrating Epicurus as "savior" increased the already
existing opposition to it. Rhetorical literature falsely
accused Epicurus of materialistic hedonism.
[3] He
owed more to the Scholastic
philosophers than he realized, for
they came to him through the medium of Descartes. They too, like Thomas
Aquinas in the great
Summa, had attempted a geometrical
exposition of philosophy. They
gave him such terms as substantia, natura naturans,
attributum,
essentia, summum bonum, and many more.
Their identification of existence and essence in G-D became his identification of existence and
essence in substance. He extended to man their merger of intellect and
will in
G-D.
[4]
Perhaps (as Bayle
thought) Spinoza read Bruno. He accepted Giordano's distinction between natura naturans and
natura naturata; he may have
taken term and idea from Bruno's conato de conservarsi; (182-Jewish Encyclopedia,XI,
517) he may have found in the Italian the unity of body and mind, of matter and spirit, of world and
G-D, and the conception of the highest knowledge
as that which sees all things in G-D—though the
German mystics must have spread
that view even into commercial Amsterdam.
[5] More
immediately, Descartes inspired him with
philosophical ideals, and repelled him with theological platitudes. He was inspired by Descartes' ambition to make
philosophy march with Euclid in form and
clarity. He probably followed
Descartes in drawing up rules to guide his life and work.
He adopted too readily Descartes' notion that an idea must
be true if it is "clear and
distinct. "He accepted and
universalized the Cartesian view of the world as a mechanism of cause and effect reaching from
some primeval vortex right up to the Pineal Gland. He acknowledged his indebtedness to Descartes' analysis of the passions.
(183-3Pfc:6, 5Pfc:9.)
[6] The Leviathan
{WikipediA} of Hobbes, in Latin
translation, obviously evoked much
welcome in Spinoza's thought. Here the
conception of mechanism was worked out without mercy or fear. The
mind, which in Descartes was distinct from
the body and was endowed with freedom and immortality, became, in Hobbes and
Spinoza, subject to universal law, and
capable of only an impersonal immortality or none at all.
Spinoza found in The Leviathan an acceptable analysis of sensation, perception, memory,
and idea, and an unsentimental analysis of human nature.
From the common starting point of a
"state of nature" and a "social
compact" the two thinkers came to contrary conclusions:
Hobbes, from his
royalist circles, to monarchy; Spinoza, from his Dutch patriotism, to
democracy. Perhaps it was through
Hobbes that the gentle Jew was led to Machiavelli; he refers to
him as "that most acute Florentine," and again as "that most ingenious..., foreseeing page 655
man." (184-TP3(10:1:2); TP1(5:7:1) But he escaped the
confusion of right with might, recognizing that this is forgivable only among
individuals in the "state of
nature, "and among states before
the establishment of effective international law.
[7] All
these influences were tempered and molded by Spinoza
into a structure of thought awe- inspiring in its apparent
logic, harmony, and unity. There were
cracks in the temple, as friends and enemies pointed out:
Oldenburg ably
criticized the opening axioms and propositions of the Ethics, (185) and Uberweg subjected them to
a Germanically meticulous analysis. (186- pg 753) The logic was
brilliant, but perilously deductive; though
based upon personal experience, it was an artistry of thought resting upon
internal consistency rather than objective fact.
Spinoza's trust in his reasoning (though what other guide
could he have?) was his sole immodesty. He expressed his confidence that man can understand G-D, or essential
reality and universal law; he repeatedly avowed his conviction that he had
proved his doctrines beyond all
question or obscurity; and sometimes
he spoke with an assurance unbecoming in a spray of foam analyzing the
sea. What if all logic is an
intellectual convenience, a heuristic
{RH—serving to indicate or
point out} tool of the
seeking mind, rather than the structure of the world?
So the inescapable logic of determinism
reduces consciousness (as Huxley
confessed) to an
epiphenomenon {RH—any secondary
phenomenon} —an apparently
superfluous appendage of
psychophysical processes which, by the
mechanics of cause and
effect, would go on just as well without it; and yet nothing seems more real, nothing more
impressive, than consciousness. After logic has had its say, the mystery, tam
grande secretum, remains.
[8] These
difficulties may have shared in the unpopularity of Spinoza's
philosophy in the first century after
his death; but resentment was more
violently directed against his critique of the Bible, prophecies, and miracles, and his conception of G-D as lovable but
impersonal and deaf. The Jews thought of their son as a traitor to his
people; the Christians cursed him as a
very Satan among philosophers, an Antichrist who
sought to rob the world of all meaning, mercy, and hope. Even the heretics
condemned him. Bayle was repelled by
Spinoza's view that all things and all men are modes of the one and only substance, cause, or
G-D; then, said Bayle, G-D is the real
agent of all actions, the real cause
of all evil, all crimes and wars; and when a Turk slays a Hungarian it is G-D
slaying Himself; this, Bayle protested
(forgetting the subjectivity of evil) was a "most absurd
and monstrous hypothesis" (187-
pg 753) Leibniz was for a decade
(1676-86) strongly influenced by Spinoza. The doctrine of monads {Philos. an indivisible metaphysical entity, esp.
one having an autonomous life} as centers of psychic force may owe something to
omnia quodammodo animata. At
one time Leibniz declared that only one feature of Spinoza's philosophy offended
him—the rejection of final
causes, or providential design, in
the cosmic process. (188 - pg
753) When the outcry against Spinoza's "atheism" became universal, Leibniz
joined in it as part of his own conatus sese preservancli.
page
656
[9]
Spinoza had a modest, almost a concealed, share in generating the French Enlightenment.
The leaders of that combustion used
Spinoza's Biblical criticism as a weapon in their war against the
Church, and they admired his determinism,
his naturalistic ethic, his rejection of design in nature.
But they were baffled by the religious
terminology and apparent mysticism of the Ethics. We can imagine the
reaction of Voltaire or Diderot,
of Helvtious or d'Holbach, to such statements
as "The mental intellectual love
towards G-D is the very love of G-D with which
G-D loves
himself." (189)
[10] The
German spirit was more responsive to this side of Spinoza's thought. According to a conversation (1780) reported by Friedrich
Jacobi, Lessing
not only confessed that he had been a Spinozist through all his mature life, but
affirmed that "there is no other
philosophy than Spinoza's." (190 -
pg 573) It was precisely the pantheistic
identification of Nature
and G-D that thrilled the Germany of the romantic movement after the Aufklärung under Frederick the Great
had run its course. Jacobi, champion
of the new Gefühlsphilosophie, was among the first defenders of Spinoza
(1785); it was another German
romantic, Novalis,
who called Spinoza "der Gottbetrunkene Mensch";
Herder thought that he had found in the Ethics the reconciliation of
religion and
philosophy; and Schleiermacher, the
liberal theologian, wrote of "the holy and excommunicated
Spinoza." (191
- pg 753) The young Goethe
was "converted" (he tells us) at his first reading of the Ethics;
henceforth Spinozism pervaded
his (nonsexual) poetry and prose; it was partly by breathing the calm air
of the Ethics that he grew out
of the wild romanticism of Götz von Berlichingen and Die Leiden des
jungen Werthers to the Olympian
poise of his later life. Kant interrupted this stream of influence for a
while; but Hegel
professed that "to be a philosopher one must first be a Spinozist"; and he rephrased Spinoza's G-D as "Absolute
Reason." Probably something of
Spinoza's conatus
sese preservandi entered into Schopenhauer's "will to
live" and Nietzsche's "will
to power."
[11]
England for a century knew Spinoza chiefly through hearsay,
and denounced him as a distant and terrible
ogre. Stillingfleet
(1677) referred to him vaguely as "a late author [who] I hear is mightily in
vogue among many who cry up anything on the atheistical side." A Scottish professor, George Sinclair
(1685), wrote of "a monstrous rabble
of men who, following the Hobbesian and Spinosian principle, slight religion and
undervalue the Scripture." Sir John
Evelyn (1690?) spoke of the Tractatus
theologico-politicus as "that
infamous book," a "wretched obstacle to the searchers of holy
truth." Berkeley
(1732), while ranking Spinoza among "weak and wicked writers, "thought him "the great leader of our modern
infidels." (192 - pg
753) As late as 1739 the agnostic
Hume
shuddered cautiously at the "hideous hypothesis" of "that
famous atheist," the "universally
infamous Spinoza." (193 - pg
753) Not till the romantic movement at the turn of the eighteenth
page 657
into the nineteenth century did
Spinoza really reach the English mind. Then he, more than any other
philosopher, inspired the youthful metaphysics of
Wordsworth, Coleridge, Shelley
and Byron. Shelley quoted the Tractatus
theologico-politicus in the original notes to Queen Mab, and began a translation of it, for which Byron
pledged a preface; a fragment of this version came into the hands of an English
critic, who, taking it for a work by
Shelley himself, called it
a "schoolboy speculation.., too crude for publication entire." George Eliot translated the
Ethics with virile
resolution, and James
Froude (194 - pg
753) and Matthew
Arnold (195
- pg 753) acknowledged the influence of
Spinoza on their mental development. Of all the intellectual products of man, religion and philosophy seem
to endure the longest. Pericles is famous because he
lived in the days of Socrates.
[12] We
love Spinoza especially among the philosophers because he was also a saint, because he lived, as well
as wrote, philosophy. The virtues praised by the
great religions
were honored and embodied in the outcast who could find a home in none of the religions, since none would let him conceive G-D in terms that
science could
accept. Looking back upon that dedicated life and
concentrated thought, we feel in them
an element of nobility that encourages us to think well of mankind. Let us admit half of the terrible picture that Swift drew of humanity;
let us agree that in every generation of man's history,
and almost everywhere, we find superstition, hypocrisy,
corruption, cruelty, crime, and war: in the balance against them we place the long roster of poets,
composers, artists, scientists, philosophers, and saints.
That same species upon which poor Swift revenged the
frustrations of his flesh wrote the
plays of Shakespeare, the
music of Bach and Handel,
the odes of Keats, the Republic of Plato,
the Principia
of Newton, and the Ethics of Spinoza; it
built the Parthenon and
painted the ceiling of the Sistine
Chapel; it conceived and
cherished, even if it crucified, Christ. Man did
all this; let him never despair.
[End]
Dutch
The following is the ^ text of the
ordinance condemning the
Tractatus
Theologico-Politicus.
That of June 25, 1678, condemning the Opera
Image of
Title Page
Posthuma, is to
be found at
p. 525 of the same book; but inasmuch as
it is also reprinted in Van der Linde's
'Bibliografie,' no. 24, it is not
given
here. I
have not thought it needful
to add a translation. { I am
indebted
to Nynke
Leistra for the translation
which follows the Dutch. }
Groot Placaet Boeck (in's Graven Hage, I683) 3de Deel, p. 523.
Placaet van den Hove van Hollandt tegen de
Sociniaensche Boecken
Leviathan en andere. In date den negenthienden July,
1674.
Wilhem Hendrick, by dergratien Godes
Prince van Orangeen de
Nassau,
Grave
van Catzenellebogen, Vianden, Diest, Lingen, Moeurs, Buyren,
Leerdam, &c.
...... Midtsgaders
den Praesident ende Raeden over
Hollandt ende
West-Vrieslandt: Alsoo Wy in ervaringe komen,
dat
t'zedert eenigen tijdt herwaerts verscheyde Sociniaensche
ende andere
schadelijcke Boecken, met den Druck
zijn gemeen gemaeckt, ende
noch
dagelijcx werden gedivulgeert ende
verkocht, als daer zijn
de
Boecken genaemt de
Leviathan, Bibliotheca Fratrum
Polonorum, quos
unitarios vocant, Philosophia Sacrae
Scripturae interpres: als
mede
Tractatus Theologico
Politicus, ende dat Wy
naer examinatie van den
inhouden van dien bevinden,
niet alleen dat de selve renverseren de
Leere van
de ware Christelijcke Gereformeerde
Religie, nemaer
oock overvloeyen van alle
lasteringen tegens Godt, ende syne
Eygen-
schappen,
ende des selfs aenbiddelijcke Drie Eenigheydt, tegens de
Godtheydt Jesu Christi, ende syne Ware voldoeninge; midtsgaders de
fondamentele Hooft-Poincten van
de voorschreve Ware
Christelijcke
Religie, ende in effecte
d'authoriteyt van de Heylige Schrifture,
t'eenemael soo veel in haer is in
vilipendie, en de swacke ende
niet
wel
gefondeerde gemoederen in twijfelinge trachten te brengen, alles
directelijck jegens iterative
Resolutien ende Placaten van den
Lande
daer
jegens ge-emaneert. Soo ist, Dat wy
tot voorkominge van
dit
schadelijck
Vergift, ende om soo reel mogelijck te
beletten, dat daer
door niemant en moge werden
misleyt, hebben geoordeelt van
Onsen
plicht de
voorsz. Boecken te
verklaren soodanigh als voorsz is, ende
te decrieren voor
Gods-lasterlijcke en Ziel-verdeffelijcke Boecken,
vol
van
ongefondeerde en dangereuse stellingen en grouwelen,
tot
naedeel
van de Ware Religie ende Kerchendienst. Verbiedende
dien-volgende als noch by desen allen ende een yegelijcken, de selve
of dier-gelijcke te Drucken,
divulgeeren ofte verkoopen, op Auctien ofte
andersints, op peyne by de
Placaten van den Lande, ende
specialijck
dat
van den negenthienden September 1653, daer toe ghestatueert:
Lastende een yeder die dit aengaet, hem daer na te reguleren,
endedat
desen sal worden gepubliceert en alomme geaffigeert, daer het behoort,
ende
in gelijcke saecken te geschieden gebruyckelijck is.
Gegeven
onde het Zegel van Justicie hier onder opgedruckt,
op den negenthien-
den Julij, 1674. Onder stondt, In
kennisse van My. Was gheteeckent,
Ad. Pots. Bk.XIB:1981.
Translation
of Dutch text of the ordinance condemning the Tractatus
Theologico-Politicus.
Translated by Nynke Leistra <mailto:jN.Leistra@ubu.ruu.nl>
Organization: Short Title
Catalogue Netherlands
to
whom I extend my deepest appreciation.
Groot Placaet Boeck [containing the proclamations... of the ...
States
General... and of the
States of Holland and West-Friesland; and of the
... States of Zeeland]. Part 3. (in's Gravenhage, J.
Scheltus, 1683).
p. 523 ff.
{Hobbes}
Edict
of the Hof of Holland against the Socinian
Books, Leviathan
and others. Dated 19th July, 1674. Willem
Hendrik, by the grace of
God Prince of
Orange and Nassau, Count of
Catzenellenbogen,
Vianden, Diest, Lingen,
Moers, Buren, Leerdam, etc..... And the
President and Councils
of Holland and West-Friesland:
Having
learned
that for some time several Socinian and
other harmful books
have
been published by way of printing and are still daily being spread
and sold, as
there are the books entitled Leviathan, Bibliotheca
Fratrum Polonorum, quos
unitarios vocant, Philosophia Sacrae
Scripturae interpres, and also Tractatus
Theologico-Politicus, and
finding, after examination of the
contents of these that they not only
deny the Doctrine of the true
Christian Reformed
Religion, but also
abound with all calumnies against God and
his Qualities and his
Trinity
worthy
of admiration, against the Divinity
of Jesus Christ and his
Atonement, and also [against] the fundamental
main tenets of the
said True Christian Religion, and
that they, in effect, try as much as
they can to render
the authority of the Scriptures contemptible
and
attempt
to confuse
weak and unstable minds, all directly
against
repeatedly
issued Resolutions and Edicts of the Country [prohibiting
this], Thus, in order to restrain this
harmful poison and in order to
prevent as much as
possible that anybody shall be misled by this,
we have judged it our
duty to declare the said books to be as we
deemed
aforesaid, and
to condemn them as blasphemous
books,
pernicious
to the soul, full of unfounded and dangerous propositions
and abominations, detrimental to the True Religion and divine
Worship.
Therefore we herewith as yet
prohibit each and
everyone to print,
to spread or to sell these or
similar books on auctions
or otherwise,
under
penalty of the Edicts of the
Country and
especially that of
September 19th 1653 which has been issued
to this end. We
order
anyone
whom it may concern, to comply with this [edict], and that this
[edict] will be published and posted
up everywhere where it should
be
and is
customary in similar matters. Given under the Seal
of [the]
Judiciary stamped below on July 19th
1674. Beneath
[that] it said:
In my presence. Signed: Ad. Pots. Bk.XIB:1981.
HISTORY: FROM THE DESTRUCTION TO
ALEXANDER
Biblical Account of Ezra
and Nehemiah {Ezra's
importance, Spinoza explains
why.}
{My reasons for including this entry on the Restoration is as
follows:
1.
Ezra is a symbol for those that created the Hebrew
Bible—
the
Book that has kept the Jewish people
alive.
2.
The story of this Restoration is a forerunner that shows the
travails of
the creation of the modern State of Israel.}
1. The
Restoration
[1:1] The destruction of the
Temple constituted a double crisis. Not only was the people cast off the land but the Divine Presence
departed from Jerusalem (Ezek. 10:19; 11:23). Once the city was bereft of the God of Israel, its
Canaanite origins came to the fore (Ezek. 16). The process of restoration
(see Babylonian Exile)
would be a lengthy one that would carry the people along the same route
traversed by their ancestors who emerged from Egypt.
Like the Exodus from Egypt, the one from
Babylonia was depicted in miraculous terms. The Sinaitic theophany {a manifestation or appearance of God or a god to
a person.} was
paralleled by the reconstruction of
the Temple, which restored the Divine
Presence to Jerusalem (cf. Ezra 6:12; 7:15), while the
revelation of the laws to Moses had
its counterpart in the reading of the Torah and the
legislative activity of Ezra. The
sanctity of the newly occupied land could only be preserved if the Sabbath was
observed, if each member of the nation
cared for his
brother, and if the men did not take wives from among the pagan
peoples. The Restoration was depicted
in the terms outlined above in Deutero-Isaiah,
Ezra, and Nehemiah. As the Lord
revealed Himself by preparing a passage through the Red Sea, so would He reveal Himself by clearing a road
through the desert separating Babylon from Jerusalem (Isa.
40:3ff.). Israel would be redeemed
from its present as from its former bondage and gathered in from the four corners of the earth (Isa.
43:1ff.). As Israel took spoil
from the Egyptians upon its earlier Exodus (Ex. 3:21–22; 11:2–3; 12:35–36), so
would it now receive the tribute of all the nations (Isa. 60). The miraculous and munificent return described by
the prophet is echoed in the
historical books. The neighbors of the repatriates from Babylonia "strengthened their
hands" with silver and gold vessels, cattle and goods of all sorts (Ezra
1:6). The Persian king Darius
contributed toward the construction and sacrificial cult of the Temple (Ezra
5:8ff.) and this policy of support
was continued by Artaxerxes
I, who together with his seven advisers, also sent contributions (Ezra
7:15ff.). Though nothing is told
of the journey of the repatriates who returned shortly after Cyrus' decree, the
return of Ezra and his small band was
carried out under divine guidance. In his memoirs Ezra writes "I was ashamed to ask the king for a band of
soldiers and horsemen to protect us against the enemy on our way; since we had told the king 'The hand of our God is for good upon all that seek Him'..."
Fasting and prayer thus secured safe passage (Ezra
8:22ff.). Since the historical books of Ezra and Nehemiah are structured so as to base the account of the
Restoration on the model of the early stages of Israel's nationhood there is no "complete" account of the history of
the period. The source is silent on
the 30 years of the reign of Darius after the dedication of the Temple
(515–486). A single sentence states
that "at the beginning of the reign" of King
Ahasuerus (Xerxes)
i.e., in his accession year, an
accusation was written against the inhabitants of Judah and Jerusalem (Ezra
4:6). Egypt had rebelled against
Persia on the eve of Darius's death and the rebellion was subdued by
Xerxes. It had traditionally been the
case that Judah could sustain her rebellion against an imperial power, be it Assyria (Isa. 30–31) or
Babylon (Jer.
37:6ff.), only by reliance upon Egypt. Thus it may be that Judah was involved or suspected of being involved in
the Egyptian rebellion. The historical
source is silent for another period of almost 30 years.
In the seventh year of Artaxerxes I (458) Ezra was
officially authorized by the king to
"investigate" the situation in Judah and in Jerusalem
in accordance with the law of God which was in his possession. He was entitled to appoint judges for the Jews
beyond the confines of Judah, that is
throughout the satrapy {a province in ancient Persia.} of the Trans-Euphrates ("Beyond the River"). Jews ignorant of the divine law were to be instructed, while those who
violated either that law or the law of the king
were to be suitably punished whether by death, banishment,
fine, or imprisonment (Ezra
7:25–26).
2. Ezra {WikipediA}
[2:1]
Who was this Ezra and why should Artaxerxes
grant him such broad authority in the
year 458? In a genealogically conscious era, Ezra's genealogy is one of the most
elaborate. He is a priest who traces
his line directly back to Aaron through the latter's son and grandson Phinehas son of
Eleazar. His immediate ancestor is
given as Seraiah whose name is identical with that of the chief priest slain by
Nebuchadnezzar at Riblah (2 Kings
25:18ff.). With the exception of
two lacunae, the genealogy is identical with that in I Chronicles
5:29–40. As recorded in the Book
of Ezra (7:1–5)
it gives the appearance of schematic arrangement
(seven names between Aaron and Azariah (absent in
Chron.) and seven names between
Azariah and Ezra (hypocoristic {endearing, as a pet name or
diminutive.} of
Azariah). While the genealogy is
silent, perhaps deliberately so, about Ezra's relationship to the executed
Seraiah's grandson, Jeshua son of
Jehozadak, its schematic selectivity
suggests divine determination: "For Ezra had set his mind on
investigating the Torah of the Lord in order to teach effectively its
statutes and judgments in Israel" (Ezra
7:10). The Hebrew term for "set" is identical with that used to describe the erection
of the altar (Ezra
3:3), indicating that Ezra was
fulfilling the second major task in the complete restoration of
Israel. What were his qualifications
for this undertaking? He was a "scribe skilled in the Torah of Moses given by the Lord God of
Israel" (Ezra 7:6; cf. 7:11). In its Aramaic
formulation his title was "scribe of the Law of the God of
Heaven" (Ezra 7:12, 21). The scribe was not only one versed in writing (cf.
Ps. 45:2), he
was also learned, "a wise man" who transmitted his wisdom
(cf. Jer. 8:8; Ahikar,
in: Pritchard, Texts, 427). The divine
law in which Ezra was proficient was "the Wisdom of his God
in his possession" (Ezra
7:25). In their wisdom, scribes
were also called upon to advise kings (cf. Ahikar) and fill other governmental posts so that scribe,
"secretary," also appears as an official title (II Sam. 8:17, et
al.; Ezra 4:8 et al.,
Neh.
13:13). Whether in his capacity as
scribe Ezra held a post in the Persian government,
as some scholars have maintained, is uncertain.
[2:2] Whatever
his status in the Persian Empire, Ezra "the priest and
scribe" (Ezra 7:11) claimed
that divine favor was responsible for
Artaxerxes'
giving him everything he requested (Ezra
7:6). The historical reason for
the fame Ezra enjoyed may have been the revolt which broke out in Egypt ca.
463/2. It was in the interest of the
Persian king at just this juncture to strengthen his hold on the territory
bordering on Egypt. The Jewish
garrison at Elephantine
in Egypt having remained loyal to Artaxerxes
throughout the decade of rebellion in
lower Egypt, the king must have felt that he could rely on the Jews in the Trans-Euphrates as well. Their loyalty
would be assured if the internal law
which they observed received the same absolute sanction as did imperial law
(Persian data; cf. Esth. 1:19; 8:8; Dan.
6:9) and if the enforcement of
both laws was entrusted to a respected Jewish personality such as
Ezra. It should be mentioned that
scholars are not in agreement as to the date of Ezra's mission, some preferring to see it in the reign of Artaxerxes,
the second king of that name, who
reigned from 404–359. The seventh year of his reign would accordingly have been
398, and Ezra's mission would likewise
have coincided with a rebellion in Egypt. This later revolt included all of Egypt and the garrison at Elephantine
acknowledged the ruling Egyptian king
Amyrtaeus
by June 19, 400. The motive for the privileges granted Ezra are thus the same whether the king is hypothesized as
Artaxerxes II or Artaxerxes
I. Were the king in fact
Artaxerxes II Ezra would have followed Nehemiah, whose arrival in
Jerusalem, because of a correlation
with a date in the Elephantine papyrus (cf. Cowley, Aramaic Papyri 30:18, 30
with Neh.
12:22–23) is fixed to 444 (cf. Neh. 2:1). Some
scholars, rather than shifting Ezra to year seven
of the reign of Artaxerxes II, maintain that the king was
Artaxerxes I and emend the year date to 27, 32, (33), or 37, thus placing Ezra's arrival either in 438 (during
Nehemiah's first mission), 432 (433)
(after Nehemiah's first mission), or 428 (during Nehemiah's second
mission). The arguments for the
shifting of the king and the emendation of the date are numerous but most rest on specious considerations and
dubious textual interpretation. The
return under Ezra was a replica in miniature of that under Zerubbabel. Stress was laid on the unity of Israel. Ezra's
caravan contained members of the major groups of society.
Included were two priestly families, Hattush of the Davidic
line and 12 lay families numbering together with Ezra, 1,500. Special efforts were taken to enlist Levites, of
whom 38 were recruited, and Temple servants, who numbered 220 (Ezra 8:1–20). Concern
for Temple cult and personnel played a primary role.
Contributions of gold, silver, and vessels from the
king and his advisers and from Jews
remaining in Babylonia were duly recorded, carefully transported, and officially deposited in the Temple (Ezra 7:15–16; 8:24–34). All the Temple officials from priest to lowly
servant were to be exempt from taxation by the Persian government (Ezra
7:24). Just as the Temple
dedication was celebrated by the sacrifice of 12 he-goats as sin
offerings, to atone for the whole
house of Israel (Ezra 6:17), so the
arrival of Ezra in Jerusalem was marked by the sacrifice of 12 bulls as burnt offerings and 12 he-goats as sin
offerings (Ezra
8:35–36). The numbers of the other
sacrifices were typological multiples—96 rams, a multiple of 12 (cf. Num.
7:87–88), and 77 lambs, a multiple
of seven, the number offered on all the festivals,
the New Moon, the New Year, and the Day of Atonement (Num.
28–29).
3. DISSOLUTION
OF MIXED MARRIAGES
[3:1] Ezra set out from Babylon on the first of Nisan (Ezra
7:9), departed from a place called
Ahava on the 12th of Nisan (Ezra
8:31), and arrived in Jerusalem on
the first of Av some five months later (Ezra
7:8). On the 20th of Kislev, in
the middle of the winter and in pouring rain, Ezra convened an assembly in
Jerusalem (Ezra 10:9ff.) with
the express purpose of dissolving the many mixed marriages, prevalent in all
levels of society, which were called
to his attention shortly after his arrival.
[3:2]
Interestingly there is no mention of Jewish women married to foreign
men. The whole situation revolves
around foreign wives. There is not
even any effort made to convert them to Judaism.
Israel is the "holy seed" and
must not become contaminated by the "abominations" of
the Canaanites, Ammonites, Moabites, and Egyptians.
Mixed marriages would be "sacrilege" against the holy.
At the core of this view of the situation lies not only a
midrashic
interpretation of the various laws in the Torah regarding
intermarriage (Ex. 34:11ff.; Deut. 7:1ff.; 23:4ff.) but the
notion that the land, being resettled as in the days of the
conquest, was once more susceptible to
the taint of its aboriginal impurity (cf. Ezra 9–10 with Deut.
7–9). The procedure which
culminated in that fateful assembly on 20 Kislev, 458,
bore distinct resemblance to the ceremonies surrounding the
condemnation of Achan, who committed sacrilege through misappropriation
of the devoted things (cf. Ezra 9:1–10:8 with Josh. 7; Deut. 7:2, 26).
[3:3] The
mourning and confession of Ezra upon
learning of the mixed marriages and the subsequent ceremony on that rainy
day established the mood appropriate
to the dissolution of the mixed marriages. However, the act itself was preceded by three months of work, from the
first of Tevet to the first of Nisan, which consisted of
investigating and recording the names,
according to their families, of each
male who had married a foreign wife. The list is headed by four members of the
high-priestly family who agreed to put
away their foreign wives and offered a ram as a guilt offering (Ezra
10:9–19), the sacrifice prescribed
for one who unknowingly committed sacrilege against a sacred object (Lev.
5:14ff.). The number of lay
families as recorded in the Masoretic
Text was ten but a Septuagint
reading in Ezra
(10:38) yields the traditional 12. The latter figure indicates that although the recorded instances (111 or
113) were few, relative to the size of the population,
the desecration affected "all
Israel." Strangely, the outcome of this enterprise is
uncertain. The concluding verse to the
whole account in the Masoretic Text is obscure and noncommittal, but the apocryphal Book of Esdras is decisive in
asserting that the men all sent away their foreign wives together with their
children (I Esd.
9:36).
4. FORTIFICATION
OF JERUSALEM
[4:1]
Similarly uncertain are the circumstances surrounding
the next step attempted in the Restoration of the people to
its land. The source for the event is
an Aramaic
correspondence between officials in Samaria and Artaxerxes (Ezra
4:8–23). The letters are not dated
and the account is incorporated into Ezra according
to a topical {pertaining to or dealing with matters of current
or local interest.}
arrangement—setbacks first (Ezra 4),
successes, last (Ezra 5–6)—rather than
a chronological one (i.e., Ezra 4:6–23
preceding Neh.
1). The Samarian officials were
the chancellor Rehum and the scribe
Shimshai. They write in the name of
the local bureaucracy as well as of
the settlers from Erech, Babylon, Susa, and elsewhere, introduced into the area by the Assyrian king Ashurbanipal
(669–27), possibly around 642. The
letter informs Artaxerxes I that the Jews who recently arrived (along with Ezra?) were busily fortifying
Jerusalem. It goes on to say that the
city was notoriously rebellious and
that if the fortifications were to be completed,
the people would merely not pay royal taxes. The king
reported back to his officials that he
had duly investigated the reputation of Jerusalem
and discovered that it had been a rebellious city as
charged. He therefore ordered the
Samarian officials to proceed to Jerusalem and put a halt to the
fortifications. They acted with
dispatch and by force of arms
[4:2]
The desire of the Jews to refortify Jerusalem was natural. Jeremiah had prophesied that "the city would be rebuilt upon its mound" (Jer.
30:18), and according to Deutero-Isaiah,
Cyrus himself would carry out the task (Isa.
44:28). Cyrus
apparently never issued such orders and hopes for an early Davidic restoration
ceased with Zerubbabel's
inexplicable disappearance from the scene. The broad powers given to Ezra may have encouraged the Jews to believe
that the time was ripe to rebuild Jerusalem. Perhaps, too, the struggle for independence pursued by Egypt, now in
alliance with Athens, spurred on Judah. Whatever the reason, the plan miscarried.
The northern rival Samaria prevailed and Judah was put to
shame. Word of the situation eventually reached Nehemiah, the king's cupbearer
in Susa. His immediate reaction was
similar to that of Ezra upon learning
of the mixed marriages—fasting and confession of guilt (Neh. 1). However, Nehemiah was a decisive man of action.
Praying to God for assistance, he
sought an appropriate moment to ask leave of the king to travel to Judah and
rebuild Jerusalem. Leave was granted,
and preparations for the journey and the task to be undertaken were carefully
laid. Nehemiah requested, and
received, letters of safe conduct and a military escort—unlike Ezra, who relied on divine assistance alone—along with
an authorization to the keeper of the king's forest for timber for a Temple
citadel, his own residence, as well as
for the wall of the city (Neh.
2:1–9).
5. Nehemiah
[5:1] The account of Nehemiah's
activity is reported in his own memoirs. Like Ezra, Nehemiah ascribed his success with the king to the hand of
God (Neh.
2:8). Historically it is not clear
what prompted Artaxerxes I to contradict himself in 445
and allow the reconstruction of the walls he had earlier
ordered destroyed. Perhaps the high
position and forceful personality of Nehemiah were responsible. Nehemiah noted that the queen was present when he
put forth his request. Certainly he showed skill in formulating his
petition. Like Haman
who sought from Ahasuerus
destruction of "a certain people" who "do not keep the king's laws"
(Esth. 3:8),
without mentioning the Jews by name, so Nehemiah sought permission from Artaxerxes to rebuild "the city of the graves of my fathers" (Neh. 2:5), not
specifying Jerusalem. Even if the king
were fully aware that the permission being granted Nehemiah
reversed an earlier decision of his, he may have felt that
if his trusted servant were in charge of the project,
fear of rebellion was minimal. Accordingly, Nehemiah was appointed governor of Judah, a post
he held from 445 until 433 (Neh. 5:14) and
then again for an unspecified period after returning to the court at Susa (Neh.
13:6–7). This appointment may also
have been an attempt to strengthen Persian control in the area in the wake of
the recent rebellion of Megabyzus,
satrap of the Trans-Euphrates.
6. REBUILDING OF
THE WALL OF JERUSALEM
[6:1] In his memoirs, Nehemiah described his task of building the wall as having gone through
seven stages, each one punctuated by opposition on the part of Judah's
neighbors. These were Sanballat
(I) the Horonite, governor of Samaria (cf. Cowley, Aramaic Papyri 30:29), Tobiah of Transjordan, and Geshem
(Gashmu) king of Kedar (cf. Tell
el-Maskhuteh inscription). Both
Sanballat and Tobiah were "Jewish," i.e., worshipers
of the God of Israel, as attested either by their own names or those of their
descendants (cf. Cowley, Aramaic
Papyri 30:29; Aramaic papyri from Wadi Daliyeh), who inherited their official
posts. Both were allied by marriage to
prominent families in Judah (Neh. 6:17ff.; 13:28). For a time Tobiah enjoyed a chamber in the
Jerusalem Temple (Neh.
13:4ff.). The factors that allowed
the high priest Eliashib to join Nehemiah in reconstructing the wall in the teeth of Sanballat's opposition yet
permitted Eliashib's grandson to marry
a daughter of Sanballat to Nehemiah's great annoyance (Neh. 13:28) are
unknown. Suffice it to say that all three foreigners
viewed Nehemiah as a personal enemy. The feeling was
reciprocated. He never referred to
Sanballat as "governor," denigrated
Tobiah by referring to him as the
"Ammonite servant" (Neh. 2:10), and
called Geshem simply "the Arabian."
[6:2] The first
stage of Nehemiah's activity was his journey to Jerusalem.
His arrival greatly displeased Sanballat and Tobiah
because "someone
had come to seek the welfare of the Israelites" (Neh.
2:10). In stealth and with
circumspection Nehemiah conducted a nocturnal inspection of the wall and then
inspired the leaders to agree to
reconstruction by informing them of the divine and royal favor he
enjoyed. Sanballat, Tobiah, and Geshem
mocked and derided the decision of this second stage of Nehemiah's
activity, but he replied with an
affirmation of divine assistance and told them decisively,
and apparently not gratuitously, "you have no share, right,
or memorial in Jerusalem" (Neh.
2:11–20). The policy of exclusion
initiated by Zerubbabel (Ezra
4:2–3) and carried through by Ezra
(Ezra 9–10) was
now being vigorously pursued by Nehemiah.
[6:3] The third
stage in Nehemiah's activity constituted the actual building (Neh. 3). Jeremiah had prophesied,
"Behold, the days are coming, says the
Lord, when the city shall be rebuilt for the Lord from the Tower of Hananel...
to the Horse Gate... sacred to the Lord"
(Jer. 31:38ff.).
The wall was divided into some 40 sections, and groups from all classes of the people were assigned to work on each
section. The first section extended
from the Sheep Gate to the Tower of Hananel and was restored by the high priest
Eliashib (Neh.
3:1). One of the last sections
constructed was the Horse Gate where, too, priests were at work (Neh. 3:28). In
addition to providing a detailed description of the wall,
the list is valuable for some of the random information it
supplies, e.g., it indicates the
presence of guilds in Jerusalem such as the goldsmiths', the ointment mixers',
and the merchants' guild (Neh. 3:8, 31). When Sanballat and Tobiah learned that
construction had begun in earnest they
became angry and expressed themselves in mockery, "Can they
revive the stones from the dust heap? From burned stones? Should a fox jump up, he would
demolish their stone wall."
Nehemiah cursed them for their taunts as the work proceeded
apace until the wall reached half its intended height
(Neh.
3:33–38). The reaction of
Sanballat and Tobiah, the Arabs, Ammonites, and Ashdodites to this fourth stage
of the reconstruction was to prepare armed intervention.
Word of the plan reached Nehemiah through the Jews dwelling
in those districts, and he not only
placed guards at vulnerable spots along the wall but armed the
builders. He encouraged the workers by
assuring them that should attack come, "our God will fight
for us" (Neh.
5:14).
[6:4] This fifth
stage of activity almost brought the work to its completion. It was now threatened, however, by internal
discontent. Jews were not behaving
like "brothers." Short of food to eat and money for
taxes, many were forced to take costly loans, mortgage their fields, and sell their children into slavery. Even Nehemiah and his servants were guilty of
extorting heavy interest and taking pledges. Demanding interest from a brother in need was incompatible with fear of
the Lord (Neh.
5:9; cf. Lev.
25:36) and would not be conducive
to God's blessing on the newly occupied land (cf. Deut.
23:20–21). If the building of the
wall were to be brought to successful completion, all debts had to be canceled
and pledges returned. Nehemiah
convened an assembly of the people and forced his reform through (Neh. 5).
[6:5] Unable to
thwart the building itself, Sanballat
and Geshem sought to lure Nehemiah into a private conference where presumably
his life would be threatened. They
circulated the rumor that he was planning a rebellion and appointing prophets to
acclaim him king of Judah. They
themselves hired Noadiah the
prophetess to frighten him and the prophet Shemaiah son of Delaiah to entice him
into seeking refuge in the Temple. Tobiah's allies in Judah likewise spoke to Nehemiah on behalf of
Tobiah. The reaction of Nehemiah's
enemies to this stage availed as little as the earlier ones. After 52 days of strenuous labor, the wall was
finished on 25 Elul, 445. Josephus maintained that the labor took two years and
four months (Ant. 11:179). There
remained nothing for the "enemies" to do but appear
downcast and acknowledge God's
contribution to the project (Neh. 6), and so the seventh and final stage of Nehemiah's
building activity was brought to a successful conclusion.
Guards of the city were appointed and Nehemiah's
God-fearing brother, Hanani(ah), was put in charge of the citadel (Neh.
7:1–3).
7. RELIGIOUS
INSTRUCTION AND DEDICATION OF THE TEMPLE
[7:1] It was now the 14th year since the
arrival of Ezra in Jerusalem and
nothing had yet been said of his having implemented the instruction to teach the
Torah (Ezra
7:25). No doubt he had been
engaged in this project over the years, gathering around himself a band of teachers, primarily
levites, able to expound the Torah and
render it into the Aramaic vernacular. The timing was now right for a grand
ceremony patterned on that of Zerubbabel and the first repatriates.
To emphasize the imitation of the earlier period the editor
of the historical source (Ezra-Nehemiah) even reproduced verbatim the original
list of repatriates (Ezra 2; Neh.
7:6–72). Although fortification of
Jerusalem enhanced the status of Judah and removed its shame, Davidic kingship
had not been restored. Foreign rulers
still occupied the land. The gains already achieved could only be maintained if
the people observed the Torah.
[7:2]
On the first of Tishri
after their return, Zerubbabel and the
Jews with him had reestablished the Temple altar to offer burnt
offerings "as
written in the Torah of Moses the man of God" (Ezra
3:1–7). Now on the first of Tishri
after the completion of the wall the people called upon Ezra to publicly read
from the "book of the Torah of Moses which the Lord
prescribed for Israel" (Neh.
8:1). The description of the
ceremony, which began at sunrise, makes it clear that Ezra was prepared for the
occasion. A special wooden podium was
prepared, and six men stood on his right and seven on his left, altogether
14. Upon opening the Torah, Ezra
blessed God and the people responded with "Amen," and
prostrated themselves. Ezra then read until noon and 13 levites expounded the
significance of the text and perhaps
translated it into Aramaic. The people
interrupted the reading with crying, and Ezra and Nehemiah informed them that
the day was holy, one of rejoicing, feasting, and giving gifts to the poor. Similarly, when the Temple foundations had been laid, the elders who
remembered the original Temple broke out in tears, while others rejoiced (Ezra
3:12).
[7:3] After the
original repatriates had dedicated the altar on the first of Tishri, they celebrated the seven days of Sukkot
by offering the sacrifices, "according to number and prescription." This would bring the
number of bulls to 70 (Num.
29:12–32), suggesting the 70
members of Jacob's family (Gen. 46:27: Ex. 1:5) and
indicating the unity of Israel. The
Jews under Ezra and Nehemiah gathered on the second of Tishri to continue
studying the Torah and they
discovered "written in the Torah which the Lord prescribed through Moses that
the Israelites should dwell in booths on the festival of the seventh
month" (Neh.
8:14). And so "the whole congregation which had returned from the
captivity" constructed booths on their roofs,
in their courtyards, in the Temple courtyards, and in
public squares. Such an observance had
not been held since the days of Joshua, i.e., the time of the
conquest. The Torah was read daily
throughout the festival (Neh.
8:13–18). Is it coincidental that
these Torah-reading ceremonies fell in the 14th year?
(Ezra arrived in the seventh year of Artaxerxes I and
Nehemiah in the 20th year.) Might this
have been related to the Deuteronomic injunction to publicly read the Torah
every seventh year, the year of release, at Sukkot time with the idea of instructing future generations "as long as they live in the land which you are about... to
occupy" (Deut.
31:10ff.)?
[7:4] The imagery
of the
booth (sukkah {Hebrew. a
booth or hut roofed with branches, used during the Jewish festival of Sukkoth
as a temporary dining or living area.}) recurs in the Bible with overtones of redemption and
providence. The levitical injunction
to dwell in booths is explained by the notion that God settled the Israelites in
booths (sukkot: cf. also Ex.
12:37) when He delivered them from
Egypt (Lev.
23:43). Subsequently God's own
booth or dwelling was in Jerusalem. There He protected His people (Ps. 76). After God's judgment of the wicked city the
purified remnant will again be protected by a booth (Isa. 4). The activity of Nehemiah in rebuilding Jerusalem's
walls and repairing its breaches (cf.
Neh. 1:3; 2:5, 17; 3:35) was doubtless
believed to fulfill the prophecy of Amos that God would "raise up the fallen booth of David" (Amos
9:11). The final
deliverance—complete independence—would be celebrated annually when the nations came to Jerusalem to worship the
Lord on the occasion of Sukkot (Zech.
14:16).
[7:5] To hasten
that day the Jews now reconstituted on their soil, their
Temple reconstructed, and the city fortified, concluded on
the 24th of Tishri
a solemn agreement to "follow the law of God which had been transmitted through Moses the
servant of God." The covenant
ceremony was preceded by purification, i.e., separation from the foreigners,
fasting, sackcloth, and confession,
and concluded with the signature of a written document by Nehemiah, 21 priestly families, 17 Levites and 44 lay
families (Neh.
9:1–10:30). In addition to having sworn to observe the written
Torah, the people undertook to observe some 18 decrees
not explicitly mentioned in the Torah but derived from it
through the procedure of midrash halakhah, "legal
interpretation," developed by Ezra and his associates. The earlier celebration of Sukkot, building booths
out of the various species "as written" (Neh. 8:15; cf. Lev.
23:40) is an example of such
interpretation and of one subsequently abandoned.
The decrees, now recorded, centered around the prohibition
of mixed marriage, the observance of
the Sabbath and the seventh year, and provisions designed to show that the
people would "not
neglect the House of... God" (Neh.
10:31–40).
[7:6] Nehemiah
had raised up Jerusalem's stones from the dust (Neh.
3:34) in answer to the call of
Deutero-Isaiah (Isa.
52:2). The agreement not to
intermarry (Neh.
9:2, 10, 29, 31) was necessary
toward fulfillment of the promise that "the uncircumcised and the unclean" shall no
more come into the "holy city" (Isa.
52:1). Jeremiah had promised that
once more people would proclaim, "the Lord bless you... O
holy hill" and that "Judah and all its cities shall dwell there together" (Jer.
31:22–23). The penultimate task of
Nehemiah was thus the populating of the now secure and spacious "holy city." The
leaders already lived there and the rest of the people cast lots to bring 10% of
Judah's population into the capital. The partial list of towns in which the rest of the people were settled
indicates that the southernmost town was Beer-Sheba
and the northernmost Bethel.
The western border extended to Ono, while the list of the
first repatriates and the list of builders indicated that to the
east the province of Judah included
Jericho (Ezra
2:34; Neh.
7:36, 3:2,
7:4; 11:1–36).
[7:7] The final
ceremony in which Nehemiah participated was the dedication of the walls. The people, the gates, and the wall
were purified. Two musical processions
were organized to march around the city in opposite directions on the top of the
wall and meet in the Temple for the
sacrificial service. The procession
going to the right was led by Ezra; the one to the left included
Nehemiah. The circumambulation is
reminiscent of certain Psalms: "His holy mountain... is the
joy of all the earth... walk about Zion; go round about her" (Ps. 48:2, 13).
[7:8] Nehemiah
remained in Jerusalem for another dozen years before returning to Susa. Virtually nothing is known of his rule during
this period other than his own
statement that he ruled with a lighter hand than his predecessors and did not claim the governor's food allowance
from the local populace. This in spite
of the fact that he supported a retinue of 150 and regularly entertained foreign
visitors. The refrain in Nehemiah's
memoirs runs "Remember to my credit, O my God, all that I
did on behalf of this people" (Neh.
5:19; 13:14, 22, 31). God's
attention is similarly drawn to his opponents (Ezra
6:14), and these did not disappear
after his main task was completed. During Nehemiah's absence, Tobiah was assigned a chamber in the Temple by
Eliashib the priest, and the people
failed to pay the Levites their allotments, so that they left Jerusalem and
retired to their fields. Upon his
return, Nehemiah expelled Tobiah and enforced payment of the tithe (Neh.
13:4–14).
[7:9] Even more
serious than neglect of the levitical dues were the outright violations of the first two decrees in the solemn
agreement sworn to earlier—work and
commerce on the Sabbath and marriage to Ashdodite, Ammonite, and Moabite
women. Nehemiah rebuked the leaders
for the Sabbath desecration in terms reminiscent of Jeremiah who had said, "If... you keep
the Sabbath day holy... this city shall be inhabited
forever.... If you did not listen... fire... shall devour... Jerusalem"
(Jer.
17:24–27). He then ordained that
the gates of the city be shut for the Sabbath and the levites stand guard
against local and foreign traders. The
fate of Solomon's kingdom was cited against the men who took foreign
wives, and Nehemiah cursed all, struck
some and pulled out their hair. The
grandson of the high priest Eliashib, who was married to a daughter of
Sanballat, was "chased away."
Successful implementation of the other cultic decrees was
assured (Neh.
13:14–31).
[7:10] Since
kingship was not to be restored until
the advent of the Hasmoneans 300 years later, Judah continued to exist as a theocracy—a province ruled by God's law
with a civil head in the person of the governor appointed by the Persian
king and a religious head in the
person of the high priest of the line of Zadok.
In the fourth century there appear coins and seal
impressions bearing the Aramaic inscription YHD Yahud = Judea. With one or two notable exceptions, our
information for the remaining 100 years of Persian rule dries up. It is possible that Nehemiah's brother Hananiah
succeeded him as governor (cf. Cowley,
Aramaic Papyri 21). In the last decade of the fifth century the governor was
one who bore the Persian name Bagohi
(Cowley, 30/31). The high priest
Johanan was challenged by his brother Jeshua and Johanan murdered
him. A stiff penalty was thereupon
placed on the community by the strategos of Artaxerxes II who also bore the name
Bagohi (Jos., Ant., 11:298–301). One
incident that has come down through the Aramaic papyri relates that Bagohi joined the sons of Sanballat, Delaiah,
and Shelemiah, in responding favorably to the request
of the Elephantine Jewish community for intercession with
the Persian ruler in Egypt toward the
reconstruction of their temple (Cowley, Aramaic Papyri 30–32). The attraction-repulsion between Samaria and Judah
of the days of Nehemiah repeated itself on the eve of Alexander's
conquest. Nikaso, daughter of
Sanballat III, was married to Manasseh, brother of the high priest Jaddua. Jerusalem authorities objected to the
marriage and asked Manasseh to choose between his wife
and the priesthood. He thereupon accepted the offer of Sanballat to be high priest in the
temple to be erected on Mt. Gerizim and "governor of all the
places" under Sanballat's control. Many Jewish priests followed him to Samaria (Jos., Ant.,
11:306–12). The Samaritan schism
thereupon became final.
[Bezalel Porten]
Ph.D.; Teaching
Fellow in Jewish History, the Hebrew University of Jerusalem;
Senior Lecturer in Biblical Studies, Haifa
University
Top - Ezra
From Encyclopædia
Judaica on a CD-Rom.
[Accessed September 21, 2003].
1. JESUS {WikipediA}
[1:1] JESUS (d. 30 C.E.), whom Christianity sees as its founder and object
of faith, was a Jew who lived toward the end of the Second Commonwealth
period. The martyrdom of his brother
James is narrated by Josephus
(Ant. 20:200–3), but the passage in the same work
(18:63–64) speaking about the life and death of Jesus was
either rewritten by a Christian or
represents a Christian interpolation. The first Roman authors to mention Jesus are Tacitus and Suetonius. The
historicity of Jesus is proved by the very nature of the records in the New Testament, especially the four Gospels:
Matthew,
Mark,
Luke,
and John. The Gospels are records about the life of Jesus.
John's Gospel is more
a treatise reflecting the theology of
its author than a biography of Jesus, but Matthew, Mark, and Luke present a reasonably faithful picture of
Jesus as a Jew of his time. The
picture of Jesus contained in them is not so much of a redeemer of mankind as of
a Jewish miracle maker and preacher. The Jesus portrayed in these three Gospels is, therefore, the historical
Jesus.
2. The Gospels
[2:1] The precise date of
the composition of the Gospels is not known, but all four were written before 100 C.E. and it is certain that
Matthew, Mark, and Luke are interdependent. Scholars call these three the Synoptic
Gospels because they can be written in parallel columns, such form being called synopsis. It is generally accepted that the main substance
of the Synoptic Gospels comes from two sources:
an old account of the life of Jesus which is reproduced by
Mark, and a collection of Jesus'
sayings used in conjuction with the old account by Matthew and Luke. Most scholars today identify the old account that
lies behind Mark with the known Gospel of Mark,
but a serious analysis, based especially upon the supposed
Hebrew original, shows that Mark had entirely rewritten the
material. It may be assumed,
therefore, that the old account, and not the revision, was known to both Luke
and Matthew. According to R. Lindsey
(R. L. Lindsey, Hebrew Translation of the Gospel of Mark
(1969)), Matthew and Luke, besides
drawing upon the sayings, also drew directly upon the old account; the editor of Mark used Luke for his version, and
Matthew, besides using the old account, often drew also upon Mark. Lindsey's conclusions are also supported by
other arguments.
[2:2] Both of
the chief sources of the Synoptic Gospels, the old account, and the collection of Jesus' sayings, were produced in
the primitive Christian congregation in Jerusalem,
and were translated into Greek from Aramaic or
Hebrew. They contained the picture of
Jesus as seen by the disciples who knew him. The present Gospels are redactions {to put into
suitable literary form} of
these two sources, which were often
changed as a result of ecclesiastical tendentiousness {bias}. This becomes especially clear in the description
of Jesus' trial and crucifixion in which all Gospel writers to some degree
exaggerate Jewish "guilt" and minimize Pilate's involvement. As the tension between the Church and the
Synagogue grew, Christians were not
interested in stressing the fact that the founder of their faith was executed by
a Roman magistrate. But even in the
case of Jesus' trial, as in other instances, advance toward historical reality can be made by comparing the sources
according to principles of literary criticism and in conjunction with the study of the Judaism of the
time.
3. The Name,
Birth, and Death Date of Jesus
[3:1] Jesus is the common
Greek form of the Hebrew name Joshua. Jesus' father, Joseph, his mother, Mary (in Heb. Miriam), and his
brothers, James (in Heb., Jacob), Joses (Joseph), Judah, and Simon (Mark. 6:3)
likewise bore very popular Hebrew names. Jesus also had sisters, but their number and names are
unknown. Jesus Christ means "Jesus the
Messiah" and
according to Jewish belief, the Messiah was to be a descendant of
David. Both Matthew (1:2–16) and Luke
(3:23–38)
provide a genealogy leading back to David, but the two genealogies agree only from Abraham down to
David. Thus, it is evident that both
genealogies were constructed to show Jesus' Davidic descent, because the early Christian community believed
that he was the Messiah. Matthew and
Luke set Jesus' birth in Bethlehem, the city of David's birth. This motif is made comprehensible if it is assumed
that many believed the Messiah would also be born in Bethlehem, an assumption clearly seen in John 7:41–42,
which, telling of some who denied that Jesus is the Messiah, says: "Is the Christ (Messiah) to come from
Galilee? Has not the Scripture said
that the Christ is descended from David, and comes from Bethlehem, the village
where David was?" John therefore knew
neither that Jesus had been born in Bethlehem nor that he was descended from
David. The home of Jesus and his
family was Nazareth in Galilee and it is possible that he was born
there. {Religion is an
hypothesis designed to achieve peace-of-mind. As long as it brings
peace-of-mind, facts and logic do not matter. Mark
Twain}
[3:2] The story
of Jesus' birth from the virgin Mary and the Holy Spirit
without an earthly father exists in the two independent
literary versions of Matthew and Luke. It is not to be found in Mark or John, who both
begin their Gospel with Jesus' baptism
by John
the Baptist. Jesus' virgin birth
is not presupposed in other parts of the New Testament.
Apart from Matthew and Luke, the first to mention the
virgin birth is Ignatius
of Antiochia (d. 107). According
to Luke's data, Jesus was baptized by
John the Baptist either in 27/28 or 28/29 C.E., when he was about the age of
30. On the evidence in the first three
Gospels, the period between his baptism and crucifixion comprised no more than
one year; although according to John
it ran to two or even three years. It
seems that on the point of the duration of Jesus' public ministry the Synoptic
Gospels are to be trusted. Most probably, then,
Jesus was baptized in 28/29 and died in the year 30
C.E.
4. Jesus'
Family and Circle
[4:1] Jesus's father, Joseph, was a carpenter in Nazareth and it is almost certain that he
died before Jesus was baptized. All
the Gospels state that there was a tension between Jesus and his
family, although after Jesus' death
his family overcame their disbelief and took an honorable place in the young
Jewish-Christian community. Jesus'
brother, James, became the head of the Christian congregation in
Jerusalem and when he was murdered by
a Sadducean
high priest (62 C.E.) for the faith in his brother,
he was succeeded by Simon, a cousin of Jesus. Grandsons of
Jesus' brother, Judah, lived until the
reign of Trajan and were leaders of Christian churches apparently in
Galilee.
[4:2] John
the Baptist, who baptized Jesus in the river Jordan,
was an important religious Jewish personality; he is recorded in Josephus
(Ant. 18:116–9) as well as the New Testament. From Josephus it is seen that
John's baptismal theology was
identical with that of the Essenes. According to
the Gospels, in the moment of Jesus'
baptism, the Holy Spirit descended upon him and a voice from heaven proclaimed
his election. When he left John the
Baptist, Jesus did not return to Nazareth, but preached in the area northwest of
the Sea of Galilee. Later, after his
unsuccessful visit to his native Nazareth, he returned again to the district around Capernaum,
performed miraculous healings, and proclaimed the Kingdom
of Heaven. From his closest
disciples he appointed 12 apostles to
be, at the Last
Judgment, judges of the 12 tribes of Israel. After the death of Jesus the 12
apostles provided the leadership for the Jerusalem Church.
5. The Arrest of
Jesus
[5:1]
Meanwhile, Herod
Antipas, who had beheaded John the
Baptist, also wanted to kill Jesus,
whom he saw as the heir of the Baptist, but Jesus wanted to die in Jerusalem, which was reputed for "killing the
prophets" (Luke
13:34). With Passover drawing
near, Jesus decided to make a pilgrimage to the Temple at Jerusalem. There he openly predicted the future destruction
of the Temple and the overthrow of the Temple hierarchy.
According to the sources, he even tried to drive out the
traders from the precincts of the Temple, saying,
"It is written, 'My house shall be called a house of
prayer,' but you have made it a den of robbers"
(Luke 19:45–6).
These actions precipitated the catastrophe. The Sadducean
priesthood, despised by everyone, found its one support in the
Temple, and Jesus not only attacked
them but even publicly predicted the destruction of their Temple. The first three Gospels indicate that Jesus' last
supper was the paschal
meal. When night had fallen he
reclined at the table with the 12 apostles and said:
"With all my heart I have longed to eat this paschal lamb
with you before I die, for I tell you: I will never eat it again until I eat it
anew in the Kingdom
of God." He took a cup of wine,
recited the benediction over it and said: "take it and share it among you; for I tell you, I will not again drink
of the fruit of the vine until I drink it new in the Kingdom of
God." He took bread, recited the
blessing over it and said: "This is my body" (cf. Luke
22:15–19). Thus Jesus' Passover
meal under the shadow of death became
the origin of the Christian sacrament
of the Eucharist.
[5:2] After
the festive meal, Jesus left the city
together with his disciples and went to the nearby Mount
of Olives, to the garden of Gethsemane. There, although he had foreseen the danger of his
death, he prayed for his life (Luke
22:39–46). One of the 12 apostles,
Judas Iscariot, had already betrayed him from unknown motives. Judas had gone to the high priests and told them
he would deliver Jesus to them and they had promised to give him
money (Mark 14:10–11).
The Temple guard, accompanied by Judas
Iscariot, arrested Jesus and took him to the high priest.
6. The "Trial"
and Crucifixion
[6:1] The Gospels in their present form
contain descriptions of the so-called "trial" of Jesus
rewritten in a way making them improbable from the historical point of
view. Nevertheless, a literary
analysis of the sources is capable of revealing a closer approximation of the
reality. In the first three
Gospels, the Pharisees
are not mentioned in connection with the trial, and in John, only once (18:3). Luke (22:66) and
Matthew (26:59)
explicitly mention the Sanhedrin
once, and Mark mentions it twice (14:55; 15:1). In the whole of Luke—not just in his description
of the Passion—there is no mention of the Sanhedrin's verdict against
Jesus, and John records nothing about
an assembly of the Sanhedrin before which Jesus appeared.
Thus it seems very probable that no session of the
Sanhedrin took place in the house of
the high priest where Jesus was in custody and that the "chief priests and
elders and scribes" who assembled
there were members of the Temple committee (see also Luke
20:1): the elders were apparently
the elders of the Temple and the scribes were the Temple
secretaries. The deliverance of Jesus
into the hands of the Romans was, it
seems, the work of the Sadducean "high priests," who are often mentioned alone
in the story. A man suspected of being
a messianic pretender could be delivered to the Romans without a verdict of the
Jewish high court. In addition, the
high priests were interested in getting rid of Jesus,
who had spoken against them and had predicted the
destruction of the Temple. The Roman
governor Pontius
Pilate ultimately had Jesus executed in the Roman way, by
crucifixion. All the Gospels indicate
that on the third day after the crucifixion Jesus' tomb was found
empty. According to Mark an angel
announced that Jesus had
risen, and the other Gospels state that Jesus appeared before his believers
after his death.
7. Jesus and the
Jewish Background
[7:1] The tension between the Church and the Synagogue often
caused the Gospels, by means of new
interpretations and later emendations, to evoke the impression that there was a necessary rift between Jesus
and the Jewish way of life under the law. The first three Gospels, however, portray Jesus as a Jew who was
faithful to the current practice of the law. On the matter of washing hands (Mark
7:5) and plucking ears of corn on
the Sabbath (Mark
2:23ff.), it was the disciples, not the master, who were less strict in
their observance of the law. According
to the Synoptic Gospels, Jesus did not
heal by physical means on the Sabbath but only by words, healing through speech
having always been permitted on the Sabbath, even when the illness was not dangerous.
The Gospels provide sufficient evidence to the effect that
Jesus did not oppose any prescription of the Written or Oral Mosaic
Law, and that he even performed Jewish
religious commandments. On all of the
foregoing points the less historical John differs from the first three
Gospels.
[7:2] The
wording of the Gospels exaggerates the clashes between Jesus and the Pharisees.
This becomes evident after an analysis of Jesus' sayings
which are a more faithful preservation than are the
tendentious descriptions of the situation in which the sayings were
uttered. Jesus' major polemical
sayings against the Pharisees describe them as hypocrites,
an accusation occurring not only in the Essene Dead
Sea Scrolls and, indirectly, in a
saying of the Sadducean king, Alexander Yannai,
but also in rabbinic literature, which is an expression of
true Pharisaism. In general, Jesus'
polemical sayings against the Pharisees were far meeker than the Essene attacks
and not sharper than similar utterances in the talmudic sources. Jesus was sufficiently Pharisaic in general
outlook to consider the Pharisees as
true heirs and successors of Moses. Although Jesus would probably not have defined himself as a Pharisee,
his beliefs, especially his moral beliefs, are similar to the Pharisaic school of Hillel
which stresses the love of God and neighbor. Jesus, however, pushed this precept much further than did the Jews of
his time and taught that a man must love even his enemies.
Others preached mutual love and blessing one's
persecutors, but the command to love
one's enemies is uniquely characteristic of Jesus
{Yes love him; but turn the
other cheek only during tyrannical times such as when a weak Jew was against the
Nazi-German beasts.} and he
is in fact the only one to utter this commandment in the whole of the New
Testament.
[7:3] The
liberal Pharisaic school of Hillel was
not unhappy to see gentiles become Jews. In contrast,
the school of Shammai made conversion as difficult as
possible because it had grave reservations about proselytism, most of which Jesus shared (Matt. 23:15). As a
rule he even did not heal non-Jews. It
should be noted that none of the rabbinical documents says that one should not
heal a non-Jew.
[7:4] In beliefs
and way of life, Jesus was closer to the Pharisees than to the
Essenes. He accepted, however, a part
of the Essene social outlook. Although
Jesus was not a social revolutionary, the social implications of his message are
stronger than that of the rabbis. Like
the Essenes, Jesus also regarded all
possessions as a threat to true piety and held poverty, humility, purity of
heart, and simplicity to be the essential religious virtues. Jesus, as did the Essenes, had an awareness of and
affection for the social outcast and the oppressed.
The Essene author of the Thanksgiving Scroll
(18:14–15) promises salvation to the
humble, to the oppressed in spirit, and to those who mourn,
while Jesus in the first three beatitudes of the Sermon on
the Mount promises the Kingdom of
Heaven to "the poor in spirit" to "those who mourn," and to "the meek" (Matt.
5:3–5). Moreover, Jesus' rule "Do
not resist one who is evil" (Matt. 5:39) has
clear parallels in the Essene Dead Sea Scrolls.
8. Jesus as the Messiah
[8:1] The early Christian
Church believed Jesus to be the expected Messiah of Israel,
and he is described as such in the New
Testament; but whether Jesus thought
himself to be the Messiah is by no means clear.
Throughout the New Testament there are indications that
Jesus had seen himself as a prophet. The Ebionites and Nazarenes, Jewish Christian sects, both ranked Jesus
among the prophets and stressed his prophetic role.
Jesus himself apparently never used the word
"Messiah," and always spoke of the
"Son of Man" in the third person, as though he himself were not identical with
that person. The "Son of Man"
originally appears in the Book of Daniel (7:9–14) as the
man-like judge of the Last Days. Jesus
based his account of the "Son of Man" on the original biblical description of a superhuman, heavenly
sublimity, who, seated upon the throne of God, will judge the whole human
race. In Jewish literature of the
Second Commonwealth, the "Son of Man" is frequently identified with the
Messiah and it is probable that Jesus
used the phrase in this way too. In
his own lifetime, it is certain that Jesus became accepted by many as the
Messiah. The substance of many sayings
make it obvious that Jesus did not always refer to the coming "Son of
Man" in the third person simply to
conceal his identity, but because Jesus actually did not believe himself to be
the Messiah. Yet other apparently
authentic sayings of Jesus can be
understood only if it is assumed that Jesus thought himself to be the "Son of
Man." Thus Jesus' understanding of
himself as the Messiah was probably inconsistent, or at first he was waiting for
the Messiah, but at the end, he held
the conviction that he himself was the Messiah.
[8:2] In the
faith of the Church, Jesus, the Jewish prophet from Galilee, became the object of a drama which could bring
salvation to pious spectators. This
drama developed from two roots: Jesus' conception of himself as being uniquely
near to his Heavenly Father, his
message about the coming of the "Son of Man," and other Jewish mythical and
messianic doctrines; the other root
was Jesus' tragic death, interpreted
in terms of Jewish concepts about the expiatory power of martyrdom. If, as Christians believe, the martyr was at the
same time the Messiah, then his death has a cosmic importance. Through the teachings of Jesus, as well as through
other channels, the Jewish moral message entered Christianity. Thus the historical Jesus has served as a bridge
between Judaism and
Christianity, as well as one
of the causes for their separation. {Spinoza serves
as bridge between both (Judaism and Christianity) and the coming (in time) Universal
Religion.}
[David Flusser]
Ph.D.; Professor of
Comparative Religion,
the Hebrew University of
Jerusalem
D. Flusser, Jesus (1969)
Top to
Jesus:EJ
From Encyclopædia Britannica
Online. [Accessed September 22, 2003].
1. Jesus: Name
and title
[1:1] Ancient Jews usually had
only one name, and, when greater
specificity was needed, it was customary to add the father's name or the place
of origin. Thus, in his lifetime Jesus
was called Jesus son of Joseph (Luke 4:22; John 1:45; 6:42), Jesus of Nazareth (Acts 10:38), or
Jesus the Nazarene (Mark 1:24; Luke
24:19). After his death, he came
to be called Jesus
Christ. Christ was not originally
a name but a title derived from the Greek word christos, which translates
the Hebrew term meshiah (Messiah), meaning
“the anointed one.” This title
indicates that Jesus' followers believed him to be the anointed son of King
David, whom some Jews expected to
restore the fortunes of Israel. Passages such as Acts of the Apostles
2:36 show that some early Christian writers knew that the Christ was
properly a title, but in many passages
of the New Testament, including those
in Paul's letters, the name and the title are combined and used together as
Jesus' name: Jesus Christ or
Christ Jesus (Romans 1:1; 3:24). Paul
sometimes simply used Christ as Jesus' name (e.g., Romans
5:6).
2. Summary of
Jesus' life
[2:1] Although born in Bethlehem, according to Matthew
and Luke, Jesus was a Galilean from Nazareth, a village near
Sepphoris, one of the two major cities of Galilee
(Tiberias was the other). He was born to Joseph and Mary shortly before the death of Herod
the Great (Matthew
2; Luke
1:26) in 4 BC. According to Matthew and Luke,
however, Joseph was only his father legally. They report that Mary was a virgin when Jesus was
conceived and that she “was found to be with child from the Holy
Spirit” (Matthew 1:18; cf.
Luke 1:35).
Joseph is said to have been a carpenter (Matthew
13:55), that is, a craftsman who
worked with his hands, and, according to Mark 6:3, Jesus
also became a carpenter.
[2:2] Luke (2:41–52) states
that as a child Jesus was precociously learned,
but there is no other evidence of his childhood or early
life. As a young adult, he went to be
baptized by the prophet John
the Baptist and shortly thereafter became an itinerant preacher and
healer (Mark
1:2–28). In his mid-30s, Jesus had
a short public career, lasting perhaps less than one year, during which he
attracted considerable attention. Some
time between AD 29 and 33—possibly AD 30—he went to observe Passover
in Jerusalem, where his entrance,
according to the Gospels, was
triumphant and infused with eschatological {any system of
religious doctrines concerning last or final matters, as death, judgment, or an
afterlife.}
significance. While there he was
arrested, tried, and executed. His
disciples became convinced that he still lived and had appeared to them. They
converted others to belief in him, which eventually led to a new religion,
Christianity.
{Spinoza serves
as bridge between both (Judaism and Christianity) and the coming (in time) Univeral
Religion.}
Top to
Jesus:EB
From Encyclopædia
Judaica on a CD-Rom.
[Accessed August 24, 2003].
SPINOZA, BARUCH
(Benedict) DE (1632–1677),
Dutch philosopher, born
in Amsterdam.
1. Life and Works
[1:1] His father had fled from Portugal to
the Dutch Sephardi community where he
was a successful merchant until his death in 1654.
Spinoza became an outstanding student in the school of the
Spanish-Portuguese community, probably
studying with Morteira and Manasseh Ben Israel. It has been traditionally
claimed that he was led to his irreligious views
by studying Latin with a freethinking ex-Jesuit, Van den
Enden. Recent studies by Révah
indicate it is more likely that his heretical views developed out of heterodox
controversies within the Amsterdam
Jewish community. A generation
earlier, Uriel da
Costa had twice been expelled from the community for denying the immortality
of the soul, and for contending that
all extant religions were manmade. In
early 1656 Spinoza, a Spanish doctor, Juan de Prado (1614–1672?), and a
schoolteacher, Daniel de Ribera began
to attract attention for their heretical opinions, questioning, among other
matters, whether Moses wrote the
Pentateuch, whether Adam was the first man, and whether the Mosaic law took precedence over natural law. They may
have been influenced by Isaac La PeyrIre's (1594 or 1596–1676), French theologian, Bible
critic, and anthropologist, apparently of Marrano background.) Praeadamitae which
had just been published in Amsterdam. Prado was forced to apologize for his
views, and a few days later, on July 27, 1656, Spinoza was excommunicated. The rabbinical pronouncement, signed by Saul Levi
Morteira and others, states:
[1:2] The chiefs of the council make known to you that having long known of evil opinions and acts of Baruch de Spinoza, they have endeavored by various means and promises to turn him from evil ways. Not being able to find any remedy, but on the contrary receiving every day more information about the abominable heresies practiced and taught by him, and about the monstrous acts committed by him, having this from many trustworthy witnesses who have deposed and borne witness on all this in the presence of said Spinoza, who has been convicted; all this having been examined in the presence of the rabbis, the council decided, with the advice of the rabbis, that the said Spinoza should be excommunicated and cut off from the Nation of Israel.
[1:3] Spinoza
was then anathematized and cursed, and
all in the Jewish community were forbidden to be in contact with
him. He apparently studied at the University of
Leiden after his excommunication, and was in Amsterdam with Prado in 1658–59, where a report to the
Spanish Inquisition describes them as denying the Mosaic law and the immortality
of the soul, and holding that God only
exists philosophically. The hostility
of the Jewish community, extending, according to 17th-century
reports, to an attempt to kill him,
led Spinoza to write an apology for his views in Spanish.
The work, now lost, was apparently the basis for his later
Tractatus Theologico-Politicus, his
work on Bible criticism. (For editions
and translations of Spinoza's works see bibliography.)
Around 1660 Spinoza left Amsterdam, changed his name to
Benedictus (the Latin equivalent of Baruch), became involved with some liberal Protestants, and settled in Rijnsburg where he earned
his living grinding lenses. He moved
to Voorburg, a suburb of The Hague in 1664, and to The Hague itself in
1670, where he stayed until his
death. His correspondence indicates
that he was developing his metaphysical system for discussion by a philosophical club in 1663.
In the same year he wrote in Latin, Principles of the
Philosophy of René Descartes, the only work he signed.
The work presents Descartes' philosophy in geometrical
form, and indicates Spinoza's basic
points of disagreement with Cartesianism. His friend, Louis Meyer, published the work with an introduction and an
appendix containing Spinoza's "Thoughts on Metaphysics." A Dutch edition appeared the next
year.
[1:4] In 1670
his Tractatus
Theologico-Politicus appeared unsigned, presenting his critique of revealed religion, his
justification for intellectual and religious
freedom, and his political
theories. This rationalistic attack on
religion caused a sensation, and was banned
everywhere, and sold with false title
pages. Spinoza became notorious,
and was constantly accused of being an atheist.
To prevent attacks, Spinoza stopped the publication of a
Dutch edition of the Tractatus. In 1671 he sent a lengthy letter to the Jewish leader, Orobio de Castro,
defending himself against the charges of atheism and irreligion.
[1:5] Because
of his fame, Spinoza was offered, in
1673, the chair of philosophy at Heidelberg by the Elector Palatine and was promised freedom to philosophize provided
that he would not disturb the established religion.
Spinoza declined the post, saying that he preferred his
quiet life of philosophical research to teaching,
and that he could not control the occurrence of religious
dissension.
[1:6] Although
Spinoza lived apart from public affairs, he briefly became involved during the French invasion of Holland in
1672. Spinoza had been a friend of the
political leader, Jan de Witt (who had given him a small pension), and was profoundly agitated and disturbed when an
angry mob, blaming De
Witt and his brother for the catastrophe, turned on them and killed them. He told Leibniz, who had come to visit
him, that he had tried to put up a
sign reading "Ultimi barbarorum," but his landlord locked him in the
house, lest he too be murdered.
[1:7]
Shortly thereafter Spinoza was called to Utrecht by the French
commander, the Prince of
Condé. Though they never met, other
French officers told Spinoza that if he dedicated a work to Louis XIV, he would
probably receive a pension. Spinoza
declined the offer, but on his return to The Hague, was accused of being a
French agent.
[1:8] By 1674
Spinoza had completed his major work, the Ethics,
and showed manuscript copies to his friends. He tried in 1675 to have the work published only
to find that theologians blocked this effort on the grounds that Spinoza was
denying the existence of God. Spinoza
abandoned plans to have his book printed. He continued his simple quiet life, writing and discussing philosophy
with Leibniz, among others, but making
no efforts to convert people to his radical views.
He managed to live out his life without belonging to any
sect or church. He died of consumption which may have been aggravated by his
lens-grinding activities. After his
death his Opera
Posthuma appeared, containing his Ethics,
the unfinished On the Improvement of the
Understanding, and the Political
Treatise (completed shortly
before his death), a Hebrew grammar, and a selection of his letters. His Hebrew
grammar, Compendium Grammaticae
Linguae Hebraeae, was undertaken
at the request of Spinoza's friends some years before his death but remained
unfinished. It purported to be a
self-tutor to Hebrew but in it Spinoza discussed many of the more complex
philological problems of Hebrew grammar. As he was writing mainly for his Christian friends
he presented his grammar in the western (Latin) system,
following Levita and Reuchlin. He used
such terms as activum, passivum (from Latin grammar) and status
absolutus. He also divided the
alphabet into gutturals, labials, dentals, and palatals, as in modern
philological systems. Ten years later,
in 1687, his one scientific work, the Treatise on the Rainbow,
appeared. It was reissued along with
the hitherto unknown work, the Short Treatise on God, Man and
his Well-Being, and some letters in Van Vloten's
edition, Ad Benedicti de Spinoza opera quae supersunt omnia supplementum
(1862).
2. His
Philosophy
[2:1] CRITIQUE OF REVEALED RELIGION. Spinoza has usually been regarded as the modern
philosopher whose life is most consonant with his theory.
His simple, eminently moral life, devoted to rational
enquiry, seems to have developed out
of his rejection of ceremonial Judaism and his efforts to find a basis for
rejecting scriptural {theological} authority.
Starting from the heterodox currents within the Amsterdam
Jewish community, Spinoza developed a
critique of Judaism and supernatural religion in the Tractatus
Theologico-Politicus. Insisting that religious tenets
should be judged only on the basis of reason, Spinoza, using some of the ideas of Abraham ibn
Ezra and La PeyrIre, rejected the Mosaic authorship of the
Pentateuch, and the possibility of
genuine prophecy. Spinoza then offered
a rationalistic metaphysics within which
supernatural events could not occur, and within which the Bible was to be examined as a human document
expressing certain human developments of the past.
Insisting that miracles were
impossible, Spinoza argued that nature
is governed by eternal and necessary decrees of G-D. Nothing can be
contrary to natural laws. If one
examined rationally what was meant by "G-D" and "Nature" it would be
clear that nothing supernatural was possible, since G-D determined Nature lawfully; and if one applied the same methods to studying Scripture as are
employed in studying nature—"the examination of the history of nature, and
therefrom deducing definitions of natural phenomena
on certain fixed axioms,"—one would find nothing mysterious or divine in
Scripture. Its moral teachings are
compatible with those of reason (see below).
3. HUMAN
HAPPINESS
[3:1]
In On the Improvement
of the Understanding, Spinoza
developed his rationalistic method. Setting out to search for a good which would enable him
to enjoy continuous, supreme, and
unending happiness, he rejected fame, riches, and ordinary
pleasures. As a way to finding
this good, he rejected hearsay or information gained by authority, sense information, and deductive conclusions based
on incomplete or inadequate understanding. True knowledge by which one could achieve genuine happiness is reached
through perceiving things solely
through their essences or proximate causes. In this way one knows why something is what it is,
why it has the nature it does, or what made it what it is.
When one possesses this kind of knowledge, scepticism or
doubt is no longer possible. Scepticism is only the result of lack of understanding. The Cartesian
doubt based on the possibility that God may be a deceiver
is dissipated as soon as one has a clear and distinct or
adequate idea of G-D. When we arrive
at definitions
of things that really
explain their natures, and which have
complete certainty (which Spinoza found in mathematical knowledge), we can no longer express any doubts or questions.
Such a definition, when of a created thing, explains
what causes it and
allows for the deduction of all of
its properties. For an uncreated thing, the
definition explains the thing, since it has no causes other than
itself (otherwise it would be created) and leaves no room for doubting whether the thing exists or
not.
[3:2] Using
this method, Spinoza presented his
philosophy in geometrical form in
the Ethics. Starting
with definitions of terms like "G-D,"
"substance," "attribute," and "mode," which presumably meet
his standards, and with a series of axioms spelling out the
nature of causality and existence and
including one that states "A true idea
must correspond with its ideate or
object," Spinoza unfolded his picture
of the world in the form of demonstrations of propositions. When challenged as
to how he knew this philosophy was the best, he replied, "I do not presume that I have found the best
philosophy, I know that I understand
the true philosophy. If you ask in what way I know it, I answer: In the same way as you know that the three angles
of a triangle are
equal to two right angles" (Letter LXXIV to
Burgh).
4. GOD OR
NATURE
[4:1]
The first book of the
Ethics demonstratively develops his theory of substance "that which is in itself, and is conceived
through itself," insisting
first on its unity and simplicity. Then Spinoza established his startling
conclusion that G-D or Nature is the only
possible substance, and that everything in the world is an aspect of G-D
{think of the
three blind men and the elephant}, and can be conceived in
terms of one of G-D's two knowable attributes, thought or extension. Wolfson has shown
that Spinoza's pantheistic
conclusion seems to be the result of pondering medieval
discussions, especially Jewish,
on whether there can be two Gods, and whether God is different from the world.
Spinoza's argument is also like that offered by Orobio de
Castro against the doctrine of
the Trinity. Spinoza also followed the implications of Descartes' two kinds of substances,
creative (God) and created (matter and mind), and found that only G-D can really be
substantial and all else are just qualifications of Him.
[4:2] If G-D or Nature is the
only substance, everything else
is understood in terms of Him, and is deducible from His essence. G-D acts solely by the laws of his own
nature. In terms of this, the world is a logical order, following necessarily
from G-D's nature, and nothing
could he different than it is.
[4:3] In the appendix to Book
I, Spinoza spelled out what this
meant. G-D is not a purposeful being. There are no goals being
achieved. The teleological {the belief
that purpose and design are a part of or are apparent in nature} and evaluative
interpretation of what is going on is just due to human fears and superstitions and leads to an unworthy conception of G-D. He lacks nothing, needs nothing. He just is, and due to His being, everything
happens, and happens of necessity.
5. BODY AND
MIND
[5:1]
Book two develops this
view. Everything is in
G-D. He is modified in terms
of His two known attributes, thought and extension. The world of body and of mind are two aspects
of G-D or Nature. "The order and
connection of ideas is
the same as the order and connection of things" (2 prop. 7). The latter can be understood in terms of
mathematical physics, the former in terms of logic and psychology, but both are ways of understanding the same
substance, G-D. The mind and the body are essentially the same
thing. The dualism of
Descartes has been rejected, thereby supplying a new solution to the mind-body
problem. The mind is the idea
of the body. Roth has suggested that Spinoza's monistic rejection of Cartesian
dualism is similar to Maimonides' views,
which influenced Spinoza.
6. KNOWLEDGE
[6:1] For Spinoza the quest for
knowledge starts with the confused
experience, of which we have images
through various physiological processes. The images are related mechanically rather than logically. Through the course of experience, we develop
general ideas of what is going on, and
through these a level of scientific
understanding of the sequence of events taking place.
From these we come to adequate ideas which
give us a logical and causal understanding, and eliminate our previous confusion
and lack of clarity. The highest form
of knowledge would be to have complete understanding,
to see everything as a logical system from the aspect of eternity. This intuitive knowledge
is only completely and adequately possessed by G-D. Complete understanding would be to know the
infinite idea of G-D, which we can only approach and thereby, to some extent,
become G-D.
7. FREEDOM AND BLESSEDNESS
[7:1] Spinoza's psychology then
indicates the road toward achieving this goal. Starting from a Hobbesian view of
man, we are driven toward self-preservation,
constantly affected by the emotions in the form of
pleasure and pain. On this level we
are in human bondage, moved by causes which we do not
understand, since we only have confused ideas of our
experiences. As we reach understanding of what is going on in our
lives, we achieve human freedom. We are no
longer determined by external factors but by our own comprehension. Freedom for Spinoza consists not in being
uncaused, but in being determined
by oneself alone. The passions no
longer control us because we are now guided by the laws of our own
nature. When we understand why things
are happening, and know they cannot be otherwise,
we are liberated from bondage to emotion and
ignorance, and are no longer driven
aimlessly by feeling and events.
[7:2] This understanding that gives us freedom is the highest
good. We are no longer captives of
external events and of the pain they cause. As our ideas become more adequate, and as we reach rational
understanding, our ideas become part of the infinite idea of
G-D. Our ultimate aim is the intellectual love of
G-D which can give us the continuous supreme
and unending happiness {better peace-of-mind} that was sought.
Thus the philosophical goal of complete wisdom becomes
man's salvation. The wise man rises above the ordinary experience
and ordinary cares. In concentrating on G-D, the logical order of the
universe, and in seeing everything as
a necessary deducible aspect of G-D, the wise man achieves blessedness.
8. POLITICAL
THEORY
[8:1]
Spinoza's political theory, though deriving much from Hobbes, sees the aim of the good society as that of
allowing rational men to think freely and achieve true knowledge. This requires civil peace which allows for free
thought and discussion. A democracy
ruled by men of property, like the Dutch Republic, is most likely to achieve
this.
[8:2] Traditional
and popular religions, though not representing God adequately, can serve
a useful
purpose. For unenlightened,
ignorant people, as Spinoza considered the ancient Hebrews to
be, the conveying of moral teachings by stories, alleged prophecy, threats, and promises can have an important social
effect of making people behave well and of making them obey the laws. The wise man needs only the religion of reason. When he sees the whole
as a rational, necessary, scientific order he has arrived at the highest wisdom,
morality, and insight.
[8:3] Spinoza's totally
rationalistic vision incorporates some basic Jewish
themes: that of the existence and unity of G-D, of the dependence of everything on G-D, of the love of G-D being the
highest good and
the basis of
morality. His view, however, is
the first modern one to provide a metaphysical basis
for rejecting any form of portraying the human scene as a
dramatic interplay of man and G-D. The
denial of any
distinction between G-D and the world, the denial of the possibility of any
supernatural event or providential
action, and the denial of the possibility of any revelatory
knowledge, eliminated the basic
ingredients of a Jewish or Christian cosmology,
and reinterpreted the basic written and oral traditions so
that they no longer provided any essential data about man's relationship to
G-D. Wolfson has said
that Spinoza's uniqueness lies in being the first person
in the Judeo-Christian world after Philo to
construct a world view involving no axioms or principles based on
revelation. Spinoza offered the basis
for a thoroughly secular {untouched by Scriptural
Theology} or naturalistic understanding of the
universe. As Wolfson
put it, "Benedictus is the first of the moderns; Baruch is the last of the
medievals."
9.
Influence
Though Spinoza has been described by Novalis
as a "God-intoxicated man," he was
also described by Bayle
as a "systematic atheist." His theory
provides the foundations for a kind of atheism in which the historical
interrelationship of G-D and man is
denied, and in which G-D has no
personality whatsoever. Of all of the
critics of Judaism and
Christianity in the 16th and 17th centuries,
Spinoza alone seems to have taken the radical and
revolutionary steps of replacing religious tradition completely by rational,
scientific reasoning, of making human
religion a subject
for scientific study, and of
presenting a way of describing man and the universe totally apart from
historical religious conceptions. Although Spinoza's views were immediately attacked, even by avant-garde
thinkers like Bayle, he began to have
an influence on biblical critics like Simon, on Deists, and on 18th-century French materialists and atheists. His
more important modern influence began with the revival
of his works in the German Enlightenment, first by Lessing,
and then his adoption as a central thinker by the German Romantics. His ideas have since remained basic in
naturalistic, atheistical thinking, and even been seen as precursors of
Marxism. The image of Spinoza as one
of the great heroes of free and modern thought,
persecuted and fleeing from the reactionary synagogue, has
become part of the hagiography of those who see a war between science and
religion, in which the scientific side
is the good one. Orthodox Judaism has continued to see him as a
threat; the Amsterdam Jewish community
has refused to be associated with any
celebrations or commemorations connected with Spinoza,
and some have claimed that if he had had a better
understanding of Judaism he would not have defected.
Many modern Jewish thinkers have seen in him the basis for
a more universalistic modern
philosophical view. He has provided
one of the fundamental ideologies for the secular world.
In modern times David Ben-Gurion has recommended that the
herem
against Spinoza be repealed.
[Richard H. Popkin]
Ph.D.;
Professor of Philosophy, the University of California, San Diego;
Distinguished Professor, the Herbert H. Lehman College
of the City of New York.
10. As Bible
Scholar
Spinoza's
biblical criticism follows older starts, assembles them for the first time into a rationalized
system, and prepares the way for all
later critical works on the Bible up to the present.
His biblical criticism is closely connected with his
philosophical system and political position. Based on the knowledge of the Bible that he acquired in his childhood,
and developing during
long years of reflection, his critical
views of the Bible were expressed in the Tractatus
Theologico-Politicus, and also
in a few letters and conversations. In opposition to the many misuses of the
Bible that he observed in Judaism and Christianity,
Spinoza developed what he saw to be the true method of
biblical interpretation. Every person
has the right to engage in biblical interpretation;
it does not require supernatural illumination or special authority. Spinoza's supreme principle, indefatigably repeated by him, is that the
Bible must be interpreted on its own terms. The method of the interpretation of the Bible is the same as the method
of the interpretation of nature. "For,
as the method of interpreting nature consists essentially in putting together a
history [i.e., a methodical account] of nature, from which, as from sure data, we deduce the definitions of
natural phenomena, so it is necessary for the interpretation of
Scripture to work out a true history of Scripture,
and from it, as from sure data and principles, to deduce
through legitimate inference, the
intention of the authors of Scripture. "The history of Scripture should consist
of three
aspects:
(10:1) an analysis of the Hebrew language;
(10:2) the compilation and classification of the
expressions (sententiae) of each of the books of the Bible;
(10:3) research
as to the origins of the biblical writings, as far as they still can be ascertained,
i.e., concerning "the life, the conduct, and the pursuits
of the author of each book, who he was, what was the occasion and the epoch of
his writing, whom did he write for,
and in what language. Further it
should inquire into the fate of each book: how it was first
received, into whose hands it fell,
how many different versions there were of it, by whose advice was it received
into the Canon, and lastly, how all
the books now universally accepted as sacred,
were united into a single whole"
(ibid.). In accordance with this program, Spinoza analyzed the biblical writings in an attempt to determine
their authors (ibid., ch. 8, 9, 10).
He repeated the arguments on the strength of which Ibn Ezra
had supposed that the Pentateuch did not derive in its entirety from
Moses, and complemented
them. Although some of the
Pentateuch did originate with Moses (The Book of the Wars of God, the Book of
the Covenant, the Book of the Law of
God), it was only many centuries after Moses that the Pentateuch as a whole
appeared. The Pentateuch, together
with the books of Joshua, Judges, Samuel, and Kings,
form a single larger historical work, whose author, he
conjectures, was Ezra. Ezra was prevented by a premature death, or
perhaps some other reason, from revising these books.
They contain numerous repetitions and contradictions,
e.g., of a chronological nature, that lead to the conclusion that the wealth of material was compiled
from works of different authors,
without being arranged and harmonized. I and II Chronicles were
written long after Ezra, perhaps
even after the restoration of the Temple by Judah Maccabee. The Psalms were collected and divided into five
books on the Second Temple period; Proverbs is from the same period or at the earliest from the time of
Josiah. The Prophets contain only
fragments assembled from other books, but not in an order
introduced by the prophets. Spinoza
adopts Ibn Ezra's hypothesis concerning Job, according to which Job was translated from a gentile
language; if this were the case it
would mean that the gentiles also had holy books.
Daniel is authentic only from chapter 8
on; the previous chapters
presumably taken from Chaldean chronicles, are in any case an indication that books can be holy even though they
are not written in Hebrew. The Book
of Daniel forms with the books of Ezra, Esther,
and Nehemiah a work by a historian who wrote long
after the restoration of the Temple
by Judah Maccabee, using the
official annals of the Second Temple in his work.
These theories lead to the conclusion that the
canon could have originated only in
the time of the Hasmoneans. It is a
work of the Pharisees, not Ezra, in whose time the Great Assembly was not yet
in existence. Spinoza criticizes
various decisions of the Pharisees, such as the inclusion of Chronicles in the
canon and the rejection of the
Wisdom of Solomon and Tobit, and he
regrets "that holy and highest things should depend upon the choice of those
people." Spinoza discovers in the
Prophets numerous contradictions in their conceptions of natural and spiritual phenomena.
He concludes that God adapted his revelation in these
matters to the individual prophet, and that philosophical knowledge is not to be found in these
works. The content of the revelation
to the prophets is rather the right way of life
(ibid., ch. 1, 2). The example of
Balaam indicates that there were prophets not only among the Hebrews. The election of the Hebrews should not be
understood as an indication that
they were different from other people in intellect and virtue; their election refers only to their kingdom
and it ended with the latter's collapse (ibid., ch. 3). The ceremonies prescribed in the
Bible, like the entire Mosaic
law, were applicable only during
this period and with the termination of the period no longer
contributed to ultimate happiness
and blessedness (ibid., ch. 4, 5).
According to Spinoza, stories in the Bible are not to be
believed literally; they are intended to instruct the people, who could not comprehend abstract concepts,
definitions, and deductions (ibid., ch. 5). Since nothing can happen that contradicts
natural law, the biblical stories of
miracles must be
explained in a natural way. Spinoza
admits that this one question is a conclusion drawn from his own
philosophy and not from the Bible
(ibid., ch.
6). Spinoza knows that precisely
in the application of his method difficulties are encountered in the
interpretation of the Bible, many
parts of which cannot be solved since we have only an incomplete knowledge of Old Hebrew and of the circumstances of the composition of
the biblical books, some of which
(namely in the New Testament) do not
exist in the language in which they were written (ibid., ch. 7). However, as Spinoza states emphatically, these
difficulties do not touch the central content of faith:
that there is one God, who demands justice and neighborly
love and forgives those who repent. This faith is independent of philosophical thought and leaves complete freedom for it (ibid., ch. 14). In the
Tractatus Theologico-Politicus Spinoza also presents a political program
along with a description of the Hebrew
theocracy, which he applies to the
contemporary situation in Holland, hinting between the lines at other
applications (ibid., ch. 17, 18, 19).
[Rudolf Smend]
Dr. Theol.;
Professor of Old Testament,
George-August-Universitat zu
Gottingen,
Germany.
From Encyclopædia Judaica on a CD-Rom.
[Accessed August 25, 2003].
1. Biography of GRAETZ, HEINRICH
(1817–1891),
Jewish historian and Bible
scholar. {Graetz's Censure of
Spinoza.}
[1:1] Graetz was born in
Xions (Ksiaz), Poznan, the son of a butcher. From 1831 to 1836 he pursued rabbinic studies in Wolstein (now Wolsztyn)
near Poznan. There Graetz taught
himself French and Latin and avidly read general literature. This brought him to a spiritual crisis, but
reading S. R. Hirsch's
"Nineteen Letters on Judaism" in 1836 restored his faith. He accepted Hirsch's invitation to
continue his studies in the latter's home and under his guidance. Eventually their relationship cooled; he left
Oldenburg in 1840 and worked as a
private tutor in Ostrow. In 1842 he
obtained special permission to study at Breslau University.
As no Jew could obtain a Ph.D. at Breslau, Graetz presented
his thesis to the University of Jena. This work was later published under the title Gnostizismus und
Judentum (1846). By then Graetz
had come under the influence of Z. Frankel, and it was he who initiated a letter of congratulations to Frankel for
leaving the second Rabbinical Conference (Frankfort, 1845) in
protest, after the majority had
decided against prayers in Hebrew. Graetz now became a contributor to Frankel's Zeitschrift fuer die
religioesen Interessen des Judentums, in which, among others, he published his programmatic "Konstruktion der
juedischen Geschichte" (1846).
[1:2] Graetz failed to obtain a position as
rabbi and preacher because of his lack
of talent as an orator. After
obtaining a teaching diploma, he was appointed head teacher of the orthodox
religious school of the Breslau community, and in 1850, at Hirsch's recommendation, of the Jewish school of
Lundenburg, Moravia. As a result of
intrigues within the local community, he left Lundenburg in 1852 for
Berlin, where during the following
winter he lectured on Jewish history to theological students. He then began to contribute to the
Monatsschrift fuer Geschichte und Wissenschaft des Judentums, which Frankel had founded in 1851 and which he
later edited himself (1869–88). He
also completed the fourth volume (dealing with the talmudic period and the first
to be published) of his Geschichte
der Juden von den aeltesten Zeiten bis zur Gegenwart ("History of the
Jews...," 1853). In 1853 Graetz
was appointed lecturer in Jewish history and Bible
at the newly founded Jewish Theological Seminary of
Breslau, and in 1869 was made honorary professor
at the University of Breslau.
2. Visit to
Erez Israel
[2:1] Between
1856 and 1870 eight further volumes of his Geschichte der
Juden appeared, leaving only the
first two volumes—dealing with the biblical period
and the early Second Temple period—to be
completed. These Graetz postponed
until he could see Erez Israel with his own eyes. This he did and on his return
published a memorandum which was
highly critical of the social and educational conditions and of the system of
Halukkah in particular. Graetz
pleaded for a Jewish orphanage which was established at a later
date, and continued to show an
interest in the yishuv and its problems. After the Kattowitz Conference he joined the Hovevei Zion, but he resigned when it appeared to him that their
activities had assumed a political character.
3. Biblical
Studies
[3:1]
The first volume of the History of the Jews (to the death of
Solomon) appeared in 1874 and the two
parts of the second volume (to the revolt of the Hasmoneans) in
1875–76. As to biblical research,
Graetz's approach to the Pentateuch was traditional,
but in his studies on Prophets and Hagiographa he
occasionally adopted radical views. He
asserted the existence of two Hoseas and three Zechariahs.
His commentaries on Song of Songs and Ecclesiastes (the
latter written according to him in the time of Herod) were published in
1871 and his commentary to Psalms in
1882. These were generally not
favorably received, though by making use of the old Bible versions and of
talmudic Hebrew he was able to obtain some valuable results. Toward the end of his life it was Graetz's
intention to publish a critical text
of the Bible, but this project did not materialize.
4.
Controversy with Treitschke
Graetz played a role in the struggle
of German Jews against the new wave of
anti-Semitic attacks. In 1879 the
nationalistic Prussian historian Treitschke violently attacked the 11th volume
of the History of the Jews which dealt with recent times.
He accused Graetz of hatred of Christianity, Jewish
nationalism, and the lack of desire
for the integration of Jews within the German nation (Ein Wort ueber unser
Judentum, 1880). This led to a
public debate in which both Jewish and non-Jewish writers
participated. While most of them
rejected Treitschke's virulent anti-Semitism, even Jewish writers dissociated
themselves, with few exceptions, from
Graetz's Jewish nationalism. Graetz in
his reply in the press pointed out that in spite of their glorious past Jews had
become interwoven in the life of Western Europe
and that they were patriots in their respective
countries. He rejected the accusation
of hatred of Christianity. In a further attack Treitschke claimed that
Graetz sought to establish a mixed
Jewish-German culture in Germany, that
he was a German-speaking "oriental" and a stranger to European-German culture,
etc. Graetz retorted sharply, but
assimilationist German Jewry showed its disapproval of Graetz by not inviting him to serve on the Jewish
Historical Commission, set up in 1885 by the Union of Jewish
Communities, with the purpose of
publishing the sources for the history of the Jews in Germany. But a wider Jewish public, and the world of Jewish
scholarship in particular, honored Graetz on the occasion of his 70th
birthday; and a jubilee volume was
published to celebrate the event. Graetz was invited to deliver the opening
speech at the Anglo-Jewish Exhibition in London in 1887,
which was published under the title of Historic Parallels
in Jewish History (translated by J.
Jacobs, 1887). In 1888 he was elected honorary member of the history
department of the Academy of Madrid, a
special distinction for a historian who had described
the misdeeds of the Spanish Inquisition.
5. Popular History of
the Jews
Between 1887
and 1889 an abridged edition of his great work was published in three volumes under the title Volkstuemliche
Geschichte der Juden (1887–89; 10
editions to 1930; Eng. tr. 1934), which became one of the most widely read
Jewish books in Germany. Graetz's main
work became the basis and the source for the study of Jewish
history, and its influence is felt to
this day. It was translated into many
languages (see below). The Hebrew adaptation-translation of S. P. Rabinowitz
(with A. Harkavy, 1890–99) exerted
much influence among the Hebrew-reading public of East European
Jewry; so did the various English
translations among English-speaking Jewry.
6. The
Historian
The
foundations of the outlook of Graetz on the Jewish people
and its history appear to have been laid during his
association with S. R.
Hirsch and under the influence of
his ideas concerning the great mission
of the Jewish people. In general,
Graetz remained faithful to these ideas to the end of his days. Graetz had set out his concept of Jewish history
in his Konstruktion der juedischen Geschichte
(1846, 1936; Heb. tr. Darkhei ha-Historyah
ha-Yehudit, 1969). He started with
a number of Hegelian definitions, but he considered the basic ideas of Judaism
as eternal, changing only their external forms.
The ideal form is harmony of the political and
religious elements. Therefore
Graetz regarded Judaism as a unique politico-religious organism, "whose soul is
the Torah and whose body is the Holy
Land." As for the latest exilic period in Jewish history,
Graetz agrees that theoretical-philosophical ideas have
taken over from the national-political principle:
"Judaism became science." He feels, however, that the process is not yet concluded and that "it
is the task of Judaism's conception of G-D to prepare a religious state
constitution" in which it would
achieve self-realization, i.e., in it the harmony of the religious and political
elements will be restored. Graetz's
ideas on the nature of Jewish history underwent further development. In an essay entitled Die Verjuengung des
juedischen Stammes (in Wertheimer-Komperts' Jahrbuch fuer Israeliten,
1863; repr. with notes by Zlocisty in
Juedischer Volkskalender, Brno,
1903; Eng. tr. in I. Lesser's Occident (1865), 193 ff.) he rejected the belief
in a personal Messiah, and maintained
that the prophetic promises referred to the Jewish nation as a
whole. In this period (1860s) Graetz
under the influence of M. Hess' Rome and Jerusalem did not believe in the
political revival of the Jews and in
the possibility of the creation of a Jewish center in Erez Israel (see letters to Hess and the conclusion of his
pamphlet Briefwechsel einer
englischen Dame ueber Judentum und Semitismus, which he published
anonymously in 1883; also under the
title Gedanken einer Juedin ueber das Judentum..., 1885). The rediscovery of Graetz's diary and
correspondence with Hess reveals the extent of his national and messianic
fervor. He formulated the concept of
the messianic people as the highest stage in the development of the messianic
belief. From the Jewish people,
endowed with special racial qualities of self-regeneration,
will emerge the leadership for the final stage in universal
history: eternal peace and
redemption. But later he lost his original enthusiasm.
Both in this pamphlet and in his essay "The Significance
of Judaism for the Present and the Future" (in JQR, 1–2,
1889/90), he emphasized the historical
and religious significance of continuous Jewish existence.
He saw the main importance of Judaism in the ethical values which it
was its task to impart to the world. Judaism is the sole bearer of monotheism; it is the only rational
religion. Its preservation and the
propagation of the sublime ethical truths to be found in Judaism, these are the tasks of the Jews in the world and
this is the importance of Judaism for human culture.
7. The
"History."
Graetz's life work is his History of the
Jews, and most of his other
writings were merely preliminary studies or supplements to this gigantic
structure. Even though attempts had
been made before him by both Christians (Basnage)
and Jews (Jost) to write a Jewish history, the work of
Graetz was the first comprehensive attempt to write the history of the
Jews as the history of a living people
and from a Jewish point of view. With
deep feeling, he describes the struggle of Jews and of Judaism for
survival, their uniqueness, the
sufferings of the Exile, and the courage of the martyrs, and in
contrast, the cruelty of the enemies
of Israel and its persecutors throughout the ages.
Out of his appreciation of Judaism and his reaction against
all that Christianity had perpetrated against Judaism,
Graetz pointed out the failure of
Christianity as religion and ethics to serve as a basis for a healthy
society. He subjected its literary
sources (the Gospels and the Epistles of Paul) to a radical, historical
criticism. The writing of such a
Jewish history in German for a public
which in its vast majority identified itself with German nationalism and
Christian culture was no easy task for
a writer who did not have a very clear idea of the mission and the future of his
nation. Graetz erred more than once on
the side of inconsistency, excessive sentimentalism, and
apologetics.
8. The
Historiographer
From a historiographic point of view, the History of the Jews was a great and impressive
achievement. Graetz made use of a vast
number of hitherto neglected sources in several languages, though these were
mainly literary sources; there was
hardly any archival material on Jewish history available in his
days. He adopted the
philologic-critical method and succeeded in clarifying several obscure episodes
in Jewish history. He described
everything which appeared to him understandable and logical in the history of
his people and emphasized the forces
and the ideals which had assured its survival in periods of suffering and
trial. Having studied the works of
outstanding personalities, especially
those with whom he felt a spiritual affinity (such as Maimonides), Graetz succeeded in painting a series of live
historical portraits, stressing the role played by a particular figure in his
epoch and in the history of the nation
in general. His intuition as a historian was astonishing.
Thus, for example, the documents discovered in the Cairo
Genizah after the death of Graetz confirmed several of his surmises concerning the development of the
piyyut {plural: piyyutim; a lyrical composition
intended to embellish an obligatory prayer or any other religious ceremony,
communal or private.} and the period of the geonim {The
geonim were recognized by the Jews as the highest authority of
instruction from the end of the sixth
century or somewhat later to the middle of the 11th.}. But Graetz the historiographer had his faults as well, among which was his excessive and rather naive
rationalism. He showed no
understanding for mystical forces and movements such as Kabbalah and
Hasidism, which he despised and
considered malignant growths in the body of Judaism.
Graetz was not acquainted with and perhaps,
subconsciously, not interested in the
history of the Jews of Poland, Russia, and Turkey,
and in his attachment to Haskalah expressed contempt
bordering on hatred for "the fossilized Polish talmudists."
He refers to Yiddish as a ridiculous gibberish. The social and economic aspect of history is
neglected by Graetz, and even
political and legal factors were used by him only as a foil for the description
of sufferings or of the
achievements of leading personalities ("Leidens-und
Gelehrtengeschichte"). Graetz wrote in a lively and captivating though often
over-rhetorical, and partisan, style.
9.
Critics
In
spite of his faults Graetz's work had a tremendous effect on Jews
everywhere, but he was not short of
critics either. S. R. Hirsch voiced
strong criticism as early as the publication of the first volume in his
Jeschurun (1885–86), calling it "the
phantasies of superficial combinations." The breach between teacher and pupil
was now complete, and Graetz took his
revenge by some scathing criticism of Hirsch in the last volume of his
history. From the opposite direction
came Geiger's verdict that the work contained "stories but not
history" (Juedische
Zeitschrift, 4 (1866), 145ff.; cf. also Steinschneider's censure in HB, 3
(1860), 103f.; 4 (1861), 84; 6 (1863),
73ff.). Graetz replied to his
contemporary critics in periodicals and in subsequent volumes of his
history.
10. The
"History": editions and translations
[10:1] The great number of editions
and translations (also of single volumes: cf. Brann, in MGWJ, 61 (1917), 481–91) of the Geschichte speak
their own language of success. The
various volumes were published in up to five editions until World War
I. Several volumes of the last edition
(11 vols., 1890–1909) were edited and annotated by M. Brann and
others. The best known Hebrew
translation is by S. P. Rabinowitz (1890–99). Yiddish translations appeared in 1897–98, 1913, and 1915–17. English
translations:
(10:1)
without the notes and excurses, by Bella Loewy (5 vols., 1891–92), with
an
introduction
and final retrospect by Graetz himself (1901);
(10:2) the same with a sixth volume
including P. Bloch's memoir, 1892–98; and
(10:3) the
"Popular History" (5 vols., 1919). French translations: volume 3 was
translated
by Moses
Hess under the title Sinai et Golgotha in 1867;
and the whole work by M.
Wogue and M.
Bloch (1882–97). The work was also
translated into Russian,
Polish, and
Hungarian.
[10:4] Most of
Graetz's other published work was preparatory to the main "History," and appeared in the Monatsschrift and in
the Jahresberichte of the Breslau Seminary.
On the occasion of Graetz's 100th birthday anniversary the
Monatsschrift (vol. 61 (1917), 321 ff.) and the Neue Juedische Monatshefte (vol. 2 nos. 3–4,
1917/18) issued a series of studies on
the life and works of the historian. A
number of Graetz's essays, his early diaries (see Brann, in MGWJ, 62 (1918),
231–65), and some letters, etc. have
been published in Hebrew (Darkhei ha-Historyah ha-Yehudit (1969), tr. by
J. Tolkes, introd. by S. Ettinger and biography by R. Michael).
[Shmuel Ettinger]
Ph.D.;
Associate Professor of Jewish History,
the Hebrew University of
Jerusalem
Top
From Encyclopædia Judaica on a CD-Rom.
[Accessed September 21, 2003].
WOLFSON, HARRY
AUSTRYN (1887–1974), {WikipediA}
historian of philosophy.
[1]
Born in Belorussia, Wolfson
received his early education at the Slobodka yeshivah.
Emigrating to the United States in 1903, he studied at Harvard and from 1912 to 1914 held a traveling fellowship
from Harvard, which enabled him
to study and do research in Europe. In 1915 he was appointed to the Harvard
faculty, becoming professor of
Hebrew literature and philosophy in 1925. From 1923 to 1925 he also served as professor at the Jewish Institute of
Religion. Wolfson received
many academic honors for his pioneering researches. He was a fellow of the
American Academy for Jewish Research, serving as its president from 1935 to 1937, and a fellow of the
Mediaeval Academy of America. He
was president of the American Oriental Society in 1957–58, and also held membership in the American
Academy of Arts and Sciences. In
1958 he was awarded the prize of the American Council of Learned Societies. In
1965 the American Academy for Jewish Research published the Harry Austryn Wolfson Jubilee
Volume (in English and Hebrew) in his honor.
[2]
Wolfson—whose writings are marked by a mastery of the philosophic literature in the several
languages in which it was written, penetrating analysis, clarity of exposition, and felicity of style—wrote
many books and articles. (A
bibliography, appearing in the Jubilee Volume (Eng. sec., pp. 39–49), contains
116 items, which were published between 1912 and 1963.) His early articles, several of which dealt with issues in the
philosophies of Crescas and Spinoza, were followed by
his first book, Crescas' Critique
of Aristotle, which, though completed in 1918, was not published until
1929. The volume contains a
critical edition of part of Crescas' Or Adonai (the section dealing with
the 25 propositions which appear
in the introduction to the second part of Maimonides' Guide), an exemplary English translation, and an
introduction; but of special importance are the copious notes which take up more
than half of the volume. In these
notes Wolfson discusses, with great erudition, the origin and development of the terms and
arguments discussed by Crescas and he clarifies Crescas' often enigmatic
text. In the introduction (pp.
24–29) Wolfson describes the "hypothetico-deductive
method of textual study" which guided him in all his works (see introductions to his other books). Akin
to the method used to study the Talmud known as pilpul {In the talmudic period the term pilpul was applied to the logical
distinctions through which apparent contradictions and textual difficulties were
straightened out by means of reasoning, leading to a more penetrating understanding and conceptual
analysis.}, this method rests on the assumptions that any
serious author writes with such care and precision that
"every term, expression, generalization or exception is
significant not so much for what
it states as for what
it implies," and that the thought of any serious author is
consistent. Hence it becomes the
task of the interpreter to clarify what a given author meant, rather than what he said, and he must resolve
apparent contradictions by means of harmonistic interpretation. All this requires great sensitivity to the
nuances and implications of the text and familiarity with the literature on which a given author drew. Like
the scientific
method, the
"hypothetico-deductive" method proceeds by means of hypotheses which must be
proved or disproved, and it must
probe the "latent processes" of an author's thought.
[3] The
investigation of the background of Crescas'
thought involved Wolfson in an
intensive study of the commentaries on Aristotle's works
written by the Islamic philosopher Averroes.
However, most of these commentaries existed only in manuscripts, and so Wolfson proposed the publication of a
Corpus Commentarionum Averrois in Aristotelem (in: Speculum, 6 (1931), 412–27; revised version, ibid., 38 (1963),
88–104). This corpus was to consist of
critical editions of the Arabic originals, and of the Hebrew and Latin
translations; and it was to contain
English translations and explanatory commentaries by the editors. The Mediaeval Academy of America undertook to
sponsor this project and Wolfson was appointed its editor in chief. By 1971, nine volumes of the series had
appeared.
[4]
In 1934 Wolfson's two-volume The Philosophy of Spinoza
appeared. Applying the
"hypothetico-deductive" method, Wolfson undertook to unfold "the latent processes" of Spinoza's
reasoning. Following the arrangement
of Spinoza's Ethics, Wolfson
explained the content and structure of Spinoza's thought
and discussed extensively the antecedents on which he drew
{Samples}. By the time he had completed his
Spinoza, Wolfson had conceived the
monumental task of investigating "the
structure and growth of philosophic systems from Plato to Spinoza," working, as
he put it, "forwards, sideways, and backwards."
As work on this project progressed, he continued to publish
articles. His next book, Philo:
Foundations of Religious Philosophy in Judaism, Christianity, and Islam,
appeared in two volumes in 1947 (19482, 19623). Philo had
until then been considered an eclectic or a philosophic preacher, but Wolfson undertook to show
that behind the philosophic utterances scattered throughout
Philo's writings there lay a
philosophic system. More than that, he
held that Philo was the founder of religious philosophy in Judaism,
Christianity, and Islam, and that
"Philonic" philosophy dominated European thought for 17 centuries until it was
destroyed by Spinoza, "the last of the
medievals and the first of the moderns."
[5] After
publishing more articles, Wolfson in 1954 completed another two-volume
work, The Philosophy of the
Church Fathers (19642). However,
he decided to publish only the first volume, which appeared in 1956. Following the pattern established in his
Philo, but allowing for differences occasioned by Christian
teachings, Wolfson devoted this
volume to faith, the Trinity, and the incarnation, discussing not only the orthodox but also the
heretical views.
[6] In 1961 a
collection of Wolfson's articles appeared under the title Religious Philosophy: A Group of Essays.
[Arthur
Hyman]
Ph.D., Rabbi; Professor of General
and Jewish Philosophy,
Yeshiva University, New
York
From Encyclopædia Judaica on a CD-Rom.
[Accessed September 21, 2003].
EINSTEIN, ALBERT
(1879–1955), physicist,
discoverer of the theory of relativity,
and Nobel Prize winner.
[1] Born in the German town of Ulm, son of the proprietor of a small
electrochemical business, Albert Einstein spent his early youth in
Munich. He detested the military
discipline of the German schools and joined his parents, leaving school after
they moved to Italy. His interest
in mathematics and physics started at an early age, and he avidly read books on mathematics.
Unable to obtain an instructorship at the Zurich Polytechnic
Institute, from which he
graduated at the age of 21, he took a
post at the patent office in Berne, having become in the meantime a Swiss
citizen. This position left him ample
time to carry on his own research. In 1905 he published three brilliant
scientific papers, one dealing with
the "Brownian motion," the second one with the "photoelectric effect," and the
third on the "Special theory of relativity." It was the last one which was to bring his name before the
public. He demonstrated that motion is
relative and that physical laws must be the same
for all observers moving relative to each other, as well as
his famous E =mc2 equation showing
that mass is equivalent to energy. Ironically, however, when he received the
Nobel Prize for physics in 1921 it was
for his explanation of the photoelectric effect.
Immediately after the publication of that paper Einstein
was offered a professorship at the University of Zurich which he at first
refused, having become fond of his job
at the patent office. In 1910 he
joined the German University in Prague, where he held the position of professor
ordinarius in physics, the highest academic rank.
Despite his absorption in his scholarly
pursuits he could not fail to notice
the political strife and quarrels between the rival feelings of
nationalism, and felt great sympathy
for the Czechs and their aspirations. In 1912 Einstein returned to
Switzerland, where he taught at the
Polytechnic, the same place to which he had come as a poor student in
1896. His friend and colleague, Max
Planck, succeeded in obtaining for him a professorship at the Prussian Academy
of Science in Berlin, a research
institute where Einstein could devote all his time to research. In 1916, amid a world in the throes of World War
I, Einstein made another fundamental
contribution to science contained in Die Grundlagen der allgemeinen
Relativitaetstheorie (Relativity, the
Special and the General Theory, a Popular Exposition, 1920). In this theory he generalized the principle of
relativity to all motion, uniform or not. The presence of large masses produces a gravitational field, which will
result in a "warping" of the underlying (four-dimensional) space. That field will act on objects, such as planets or
light rays, which will be deflected from their paths.
His prediction of the deflection of starlight by the
gravitational field of the sun was
borne out by the expedition at the time of a solar eclipse in 1919. When the results of the solar eclipse observations
became known to the general public, Einstein’s name became a household
word. He was offered, but refused,
great sums of money for articles, pictures and advertisements as his fame mounted. During the early years
after World War I he worked for the
League of Nations Intellectual Cooperation Organization
and became a familiar figure on public platforms speaking
on social problems as well as his Theory of Relativity.
He became more and more disappointed by the misuse of
sciences in the hands of man. "In the
hands of our generation these hard-won achievements are like a razor wielded by
a child of three. The possession of
marvelous means of production has brought care and hunger instead of
freedom." In 1932, Einstein accepted
an invitation to spend the winter term at the California Institute of
Technology. By January 1933, Hitler
had come to power. Einstein promptly
resigned from his position at the Royal Prussian Academy of Sciences and never
returned to Germany. Many positions
were offered him but he finally accepted a professorship
at the Institute for Advanced Studies in Princeton, New
Jersey, and later became an American citizen. During World War II secret news reached the U.S. physicists that the
German uranium project was progressing. Einstein, when approached by his friend Szilard,
signed a letter to President Roosevelt pointing out the
feasibility of atomic energy. It was
that letter which sparked the Manhattan Project and future developments of
atomic energy. However, Einstein, was
opposed to the use of the atomic bomb, as were many other
scientists, and wrote another letter
which, however, arrived only after Roosevelt's death. In spite of his dislike
for engaging in public affairs Einstein became chairman of the Emergency Committee of Atomic
Scientists and urged the outlawing of
the atomic and hydrogen bombs. During the McCarthy period
Einstein advised scientists to refuse to testify before the
Congressional Committee on Un-American Affairs.
Despite his advanced age he continued to work on the
"Unified Field Theory" which attempted
as a first step to unify gravitation and electromagnetism into one
theory. It is impossible to assess
whether he would have succeeded in this momentous task, since he died before its
completion.
[2]
Einstein was not only one of the greatest scientists of all
time but also a generous person who
took time and effort to help others and spoke out openly for his beliefs and
principles. He never forgot that he
had been a refugee himself and lent a
helping hand to the many who asked for his intervention.
The man who refused to write popular articles for his own
benefit devoted hours to raising money for refugees and other worthwhile
causes. Einstein was a Jew not only by
birth but also by belief and action. He took an active part in Jewish affairs, wrote extensively, and
attended many functions in order to raise money for Jewish causes. He was first introduced to Zionism during his stay
in Prague, where Jewish intellectuals
gathered in each other's homes talking about their dream of a Jewish
Homeland. He and Weizmann had become
acquainted, and, despite different
outlook—Weizmann regarded Einstein as an unpractical idealist and Einstein in
turn thought Weizmann was too much of
a "Realpolitiker"—remained allies and friends. In 1921 Weizmann asked Einstein to join him on a fund-raising tour of
America to buy land in Palestine and
seek aid for the Hebrew University. Einstein readily agreed, since his interest in the University had been
growing. The tour was highly successful. He visited Palestine and was greatly impressed by what he saw. Einstein
appeared before the Anglo-American Committee of Inquiry on Palestine in
1946 and entered a strong plea for a
Jewish Homeland. When the State of
Israel was established he hailed the event as the fulfillment of an ancient
dream, providing conditions in which
the spiritual and cultural life of a Hebrew society could find free
expression. After Weizmann's death he
was asked by Ben-Gurion to stand as a candidate for the presidency of the State
of Israel, which he declined "being
deeply touched by the offer but not suited for the position." When he went to the hospital for the illness which
proved to be his last he took with him
the notes he had made for the television address he was to give on Israel's
seventh Independence Day. The notes
were expanded into an article which is included in Einstein on Peace (ed. by O. Nathan and H. Norden,
1960). Among his works are: About
Zionism (ed. and tr. by L. Simon, 1930), speeches and letters; Mein Weltbild (1934; The World As I See It, 1934);
Evolution of Physics (with L. Infeld, 1938); Out of My Later Years (1950); and The Meaning of Relativity (1921,
1956).
[Gerald E.
Tauber]
Ph.D.; Professor of Mathematical
Pyhsics,
Tel Aviv University
[3] Among
subsequent volumes on Einstein are R. W. Clark, Einstein,
The Life and Times; B. Hoffmann (with H. Dukas), Albert
Einstein, Creator and Rebel (1973); and A. Moszkowski, Conversations with Einstein (first published, 1970;
republished London, 1973).
[4] The
centenary of Einstein's birth was celebrated in a number of ways. The Institute for Advanced Studies at Princeton
proclaimed the year 1979 as the
National Einstein Centennial Celebration, which opened with a six-day scientific symposium devoted to the
historical context and present importance of Einstein's work.
[5] The
Institute, jointly with the Smithsonian Institution,
also sponsored a comprehensive exhibit at the National
Museum of History and Technology at Washington.
An Einstein commemorative stamp was issued on the day of
the centenary, March 14th.
[6]
Einstein's connection with the Hebrew University
which dates from even before its formal opening was
commemorated in Jerusalem by an
international symposium held on March 14th and organized jointly by the Israel
Academy of Sciences and Humanities, the Hebrew University, the Van Leer Jerusalem Foundation and the Aspen Institute for Humanistic Studies,
under the auspices of the President of the State
and included a lecture by Sir Isaiah Berlin, as well as a
concert by Isaac Stern.
[7] A statue
of Einstein for the lawn of the
American National Academy of Science was commissioned from Robert Berks for the
centenary year.
[Editorial
Staff Encyclopaedia Judaica]
Book
32; Stuart
Hampshire's "Spinoza"; Penguin Books 1951; ISBN:
0140202536.
{I have changed (inconsistently) the spellings of God to reflect, in
my opinion, Spinoza's hypothesis.}
Endnote 1D3 - From Book
32; Hampshire:22—Philosophical Background:
Spinoza and Descartes—Substance:
[1] Cartesianism—construed not
as a set of particular doctrines or propositions,
but as a whole vocabulary and a method of
argument—dominated philosophical and
scientific thought in seventeenth-century Europe (though less in England than
elsewhere), as Aristotelianism,
similarly construed, had dominated Europe in previous centuries. Spinoza had steeped himself in Descartes'
philosophy, and his first written work
was a methodical exposition of it (Metaphysical Thoughts). But at a very early stage, and even before he
wrote his exposition of it, he had rejected its conclusions
and had proceeded in his own thought far beyond it, having
discovered in Descartes what seemed to him radical incoherences; he saw, or thought he saw, demonstrable
contradictions in Descartes' conceptions of Substance, of the relation of Thought and Extension, of the
relation between G-D and the created
universe, of Free-will and Necessity, of Error, and
lastly, of the distinction between Intellect and the
Imagination. Descartes seemed to have stopped short in developing his own
doctrines to their extreme logical
conclusions, partly perhaps because he
foresaw some at least of the uncomfortable moral and theological consequences
which must ensue; he was a rationalist
who not only remained undisturbed within the Catholic Church, but even provided the Church with new
armour
to protect its essential doctrines against page
23 the dangerous implications of the new mathematical physics and the
new method in philosophy. Descartes
was not rigidly consistent in maintaining the distinction between Intellect and
the Imagination, and even speaks of
Imagination as essential to mathematical reasoning,
though it is the source of confusion in metaphysics; yet
he urges the application of mathematical
reasoning to metaphysics. Perhaps
his crucial hesitation is whether our idea of
God can be purely intellectual or must be in part imaginative -- that
is, whether G-D's Nature can be in any
sense understood unless we can describe his attributes in terms which derive
their meaning from ordinary experience. If the use of ordinary terms is essential to understanding, our
conception of God must
be, in part at least, an anthropomorphic
one; but if all images and so all
anthropomorphism are removed, the word 'God' loses many of
its traditional Christian connotations, and the believer is left, as Spinoza showed, with an utterly abstract and
impersonal Deity. Spinoza made the
distinction between Intellect and
Imagination, between pure logical
thinking and the confused association of ideas, one of the foundations of his
system; unlike Descartes, he
throughout applied the distinction rigorously and
accepted every consequence
of it. At every stage in the Ethics, and in reply to
objections in his correspondence, he insists that his words, and particularly his
words about G-D and his
attributes, must never be understood in their vulgar and
figurative sense, but only in the special sense given to them in his definitions. He considered almost everything which
page 24
had been written and said about G-D, and about his creation of the Universe, as meaningless, unphilosophical
men being incapable of conceiving G-D clearly; for they are by training incapable of understanding what they cannot
imagine. Any image or mental picture
must be a projection of our own sense-experience;
we can only form a picture from elements of our
experience. But G-D
essentially and by his Nature, is wholly outside our experience, and cannot be
properly described by imaginative analogy with anything
within our experience; he must be
conceived by an effort of pure thought {therefore it is necessary
to posit it, and
test it for its Cash
Value, like gravity}. Similarly, all the other terms which we use in our philosophical
thinking, that is, in our attempt to
understand the Universe as a whole, must be carefully examined to
ensure that they really do represent
to us clearly-defined
intellectual conceptions, as opposed
to confused images
or pictures derived from our sense-experience.
[2] If therefore
Descartes was a rationalist, in the sense that he advocated the solution of all
problems of natural knowledge by the
application of the mathematical method of pure reasoning, Spinoza was doubly a
rationalist in this sense; in fact no
other philosopher has ever insisted more uncompromisingly that all
problems, whether metaphysical,
moral or scientific, must be formulated and solved as purely intellectual
problems, as if they were theorems in geometry. Principally for this reason he wrote both his
early exposition of Descartes' philosophy and his own great definitive work, the Ethics,
in the geometrical manner, as a succession of propositions with supporting
page 25 proofs, lemmas and corollaries. He thus eliminated from the presentation of his
philosophy the concealed means of persuasion and of engaging the imagination of the reader which are part of ordinary
prose-writing; he wished the true
philosophy to be presented in a form which was,
as nearly as possible, as objective and as free from
appeals to the imagination as is Euclid's
Elements. He wished to be entirely
effaced as individual and author, being no more than the mouthpiece of pure
Reason.
Endnote 1P32:6c - From Book 32; Hampshire:69-71—EXTENSION AND ITS MODES:
Motion and
Rest:
{I have changed (inconsistently) the spellings of God to reflect, in
my opinion, Spinoza's hypothesis.}
[1] Everything which exists in the
Universe is to be conceived as a 'modification' or
particular differentiation of the unique all-inclusive substance, whose nature is revealed solely under the two
infinite attributes, Thought and Extension. But we can and must distinguish the all-pervasive
features of the Universe, which can be
immediately deduced from the nature of these attributes themselves, page
70 from those which cannot be so
immediately deduced. The modes or features of
Reality which seem essential to
the constitution of these two infinite and eternal attributes must themselves be
infinite and eternal; they are
therefore distinguished by Spinoza as the immediate infinite and eternal
modes, the word 'mode' being used for
anything which is a state of substance. The modes or states of substance can be graded in an order of logical
dependence, beginning with the
immediate infinite and eternal modes as necessary and universal
features of the Universe, and
descending to the finite modes which are limited, perishing and transitory
differentiations of Nature. The transitory, finite modes can only be
understood, and their essence or nature deduced,
as effects of the infinite
and eternal modes, and they are in this sense dependent on the modes of
higher order. The infinite and eternal
mode under the attribute of Extension is called Motion-and-Rest. To understand the significance of this
phrase one must again refer to
Descartes' unsolved metaphysical
difficulties, which were always a deciding, influence in the formation of Spinoza's doctrines. Descartes' conception
of the physical world as Extension had
left physical change or motion accounted for as the effect of the creator's
will; God, who was transcendent and
external to the world he had created, had implanted motion in it. Spinoza, having rejected the notion of a creator
external to his own creation as being self-contradictory,
is once again in the situation of representing as a necessary feature of Nature, and as immanent in the
system, what Descartes had represented as a fiat of God's page 71 will. If the hypothesis of a
transcendent God
implanting motion in the system of extended bodies is impossible, then it will be an intrinsic characteristic of the
extended or spatial world that
everything within it is constituted of particular proportions of motion and
rest; motion will be essential to, and
inseparable
from, the nature and constitution of extended things. The proportions of motion and
rest within the system as a whole will be constant,
since there can be no external cause to explain any
change in the system; but within the subordinate parts of the system the
proportions of motion and rest are
constantly changing in the interaction of these parts among each
other.
[2] It
seems natural to translate the now unfamiliar phrase 'Motion-and-Rest' as
'energy'; one can then represent
Spinoza as in effect saying that the
extended world is to be conceived as a self-contained, and all-inclusive, system
of interactions in which the total
amount of energy is constant; and, secondly, he is in effect saying that all the changing qualities and
configurations of extended bodies can be adequately represented solely as transmissions or exchanges of energy
within this single system. Spinoza's
denial that an act of creation by a transcendent creator is
logically possible could be translated as a denial of the possibility of energy entering into the system from
outside; the physical world must be
conceived as complete in itself, self-generating and
self-maintaining. Commentators have
generally remarked that Spinoza, in making motion-and-rest
the fundamental concept to be used in describing the
spatial or physical world, in fact anticipated more closely page 72 than Descartes the future
structure of mathematical physics; he seems to have envisaged physical explanation as
being necessarily dynamical in form, with physical things represented as
ultimately no more than configurations of force and energy. But it must be remembered that such interpretations, although
incidentally illuminating, are not to be taken as direct and literal
translations; for concepts such as
force and energy, as they occur in modern physical theories, are not metaphysical
concepts; they can ultimately be
interpreted, however indirectly, in
terms of equations verified by actual experiments and observations. Spinoza is deducing the necessity of
motion-and-rest as a primary characteristic of the extended world without any reference to convenience in
summarizing actual experimental results; he is appealing only to the strictly logical implications of his prior
notions of a self-creating substance conceived as an extended thing (res extensa). But the deductive system
which is his metaphysics is so much
the more worth studying if, following in its own logic,
it results in a
programme of scientific explanation which in outline accords with the actual
methods of later science. This is
certainly one of the tests of the adequacy of a metaphysical system
{Disclaimer}.
Endnote E2:16:3c2 - From
Book 32; Hampshire:135-7—Affectus—Emotion: E2:2P24-32
[1] ... The word affectus, although it comes the nearest to the word 'emotion' in the
familiar sense, represents the whole modification of the
person, mental page
136 and physical. The 'affection' is a passion (in
Spinoza's technical sense) in so far as the cause
of the modification or 'affection' does not lie within myself, and it is an 'action' or active emotion in so far
as the cause does lie within myself; this is another way of saying that any
'affection', of which the mental
equivalent is not an adequate idea, must be a
passive emotion
{Durant:646};
for an adequate idea is an idea which follows
necessarily from the idea which preceded it. I am active in so far as I am thinking logically, that is, in so
far as the succession of ideas
constituting my mind is a self-contained and self-generating
series; I am passive, in so far as
my succession of ideas can only be explained in terms of ideas which are not
members of the series constituting my
mind; for in this latter case the
ideas constituting my mind must be, at least in part,
the effects of external causes.
My ordinary hates and loves,
desires and aversions,
succeed each other without any internal logical connexion between the ideas
annexed to them.
[2] This
argument is at first difficult to grasp because we do not now use the word 'cause' as Spinoza and
other philosophers of his time used it; it is strange to us to identify the cause of a certain idea in my mind with the
logical ground from which this idea can be deduced;
but the distinction between active and passive
emotions, and indeed the whole of
Spinoza's moral theory, depends upon this identification.
To re-state: I experience an active emotion, if and only if the
idea which is the psychical accompaniment of the 'affection' is logically
deducible from the previous idea
constituting my mind {example};
only if it is so deducible, can I be page 137 said to have an adequate idea of the
cause of my emotion. If the idea
annexed to the emotion is not deducible from a previous idea in my
mind, it follows that the emotion or
'affection' must be the effect of an external cause, and that I am in this sense
passive in respect of it. As the ideas
constituting my mind are the psychical equivalents of the modifications of my
body, I can only have adequate
knowledge of the causes of those of my 'affections'
which are not the effects of external causes. If the cause
of the 'affection' is external to me, it follows that it involves an inadequate idea, and the converse must
also be true; therefore, to say that
the cause of the modification is external to me is equivalent to saying that it
involves incomplete knowledge and an inadequate idea.
In so far as I am a free agent, unaffected by
external causes, I necessarily have adequate or scientific
knowledge, and the converse must also be true; only the intelligent man can (logically) be free, and only the free man
can (logically) be intelligent. But
human beings, as finite modes, cannot in principle
be completely free and unaffected by external causes;
human freedom must be a matter of degree.
Spinoza's method in the last three parts of the Ethics is to contrast the actual
and normal conditions of human servitude with the humanly unattainable ideal of permanent and perfect
freedom.
Endnote E3 Title - From Book 32; Hampshire:141—FREEDOM AND
MORALITY:
Freud's libido and
Spinoza's conatus:
[1] The transition from the normal
life of passive emotion and
confused ideas to the free man's life of active emotion and
adequate ideas must be achieved, if at all, by a method in some respects not unlike the methods of modern
psychology; the cure, or method of
salvation,
consists in making the patient more self-conscious,
and in making him perceive the more or less unconscious
struggle within himself to preserve his own internal adjustment and
balance; he must be brought to
realize that it is this continuous
struggle which expresses itself in his pleasures and pains, desires and
aversions. Hatred and love, jealousy and pride, and the other
emotions which he feels, can be shown
to him as the compensations necessary to restore loss of 'psychical
{pertaining to mental phenomena} energy'. There
is an evident parallel between Freud's conception of libido
{sexual
instinct or drive} and Spinoza's conatus; the importance of the parallel, which is rather
more than superficial, is that both
philosophers conceive emotional life as based on a universal unconscious drive
or tendency to self-preservation; both
maintain that any frustration of this drive must manifest itself in our
conscious life as some painful
disturbance. Every person is held to dispose of a certain quantity of psychical
energy, a counterpart (for Spinoza at
Ieast) of his physical energy, and conscious pleasures and pains: are the counterparts of the relatively uninhabited
expression and frustration of this energy. Consequently, for Spinoza no less than for Freud,
moral praise and blame
of the objects of our particular desires and the sources of our
pleasures, are irrelevent superstitions; we can free
ourselves only by an understanding of the true causes of our desires,
page
142 which must then change their
direction. According to both Freud and
Spinoza, it is the first error of
conventional moralists to find moral and à priori
reasons for repressing our natural
energy, our libido {sexual instinct or drive} or conatus; they both condemn puritanism and asceticism in
strikingly similar tones and for roughly similar reasons.
Asceticism is only one expression among others of the depression of vitality and the frustration
of the libido or conatus; however we may deceive ourselves, our feelings and behaviour, even what
we distinguish as self-denial, can
always be explained as the effects of drives which are independent of our
conscious will. Consequently both
Spinoza and Freud represent moral problems as essentially clinical
problems, which can only be confused
by the use of epithets of praise and
blame, and by emotional attitudes
of approval and disapproval. There can in principle be only one way of achieving sanity and
happiness; the way is to come to
understand the causes of our own states of mind.
Vice, if the word is to be given a meaning, is that
diseased state of the organism, in
which neither mind nor body functions freely and efficiently. Vice, in this
sense, always betrays itself to the
agent as that depression of vitality which is pain; vice and pain are
necessarily connected, as are virtue
and pleasure; this is another way of saying that, in Spinoza's sense of the
word, 'virtue is its own
reward'. Pleasure, in this primary
sense of the felt tone of efficiency of the organism,
is distinguished by Spinoza from mere local
stimulation, which he calls
'titillation' (titillatio). When we ordinarily speak of pleasure or
pleasures, we are referring only to
these temporary page
143 and partial
stimulations; and because of this use
of the word it appears paradoxical to assert a necessary connexion between virtue and pleasure; but in this contest pleasure (laetitia) is
contrasted, as the organism's sense of entire well-being,
with pleasure in the more common sense of a temporary
excitement. This contrast between a
sense of total well-being and a mere temporary stimulation has a long
philosophical history from Plato onwards; perhaps it corresponds to something in our experience which is reflected in the ordinary association of
the words 'happiness' (laetitia) and
'pleasure' (titillatio). But I suspect that all such precise labelling and
classifying is irrelevant for anyone who would really explore the varieties of human experience.
[2]
Other points of comparison could profitably be found
between the two great Jewish thinkers, Freud and Spinoza,
each so isolated, austere and uncompromising in his own original ways of thought. The points of detailed resemblance between them follow from their common
central conception of the libido {sexual instinct or drive} or conatus, the natural drive for self-preservation
{conatus} and the extension of power and energy {libido}, as being
the clue to the understanding of all forms of
personal life. Neither crudely
suggested that all men consciously pursue their own pleasure or deliberately
seek to extend their own power; but
both insisted that people must be studied scientifically, as organisms within Nature, and that only by such study could men be enabled
to understand the causes of their own
infirmity. Consequently both have been attacked for insisting on an
entirely page 144 objective
and clinical study of human feeling and behaviour.
Lastly, there is a similarity, evident but more difficult
to make precise, in the grave, prophetic, scrupulously, objective tone of
voice in which they quietly undermine
all the established prejudices
of popular and religious morality: there is the same quietly ruthless insistence that
we must look in every case for the natural causes of
human unhappiness, as we would look for the causes of the
imperfections of any other natural object; moral problems cannot be solved by appeals to emotion and prejudice, which are always the symptoms of
ignorance. They have both provoked the
hatred which visits anyone who would regard man as a natural object
and not as a supernatural agent, an
who is concerned impassively to understand the nature
of human imbecility, rather than to condemn it. In reading
Spinoza it must not be forgotten that he was before all things concerned to point the way to human freedom through understanding and
natural knowledge.
Endnote
G:Never-the-less - From Book 32; Hampshire:145-9—FREEDOM AND MORALITY:
Good & Bad; Perfect &
Imperfect:
[1] Spinoza can allow {never-the-less} that the moral
epithets 'good' and 'bad' are
popularly and intelligibly used in this quasi-objective sense; so far they have the same use as words like
'pleasant' or 'admirable'; they
indicate the appetites and repugnances of the user, or what happen to be the
tastes of most normal men.
But it is important to notice that in this popular use the
epithets must not be interpreted as
referring to the intrinsic properties of the things or persons called
good or bad; they refer rather to the
constitution and reactions of the persons applying the epithets. But there is a natural extension of this popular
use of the words 'good' and 'bad'. We
naturally come to speak of 'normal' men and the 'normal' constitution of man; in
talking of page I46 'man' in the
abstract, we are led to form a universal notion, or vague composite image, of
what a man should be, or of the type or model of a
man. We are then inclined to think of
this type or ideal of a man as we think of an ideal house or
an ideal theatre; objects which are
created by human beings with a definite purpose,
artifacts such as houses or theatres, can properly be said
to conform more or less closely to a
norm or ideal of what a house should be; we can judge how far any particular
house satisfies the purposes for which
houses in general are designed. But we are led into confusion when, having formed
an abstract universal notion of a natural kind,
we come to think of this universal notion as representing
the ideal or perfect specimen of the natural kind;
we form in this way a general notion of what a man should
be, as we form a general notion of what a house should be;
and we think of men, as of houses, as more or less perfect
in so far as they conform to the ideal. The misleading implication in this way of thinking is that human beings,
and other natural kinds, are designed with a purpose. To say of a house that it is
imperfect in some respect is to make a
statement to which a definite meaning can be attached by an objective
test; the statement is tested by a
comparison of the actual house with what was projected in the design of
it. To say of a man that he is
imperfect in some respect looks as if it were to make a statement which is testable by the same procedure, and
which looks as if it had a similarly definite sense;
but this is wholly misleading, since we must not suppose
that human beings, or any page 147 other natural objects, have been designed for any
purpose; {The only purpose is for all things to perpetuate itself
(conatus).} consequently it makes
no sense to think of them as fulfilling, or failing to fulfil, a purpose or
design. In thinking of particular men
as in some respect perfect or imperfect, or as (in this sense) good or bad specimens of their kind, we can only be comparing them with some abstract
general notion, which has formed itself in our minds, of what a man should
be; and this general notion has no
objective significance, but arises
only out of our own particular associations; it can be no more than an arbitrary projection of our own tastes,
interests and experience. Whenever we
hear natural objects discussed as though they were artifacts, we have the most sure evidence of theological superstition; Spinoza will not allow any mention of design or of
final causes in the
study Nature.
[2] Spinoza's
destructive analysis of the basis of ordinary moral judgments, and of the standards that they imply, follows directly from the basic propositions of
his logic.
(1) The properties of everything within Nature are deducible from the necessary laws of self-development of Nature as a whole; if something appears to us imperfect or bad, in the sense of 'not what it should be', this is only a reflexion of our ignorance of these necessary laws. If we understood the necessary principles on which the individual nature of particular things depends, we would thereby understand the part that various things play in the whole system. Philosophically speaking, all finite things within Nature are imperfect, simply in the sense that they are page148 finite things within Nature, which alone is complete and perfect; but they all fit perfectly into the system, and could not possibly be other than they are.
(2) All general, classificatory terms, distinguishing different natural kinds, are confused images, formed as the effect of an arbitrary association of ideas, and do not represent the real essences of things. To understand the nature of anything is to fit it into the system of causes and effects of which it is a part; all qualitative classifications are subjective and arbitrary.
(3) To think of things or persons as fulfilling, or failing to fulfil, a purpose or design is to imply the existence of a creator distinct from his creation; this is a demonstrably meaningless conception. Repudiating the whole traditional logic of classification, and with it the Aristotelian search for the real essences of natural kinds, Spinoza must repudiate the conception of final causes, which was an integral part of this traditional logic. Such phrases as 'the essential nature of man' and 'the purpose of human existence' are phrases that survive in popular philosophy and language only as the ghosts of Aristotelianism, and that can have no place in a scientific language. Popular and traditional morality is largely founded on such, surviving pre-scientific and confused idea. In ordinary moral praise and condemnation, we necessarily imply a reference to some standard or ideal of what a person should be, or assume some end, purpose or design in human existence.
[3] Considered scientifically and in the light of systematic knowledge, nothing can be said to be in itself morally good page 149 or bad, morally perfect or imperfect; everything is what it is as a consequence of natural laws; to say that someone is morally bad is, in popular usage, to imply that he could have been better; this implication is always and necessarily false, and is always a reflexion of incomplete knowledge. Spinoza can allow no sense in which 'good' and 'bad' can be applied to persons which is not also a sense in which the words are applicable to any other natural objects, whether brutes or things. It is this disturbing contention which is the core of the metaphysical issue between determinism and free-will, and this issue we must now consider.
[End]
From Professor James Hall's Lecture 24 - TB2:146—Teleological Argument.
[1] There remains solidly the option of not going down this path of teleologically, arguing from the structure of the design to the structure of the designer or designers or the designer and the designer's adversary. You don't have to go that way. But, it seems to me that if you go that way, then there is every reason to go a functional dualist route as there is to go the more traditional. orthodox, liberal route of recent theological history that wants to put satanic powers and anything that has to do with them in the attic of theological memories, to be forever forgotten and ignored because they're part of our theological childhood, or something of the sort.
[2] Those favorite writers and our good friends, the contemporary evangelicals, I think, know what they are dealing with. They are taking evil seriously and seeing that the reality of evil taken seriously pushes them into some kind of functional recognition of a principle behind it. Personally {Prof. Hall}, I would be just as content to take the world from a humanist's, secular {G-D}, I don't see any particular reason to see that there is any particular design behind the world at all, although I would like for there to be. But I can recognize that those who look at the world and see it as an arena of intention—and I think that's what religious people do typically—they look at the world and they see it as an arena of intention {No ends / No purpose}. I can recognize and appreciate that, in doing so, they find themselves frequently pulled towards the recognition, not only of a God of goodness and light and power and mercy and justice and forgiveness and all the rest of it but also to recognize. lurking at the heart of things, a heart of darkness, a heart of corruption, a heart of destruction that is just as real in the world as the other.
Endnote G:Einstein -
From Book 32; Hampshire:202-3—TTP: Politics and
Religion:
....., 'the intelligent individual's first aim must be to
persuade others to be equally
intelligent in the pursuit of their own security {Hobbes}; he has a direct interest in freeing others from the passive emotions and from
the blind superstitions
which lead to war and to the
suppression of free thought. But in
fact the enlightened and the free are always a minority, and men in general are
guided by irrational hopes and fears, and not
by pure reason. For these reasons
Spinoza, anticipating Voltaire and the philosophical Deists
{belief in the
existence of a G-D on the evidence
of reason and nature, with rejection of supernatural revelation} of the next century,
admits that popular religions are useful, and that with
their childish systems of rewards and penalties {pedagogy}
they are properly designed to make the
ignorant peaceful and virtuous; to the
uneducated and
unreasoning, morality cannot be taught as a necessity of
reason; it must be presented to them
imaginatively as involving simple rewards and penalties.
The free man therefore will
criticize Christian
doctrine or
orthodox Judaism or any other religious dogma, first, when it is represented as philosophical
truth, secondly, on purely pragmatic
grounds, if it in fact leads its
votaries to be troublesome in their actual behaviour {terrorism,
superstition}; but to judge and condemn religious faiths {Mark
Twain} by purely
rational standards is to misconceive
their function. The various religious myths of the
world are essentially the presentation
in imaginative and picturesque terms of more or less elementary moral
truths {and an attempt to achieve peace-of-mind}. The
great majority of mankind, who are capable only of the lowest grade of knowledge, will only understand, and be emotionally impressed
by, myths
which appeal directly to their imagination; the abstractions of
page 203 purely logical argument mean nothing to them.
They cannot understand what is meant by the perfection
and omnipotence
{power,
will} of G-D,
as a metaphysician
understands these ideas; they can
understand only in the sense that they may imagine a Being like
themselves, but very powerful and very
good; they need a story in anthropomorphic terms, and
this the popular religions
provide.
Endnote TTP - From Book 32; Hampshire:203-5—TTP:
Politics and Religion:
{Scriptural Theology} Religious Faith and Philosophy:
The dividing-line between religious faith
and philosophical truth was, after
metaphysics
itself, Spinoza's greatest interest; it was a problem which not only involved the whole intellectual history
of the Jewish people; it had also dominated his personal
life and his own adjustment to the society into which he was born. The Theological-Political Treatise
lays the foundation of a rational interpretation of the
Jewish and Christian religions, and
particularly of the Bible; it lays
down principles
of interpretation of the Bible which
were to be further developed with the advent of the Higher
Criticism in the nineteenth century. Spinoza avoids many of the over-simplifications and crudities of later
rationalist thought, and shows a most
precocious {prematurely developed} understanding of the social function of religious myth. It is
almost unnecessary to say that he
nowhere shows the slightest personal or nationalistic
bias or bitterness, in spite of his excommunication and
of his inherited memories of centuries of persecution and
fanaticism. Whether he is writing of
the nature of prophecy, of miracles, of the allegedly divine origin of Jewish
law, or of G-D's special
relation to the Jews, he writes always from the standpoint of pure reason,
without personal attachments page 204 to any
cause or nation, and he applies his irony
impartially to the logical evasions of all parties.
The non-Jewish reader may forget the background of
centuries of Rabbinical
interpretation
of the Bible and of Jewish history and
myth; Spinoza in the Theological-Political Treatise
is not only a founder of European rationalism, but also one of a long line of Jewish
commentators. The tradition of Jewish
orthodoxy had been always stricter and
more passionately upheld than Christian orthodoxy,
and the heresies were fewer and more effectively repressed
{because
the Unity of G-D,
without fences, was
the only article of Faith}. Because their persistence as a distinct people through all dispersions
and persecution so largely depended on
their common religion {therefore the efficacy of circumcision}, the Jews regarded religious deviations as disloyalites which
threatened national survival; Spinoza himself remarks the indispensable
contribution of religion to the identity of the Jewish people, and interprets parts of the {Hebrew
Bible} as properly to be understood as a figurative illustration of
the dependence
of Jewish nationality on the Jewish religion; the Bible story of the divine guidance of the Jewish people in their dispersion through the agency of the
prophets represents the historical insight that,
without prophetic leaders giving them a fanatical sense of
mission, the Jews would certainly have lost their sense of national
identity. Spinoza's discussion of the
relation of philosophy and faith is throughout intermingled
with a discussion of the peculiar predicament of his
people; for it is their early history
and thought which constitute the {Hebrew
Bible}; therefore an
understanding of the {Hebrew Bible} and an
understanding of the development of the page 205 Jewish people are for him inseparably connected. This is not the place to consider Spinoza's
incidental remarks on the greatness and the limitations of
the Jewish people; but his position as
a scholar and also a victim of one of the most strictly orthodox communities
must be recalled, if only because it
is never allowed to cloud his argument; his impartial attitude illustrates his own conception of philosophy and
of the free
man.
Endnote TTP1 - From Book 32; Hampshire:205-9—TTP: Politics
and Religion:
Purpose of the Theological-Political Treatise:
[1] In the Preface to the
Theological-Political Treatise Spinoza declares the main purpose of the book to be the defence of
freedom of opinion; he will show that
public order is not only compatible with freedom of opinion, but that it is
incompatible with anything else. The
argument is a now classical liberal argument, and is still invoked
today. 'If deeds only could be made
the grounds of criminal charges, and words were always allowed to pass
free, seditions would be divested of
every semblance of justification, and
would be separated from mere controversies by a hard and fast line.' If law 'enters the domain of speculative thought',
it will not only destroy the possibility of the free life for the
individual, but generate those civil
disorders which it is the function of law to
avert. The argument that 'Revelation
and Philosophy stand on totally different footings' and, rightly
interpreted, cannot conflict is a
means to showing the absolute necessity of allowing freedom of
opinion; the conclusion is that
'Everyone should be free to choose for himself the foundation of his
creed, and that faith should be judged
only by its
fruits; each would then obey G-D freely with his
whole heart; while page 206 nothing would be honoured save justice and charity.' The chief document supporting Christian and Jewish
revelation is the Bible; therefore a clear method of interpreting the scriptures
is required. What was the inspiration of the
Jewish prophets? What are we to
believe of miracles? In
what sense is the Bible the word of
G-D? These are the old questions
which many learned and devout interpreters had confused by their subtlety and
sophistry, 'extorting from scripture
confirmations of Aristotelian
quibbles'; they had
disregarded the plain
meaning of the text in order to
reconcile scripture
{scriptural
theology} with
philosophy, faith with reason. But
faith and reason cannot be, and do not need to be, reconciled
{Mark
Twain}; on the contrary, they can only be separated,
each being allotted its own sphere;
while scripture and faith are concerned with the 'moral
certainty' necessary to men who cannot reason, philosophy and reason are concerned with logical or mathematical
certainty. The Bible shows the
prophets to have been ignorant men with vivid imaginations and a powerful and just moral sense; therefore they were suitable leaders of a
primitive people; their theoretical
opinions are the primitive and mutually contradictory superstitions typical of a pre-scientific age; but an effective prophet does not need to be a
philosopher any more than a philosopher needs to be a prophet. The appeal of the prophet is to the
imagination, and he must have the
means to impress simple, useful moral precepts on ignorant men. The appeal of the philosopher is to the
reason, and he is concerned only with
the consistency and truth of what he writes, and not at all with its effect on the emotions page 207 through the
imagination. The work of the prophet is achieved if he persuades men to obey the
laws of' their society and to lead
quiet and useful lives; the forms
which this persuasion must take, if it is to be effective, must depend on the
state of knowledge within the society. If we appreciate the old Jewish prophets from this
standpoint, we find that they were
ignorant men brilliantly gifted to
instil faith and obedience in an ignorant society by myth and
story. As philosophers, we understand
their function, and do not regard their writings as making any claim to literal
truth. Confusion comes from the false
sophistication of those who, like the
great Maimonides, try to read philosophic truths into the text of
Scripture by ingenuities of interpretation. It is both futile and dangerous to try to convert the old prophets into
rational metaphysicians; one will only undermine their authority as
prophets. Any intelligent and pious
Jew or Christian must experience a crisis of conscience
if he is asked to choose between modern knowledge and
scriptural authority; but the crisis
is unnecessary, because there can be
no question of choosing between reason and prophecy;
the dilemma is falsely stated; rational argument requires
belief {in the logic of the argument}, and religion and prophecy
require only practical obedience to moral precept
{and to bring peace-of-mind}.To require belief in miracles
of educated men is gratuitously {being without apparent
reason, cause, or justification} to provoke disobedience, and
this Is the very vice which the stories of miracles served,
in very different conditions {of uneducated
men}, to prevent. As the only
interest of a rational government is the obedience of its subjects, it wlll permit, and will recognize that it cannot
prevent, every page
208 variety of
belief, provided only that these
beliefs are compatible with obedience and good order.
Therefore in a free (that is, rationally governed) state
'every man may think what he likes, and say what he
thinks': 'The real disturbers of
the peace are those who, in a free state, seek to curtail the liberty of
judgement which they are unable to tyrannize
over' (Theological-Political
Treatise. Ch.
XX). A rational government
requires enlightened and
tolerant citizens {Moslem countries?},
just as free men require an
enlightened and tolerant government. This is the proposition which the Theological-Political
Treatise was intended to prove; it is shown as the direct consequence of Spinoza's metaphysical
conception of a person as a finite mode of Nature, necessarily seeking his own preservation
{conatus}, and potentially free and happy in so far as he can
acquire rational understanding of
Nature and of
himself. Freedom and happiness
{better;
peace-of-mind} are within, and virtue is its own reward; the official religions and
conventional moralities, in their own
interests as in the interests of freedom of mind,
must be confined to the externals of human
behaviour; they must ensure the social
conditions in which true freedom can develop. Spinoza
further argued, with little relevance to conditions after the Industrial
Revolution, that a restricted
'democracy', with the opportunity of political power limited by a property
qualification, was most likely to
provide this rational and non-interfering government;
his contemporary ideal was the mercantile community of
Amsterdam, which provided asylum to
people of many creeds and denominations, provided that they were willing to keep the page 209 peace. Universities and
academies of instruction must be free from state-control,
free intelligence rewarded, public business publicly
transacted, and the churches
disestablished and maintained at the expense of their believers. {Churches become obsolete when in millennia to come, the
World State constitution
becomes the World Bible—no
fences.} Then every man may be free to live his own life
and extend his own mind, wherein alone
lies his happiness, within a neutral framework of common
convenience.
From "Cambridge Dictionary of
Philosophy"; Cambridge University
Press;
ISBN: 052148328X;
Page 762—Theological-Political
Treatise.
In his Theological-Political Treatise,
Spinoza also takes up popular religion, the
interpretation of Scripture, and their
bearing on the well-being of the state. He characterizes the Old Testament prophets as individuals whose vivid
imaginations produced messages of
political value
for the ancient
Hebrew state. Using a naturalistic
out-look and historical hermeneutic {interpretative; explanatory} methods that anticipate the later "higher
criticism" of the bible, he seeks to
show that Scriptural writers themselves consistently treat only
justice and charity as
essential to salvation, and
hence that dogmatic doxastic {religious views} requirements are not justified by
Scripture. Popular religion should thus
propound only these two requirements, which it may imaginatively represent, to the minds of the
many, as requirements for rewards
granted by a divine Lawgiver. The few,
who are more philosophical and who thus rely on intellect,
will recognize that the natural laws of human
psychology require charity and justice
as conditions of happiness, and that what
the vulgar construe as rewards granted by personal divine
intervention are in fact the {chain
of} natural
consequences of a virtuous
life.
Because of his identification of G-D with Nature and his
treatment of popular religion, Spinoza's contemporaries often regarded his philosophy as a thinly
disguised atheism. Paradoxically
however, nineteenth-century Romanticism embraced him for his pantheism {Spinoza's
Pantheism}; Novalis, e.g., famously characterized Page 763 him as "the G-D-intoxicated
man." In fact, Spinoza ascribes to Nature most of the characteristics that
Western theologians have ascribed to
G-D: Spinozistic Nature
is infinite, eternal, necessarily existing, the
object of an ontological
argument, the first cause of all things, all-knowing, and the Being
whose contemplation produces blessedness, intellectual love, and participation
in a kind of immortality or
eternal life. Spinoza's claim to
affirm the existence of G-D is therefore no mere evasion.
However, he emphatically denies that G-D is a person or
acts for purposes {ends}; that anything is good or evil from the
divine perspective or that there is a personal immortality
involving memory.
In addition to his influence on the history of biblical criticism and on literature (including not only Novalis but such writers as Wordsworth, Coleridge, Heine, Shelley, George Eliot, George Sand, Somerset Maugham, Jorge Luis Borges, and Bernard Malamud), Spinoza has affected the philosophical outlooks of such diverse twentieth-century thinkers as Freud and Einstein. Contemporary {neurologists and} physicists have seen in his monistic metaphysics an anticipation of twentieth-century field metaphysics. More generally, he is a leading intellectual forebear of twentieth century determinism and naturalism, and of the mind-body identity theory.
Spinoza Electronic
Texts
Spinoza Internet Web
Sites
Bk.XX:44.
The Life
of Spinoza by Johannes Colerus - Bk.XII:409.
The Life of Spinoza by Frederick Pollock - Bk.XII:1.
"Spinoza, Benedict de" - if not subscribed to Britannica Online.
Benedict de
Spinoza. Bill Uzgalis. Philosophy Department,
Oregon State University.
Studia
Spinoziana. Ron Bombardi. Department of Philosophy,
Middle Tennessee State University.
A Spinoza
Chronology. Compiled by Ron Bombardi. Department of
Philosophy, Middle Tennessee State University.
Thoemmes Press. Benedict
de Spinoza.
Last modified October 22, 1996 (?) by Björn
Christensson,
Last modified September
5, 2005 by JBY,
{Links and added biographies added by
JBY.}
mailto:josephb@yesselman.com?subject=Benedictus de Spinoza - Short Biography