T R A N S L A T E D F R O M T H E F R E N
C H
B Y B E N B R E W S T E R
Monthly Review Press
New York and London
Copyright ©1971 by NLB
'Philosophy as a Revolutionary Weapon' first published in L'Unità, 1968 (© L'Unità 1968), this translation first published in New Left Review, 1971 (© New Left Review 1971); 'Lenin and Philosophy' first published by François Maspero, 1968 (© François Maspero 1968); 'Preface to Capital Volume One' first published by Garnier-Flammarion, 1969 (© Garnier-Flammarion 1969); 'Lenin before Hegel' from an unpublished typescript, 1969 (© Louis Althusser 1969). |
[ - Part 1 - ]
Philosophy as a Revolutionary Weapon (February 1968 ) 11
Lenin and
Philosophy (February 1968 ) 23
Appendix 68
Preface to
Capital Volume One (March I969 ) 71
The
Rudiments of a Critical
Bibliography 102
Lenin before Hegel (April 1969 ) 107
page 7
Foreword
I am glad to be able to extend a few
words of welcome to the reader who does me the honour of opening this book.
I trust him: he will understand the political, ideological and theoretical arguments which inspired the already old philosophical essays in the Appendix; he will discern in them an internal evolution and displacement giving rise to the new Theses which appear in 'Lenin and Philosophy', 'Preface to Capital Volume One' and 'Ideology and Ideological State Apparatuses'; he will realize that it is in the direction opened by the indications in these last texts that I now feel it necessary to pursue an investigation which I began more than fifteen years ago.
If I wished to sum up the peculiar object and ambitions of this investigation in a few words, I should say, first, that at a time and in a world which either stubbornly fight against Marx or cover him in academic honours while distorting him in bourgeois interpretations (economism, technocratism, humanism), I have tried to re-emphasize the fact that we owe to him the greatest discovery of human history: the discovery that opens for men the way to a scientific (materialist and dialectical) understanding of their own history as a history of the class struggle.
I should then say that this science cannot be a science like any other, a science for 'everyone'. Precisely because it
page 8
reveals the mechanisms of class exploitation, repression and domination, in the economy, in politics and in ideology, it cannot be recognized by everyone. This science, which brings the social classes face to face with their truth, is unbearable for the bourgeoisie and its allies, who reject it and take refuge in their so-called 'social sciences': it is only acceptable to the proletariat, whom it 'represents' (Marx). That is why the proletariat has recognized it as its own property, and has set it to work in its practice: in the hands of the Workers' Movement, Marxist science has become the theoretical weapon of the revolution.
I should say, lastly, that class conditions in theory had to be achieved for Marx to be able to conceive and carry out his scientifc work. So long as he remained on bourgeois and petty-bourgeois positions, Marx was still subject to the ruling ideology, whose function it is to mask the mechanisms of class exploitation. But it is only from the point of view of class exploitation that it is possible to see and analyse the mechanisms of a class society and therefore to produce a scientific knowledge of it. The story of Marx's Early Works and his rupture with his 'erstwhile philosophical consciousness' prove this: in order to fulfil the conditions that govern the science of history, Marx had to abandon his bourgeois and then petty-bourgeois class positions and adopt the class positions of the proletariat. That these class conditions are not 'given' in advance, that all Marx's work contributed to their elaboration, makes no difference to this principle: it is only from the point of view of the exploited class that it is possible to discover, against all bourgeois ideology and even against classical Political Economy, the mechanisms of those relations of exploitation, the relations of production of a class society.
When one reads Marx's works, this change of position takes the form of a 'critique ': a constant critique, from the Early
page 9
Works to Capital (subtitled 'A Critique of Political Economy'). One might therefore think that it was a matter of a purely intellectual development. Certainly, Marx's extraordinary critical intelligence is at work in this development. But on Marx's own admission, it is the theoretical effect of a determinant cause: the struggle of the contemporary classes, and above all, since they gave it its meaning, the first forms of the class struggle (before 1848) and then the great class struggles of the proletariat (1848-49; 1871). That political class struggle can have radical effects in theory, this we know: the political class struggle resounds in the ideological and philosophical class struggle; it can therefore succeed in transforming class positions in theory. Without the proletariat's class struggle, Marx could not have adopted the point of view of class exploitation, or carried out his scientific work. In this scientific work, which bears the mark of all his culture and genius, he has given back to the Workers' Movement in a theoretical form what he took from it in a political and ideological form.
I close on this comment because it is vital for us, who live one hundred years after Capital. Marx's work, although completely scientific, is not something gained which is securely available to us. In order to defend Marx's work, in order to develop and apply it, we are subject to the same class conditions in theory. It is only on the positions of the proletariat that it is possible to provide a radical critique of the new forms of bourgeois ideology, to obtain thereby a clear view of the mechanisms of imperialism and to advance in the construction of socialism. The struggle for Marxist science and Marxist philosophy is today, as it was yesterday, a form of political and ideological class struggle. This struggle entails a radical critique of all forms of bourgeois ideology and of all 'bourgeois' interpretations of Marxism. At the same time, it demands the maximum attention to the
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resources, new forms and inventions of the class struggle of the proletariat and of the oppressed peoples of the world. In a time like ours, dominated by the split in the International Communist Movement, we still need to meditate this lesson of Marx's: of this man for whom the proletarian revolutions of 1848 had opened the way to science, this man who attended the school of the Commune in order to be able to map out the future of socialism.
Louis Althusser
Paris, June 1970
1
Can you tell us a little about your personal history? What brought you
to Marxist philosophy?
In 1948, when I was 30, I became a teacher of philosophy and joined the
PCF. Philosophy was an interest; I was trying to make it my profession.
Politics was a passion; I was trying to become a Communist militant.
My interest in philosophy was aroused by materialism and its
critical function: for scientific knowledge, against all the
mystifications of ideological 'knowledge'. Against the merely moral
denunciation of myths and lies, for their rational and rigorous criticism. My
passion for politics was inspired by the revolutionary instinct, intelligence,
courage and heroism of the working class in its struggle for socialism. The
War and the long years of captivity had brought me into living contact with
workers and peasants, and acquainted me with Communist militants.
It was politics which decided everything. Not politics in
general: Marxist-Leninist politics.
First I had to find them and understand them. That is always
extremely difficult for an intellectual. It was just as difficult in the
fifties and sixties, for reasons with which you are familiar: the consequences
of the 'cult', the Twentieth Congress, then the crisis of the international
Communist
Movement. Above all, it was not easy to resist the spread of contemporary
'humanist' ideology, and bourgeois ideology's other assaults on Marxism.
Once I had a better understanding of Marxist-Leninist
politics, I began to have a passion for philosophy too, for at last I began to
understand the great thesis of Marx, Lenin and Gramsci: that philosophy is
fundamentally political.
Everything that I have written, at first alone, later in
collaboration with younger comrades and friends, revolves, despite the
'abstraction' of our essays, around these very concrete questions.
Can you be more precise: why is it generally so difficult to be a
Communist in philosophy?
To be a Communist in philosophy is to become a partisan and artisan of
Marxist-Leninist philosophy: of dialectical materialism.
It is not easy to become a Marxist-Leninist philosopher. Like
every 'intellectual', a philosophy teacher is a petty bourgeois. When he opens
his mouth, it is petty-bourgeois ideology that speaks: its resources and ruses
are infinite.
You know what Lenin says about 'intellectuals'. Individually
certain of them may (politically) be declared revolutionaries, and
courageous ones. But as a mass, they remain 'incorrigibly'
petty-bourgeois in ideology. Gorky himself was, for Lenin, who admired
his talents, a petty-bourgeois revolutionary. To become 'ideologists of the
working class' (Lenin), 'organic intellectuals' of the proletariat (Gramsci),
intellectuals have to carry out a radical revolution in their ideas: a long,
painful and difficult re-education. An endless external and internal
struggle.
Proletarians have a 'class instinct' which helps them on
the way to proletarian 'class positions'. Intellectuals, on the contrary,
have a petty-bourgeois class instinct which fiercely resists this transition.
A proletarian class position is more than a mere
proletarian 'class instinct'. It is the consciousness and practice which
conform with the objective reality of the proletarian class struggle.
Class instinct is subjective and spontaneous. Class position is objective and
rational. To arrive at proletarian class positions, the class instinct of
proletarians only needs to be educated ; the class instinct of the
petty bourgeoisie, and hence of intellectuals, has, on the contrary, to be
revolutionized. This education and this revolution are, in the last
analysis, determined by proletarian class struggle conducted on the basis of
the principles of Marxist-Leninist theory.
As the Communist Manifesto says, knowledge of this
theory can help certain intellectuals to go over to working
class positions.
Marxist-Leninist theory includes a science (historical
materialism) and a philosophy (dialectical materialism).
Marxist-Leninist philosophy is therefore one of the two
theoretical weapons indispensable to the class struggle of the
proletariat. Communist militants must assimilate and use the principles of the
theory: science and philosophy. The proletarian revolution needs militants who
are both scientists (historical materialism) and philosophers (dialectical
materialism) to assist in the defence and development of theory.
The formation of these philosophers runs up against two great
difficulties.
A first -- political -- difficulty. A professional
philosopher who joins the Party remains, ideologically, a petty bourgeois. He
must revolutionize his thought in order to occupy a proletarian class position
in philosophy.
This political difficulty is 'determinant in the last
instance'.
A second -- theoretical -- difficulty. We know in what
direction and with what principles we must work in order to define this class
position in philosophy. But we must develop Marxist philosophy: it is
theoretically and politically urgent to do so. Now, this work is vast and
difficult. For in Marxist theory, philosophy has lagged behind the science of
history.
Today, in our countries, this is the 'dominant' difficulty.
You therefore distinguish between a science and a philosophy in Marxist
theory? As you know, this distinction is often contested today.
I know. But this 'contestation' is an old story.
To be extremely schematic, it may be said that, in the
history of the Marxist movement, the suppression of this distinction has
expressed either a rightist or a leftist deviation. The rightist deviation
suppresses philosophy: only science is left (positivism). The leftist
deviation suppresses science: only philosophy is left (subjectivism). There
are 'exceptions' to this (cases of 'inversion'), but they 'confirm' the rule.
The great leaders of the Marxist Workers' Movement from Marx
and Engels to today have always said: these deviations are the result of the
influence and domination of bourgeois ideology over Marxism. For their part,
they always defended the distinction (science, philosophy), not only for
theoretical, but also for vital political reasons. Think of Lenin in
Materialism and Empirio-criticism or 'Left-Wing' Communism. His
reasons are blindingly obvious.
How do you justify this distinction between science and philosophy in
Marxist theory?
I shall answer you by formulating a number of provisional and schematic
theses.
1. The fusion of Marxist theory and the Workers' Movement is
the most important event in the whole history of the class struggle, i.e. in
practically the whole of human history (first effects: the socialist
revolutions).
2. Marxist theory (science and philosophy) represents an
unprecedented revolution in the history of human knowledge.
3. Marx founded a new science: the science of history. Let me
use an image. The sciences we are familiar with have been installed in a
number of great 'continents'. Before Marx, two such continents had been opened
up to scientific knowledge: the continent of Mathematics and the continent of
Physics. The first by the Greeks (Thales), the second by Galileo. Marx opened
up a third continent to scientific knowledge: the continent of History.
4. The opening up of this new continent has induced a
revolution in philosophy. That is a law: philosophy is always linked to the
sciences.
Philosophy was born (with Plato) at the opening up of the
continent of Mathematics. It was transformed (with Descartes) by the opening
up of the continent of Physics. Today it is being revolutionized by the
opening up of the continent of History by Marx. This revolution is called
dialectical materialism.
Transformations of philosophy are always rebounds from great
scientific discoveries. Hence in essentials, they arise after the
event. That is why philosophy has lagged behind
science in Marxist theory. There are other reasons which we all know about.
But at present this is the dominant one.
5. As a mass, only proletarian militants have recognized the
revolutionary scope of Marx's scientific discovery. Their political practice
has been transformed by it.
And here we come to the greatest theoretical scandal
in contemporary history.
As a mass, the intellectuals, on the contrary, even those
whose 'professional' concern it is (specialists in the human sciences,
philosophers), have not really recognized, or have refused to recognize, the
unprecedented scope of Marx's scientific discovery, which they have condemned
and despised, and which they distort when they do discuss it.
With a few exceptions, they are still 'dabbling' in
political economy, sociology, ethnology, 'anthropology', 'social psychology',
etc., etc. . . ., even today, one hundred years after Capital, just as
some Aristotelian physicists were still 'dabbling' in physics, fifty
years after Galileo. Their 'theories' are ideological anachronisms,
rejuvenated with a large dose of intellectual subtleties and ultra-modern
mathematical techniques.
But this theoretical scandal is not a scandal at all. It is
an effect of the ideological class struggle: for it is bourgeois ideology,
bourgeois 'culture' which is in power, which exercises 'hegemony'. As a mass,
the intellectuals, including many Communist and Marxist intellectuals, are,
with exceptions, dominated in their theories by bourgeois ideology.
With exceptions, the same thing happens in the 'human' sciences.
6. The same scandalous situation in philosophy. Who has
understood the astounding philosophical revolution induced by Marx's
discovery? Only proletarian militants and leaders. As a mass, on the contrary,
professional philosophers have not even suspected it. When they mention Marx
it is always, with extremely rare exceptions, to attack
him, to condemn him, to 'absorb' him, to exploit him or to revise
him.
Those, like Engels and Lenin, who have defended dialectical
materialism, are treated as philosophically insignificant. The real scandal is
that certain Marxist philosophers have succumbed to the same infection, in the
name of 'anti-dogmatism'. But here, too, the reason is the same: the effect of
the ideological class struggle. For it is bourgeois ideology, bourgeois
'culture', which is in power.
7. The crucial tasks of the Communist movement in theory
:
-- to recognize and know the revolutionary theoretical scope
of Marxist-Leninist science and philosophy;
-- to struggle against the bourgeois and petty-bourgeois
world outlook which always threatens Marxist theory, and which deeply
impregnates it today. The general form of this world outlook:
Economism (today 'technocracy') and its 'spiritual complement'
Ethical Idealism (today 'Humanism'). Economism and Ethical Idealism
have constituted the basic opposition in the bourgeois world outlook since the
origins of the bourgeoisie. The current philosophical form of this
world outlook: neo-positivism and its 'spiritual complement',
existentialist-phenomenological subjectivism. The variant peculiar to
the Human Sciences: the ideology called 'structuralist';
-- to conquer for science the majority of the Human Sciences,
above all, the Social Sciences, which, with exceptions, have occupied as
imposters the continent of History, the continent whose keys Marx has given
us;
-- to develop the new science and philosophy with all the
necessary rigour and daring, linking them to the requirements and inventions
of the practice of revolutionary class struggle.
In theory, the decisive link at present:
Marxist-Leninist philosophy.
You have said two apparently contradictory or different things :
1. philosophy is basically political ; 2. philosophy is linked to the sciences. How do you conceive
this double relationship?
Here again I shall give my answer in the form of schematic and provisional
theses.
1. The class positions in confrontation in the class struggle
are 'represented ' in the domain of practical ideologies (religious,
ethical, legal, political, aesthetic ideologies) by world outlooks of
antagonistic tendencies: in the last instance idealist (bourgeois) and
materialist (proletarian). Everyone had a world outlook spontaneously.
2. World outlooks are represented in the domain of
theory (science + the 'theoretical' ideologies which surround science
and scientists) by philosophy. Philosophy represents the class struggle
in theory. That is why philosophy is a struggle (Kampf said Kant), and
basically a political struggle: a class struggle. Everyone is not a
philosopher spontaneously, but everyone may become one.
3. Philosophy exists as soon as the theoretical domain
exists: as soon as a science (in the strict sense) exists. Without
sciences, no philosophy, only world outlooks. The stake in the battle
and the battle-field must be distinguished. The ultimate stake of
philosophical struggle is the struggle for hegemony between the two
great tendencies in world outlook (materialist and idealist). The main
battlefield in this struggle is scientific knowledge: for it or against it.
The number-one philosophical battle therefore takes place on the frontier
between the scientific and the ideological. There the idealist philosophies
which exploit the sciences struggle against the materialist philosophies which
serve the sciences. The philosophical struggle is a sector of the class
struggle between world outlooks. In the past, materialism has always been
dominated by idealism.
4. The science founded by Marx has changed the whole
situation in the theoretical domain. It is a new science: the science
of history. Therefore, for the first time ever, it has enabled us to know the
world outlooks which philosophy represents in theory; it enables us to know
philosophy. It provides the means to transform the world outlooks
(revolutionary class struggle conducted according to the principles of Marxist
theory). Philosophy is therefore doubly revolutionized. Mechanistic
materialism, 'idealistic in history', becomes dialectical materialism. The
balance of forces is reversed: now materialism can dominate idealism in
philosophy, and, if the political conditions are realized, it can carry the
class struggle for hegemony between world outlooks.
Marxist-Leninist philosophy, or dialectical materialism,
represents the proletarian class struggle in theory. In the union of
Marxist theory and the Workers' Movement (the ultimate reality of the
union of theory and practice) philosophy ceases, as Marx said, to 'interpret
the world'. It becomes a weapon with which 'to change it': revolution.
Are these the reasons which have made you say that it is essential to
read Capital today?
Yes. It is essential to read and study Capital.
-- in order really to understand, in all its scope and all
its scientific and philosophical consequences, what proletarian militants have
long understood in practice: the revolutionary character of Marxist theory.
-- in order to defend that theory against all the bourgeois
and petty-bourgeois interpretations, i.e. revisions, which seriously threaten
it today: in the first place the opposition Economism/Humanism.
-- in order to develop Marxist theory and produce the
scientific concepts indispensable to the analysis of the class struggle today,
in our countries and elsewhere.
It is essential to read and study Capital. I should
add, it is necessary, essential to read and study Lenin, and all the great
texts, old and new, to which has been consigned the experience of the class
struggle of the international Workers' Movement. It is essential to study the
practical works of the Revolutionary Workers' Movement in their reality, their
problems and their contradictions: their past and, above all, their
present history.
In our countries there are immense resources for the
revolutionary class struggle today. But they must be sought where they are: in
the exploited masses. They will not be 'discovered' without close contact with
the masses, and without the weapons of Marxist-Leninist theory. The bourgeois
ideological notions of 'industrial society', 'neo-capitalism', 'new working
class', 'affluent society', 'alienation' and tutti quanti are
anti-scientific and anti-Marxist: built to fight revolutionaries.
I should therefore add one further remark: the most important
of all.
In order really to understand what one 'reads' and studies in
these theoretical, political and historical works, one must directly
experience oneself the two realities which determine them through and
through: the reality of theoretical practice (science, philosophy) in its
concrete life; the reality of the practice of revolutionary class
struggle in its concrete life, in close contact with the masses. For if
theory enables us to understand the laws of history, it is not intellectuals,
nor even theoreticians, it is the masses who make history. It is
essential to learn with theory -- but at the same time and crucially, it is
essential to learn with the masses.
You attach a great deal of importance to rigour, including a rigorous
vocabulary. Why is that?
A single word sums up the master function of philosophical
practice: 'to draw a dividing line ' between the true ideas and false
ideas. Lenin's words.
But the same word sums up one of the essential operations in
the direction of the practice of class struggle: 'to draw a dividing line
' between the antagonistic classes. Between our class friends and our
class enemies.
It is the same word. A theoretical dividing line
between true ideas and false ideas. A political dividing line between the
people (the proletariat and its allies) and the people's enemies.
Philosophy represents the people's class struggle in theory.
In return it helps the people to distinguish in theory and in all
ideas (political, ethical, aesthetic, etc.) between true ideas and
false ideas. In principle, true ideas always serve the people; false ideas
always serve the enemies of the people.
Why does philosophy fight over words? The realities of the
class struggle are 'represented' by 'ideas' which are 'represented' by words.
In scientific and philosophical reasoning, the words (concepts, categories)
are 'instruments' of knowledge. But in political, ideological and
philosophical struggle, the words are also weapons, explosives or
tranquillizers and poisons. Occasionally, the whole class struggle may be
summed up in the struggle for one word against another word. Certain words
struggle amongst themselves as enemies. Other words are the site of an
ambiguity: the stake in a decisive but undecided battle.
For example : Communists struggle for the suppression
of classes and for a communist society, where, one day, all men will
be free and brothers. However, the whole classical Marxist tradition has
refused to say that Marxism is a Humanism. Why? Because
practically, i.e. in the facts, the word Humanism is exploited
by an ideology which uses it to fight, i.e. to kill, another, true, word, and
one vital to the proletariat: the class struggle.
For example : revolutionaries know that, in the
last instance, everything depends not on techniques, weapons, etc., but on
militants, on their class consciousness, their devotion and their courage.
However, the whole Marxist tradition has refused to say that it is 'man
' who makes history. Why? Because practically, i.e. in the facts,
this expression is exploited by bourgeois ideology which uses it to fight,
i.e. to kill another, true, expression, one vital for the proletariat: it
is the masses who make history.
At the same time, philosophy, even in the lengthy works where
it is most abstract and difficult, fights over words: against lying words,
against ambiguous words; for correct words. It fights over 'shades of
opinion'.
Lenin said: 'Only short-sighted people can consider factional
disputes and a strict differentiation between shades of opinion inopportune or
superfluous. The fate of Russian Social-Democracy for very many years to come
may depend on the strengthening of one or the other "shade".' (What is to
be Done? ).
The philosophical fight over words is a part of the political
fight. Marxist-Leninist philosophy can only complete its abstract, rigorous
and systematic theoretical work on condition that it fights both about very
'scholarly' words (concept, theory, dialectic, alienation, etc.) and about
very simple words (man, masses, people, class struggle).
February 1968
A scientist is justified in presenting a communication before a scientific
society. A communication and a discussion are only possible if they are
scientific. But a philosophical communication and a philosophical
discussion?
Philosophical communication. This term would certainly have
made Lenin laugh, with that whole-hearted, open laugh by which the fishermen
of Capri recognized him as one of their kind and on their side. This was
exactly sixty years ago, in 1908. Lenin was then at Capri, as a guest of
Gorky, whose generosity he liked and whose talent he admired, but whom he
treated nevertheless as a petty-bourgeois revolutionary. Gorky had invited him
to Capri to
take part in philosophical discussions with a small group of Bolshevik
intellectuals whose positions Gorky shared, the Otzovists. 1908: the
aftermath of the first October Revolution, that or 1905, the ebb-tide and
repression of the Workers' Movement. And also disarray among the
'intellectuals', including the Bolshevik intellectuals. Several of them had
formed a group known to history by the name 'Otzovists '.
Politically, the Otzovists were leftists, in favour of
radical measures: recall (otzovat ') of the Party's Duma
Representatives, rejection of every form of legal action and immediate
recourse to violent action. But these leftist proclamations concealed rightist
theoretical positions. The Otzovists were infatuated with a fashionable
philosophy or philosophical fashion, 'empirio-criticism', which had been
updated in form by the famous Austrian physicist, Ernst Mach. This physicists'
and physiologists' philosophy (Mach was not just anybody: he has left his name
in the history of the sciences) was not without affinity with other
philosophies manufactured by scientists like Henri Poincaré, and by historians
of science like Pierre Duhem and Abel Rey.
These are phenomena which we are beginning to understand.
When certain sciences undergo important revolutions (at that time Mathematics
and Physics), there will always be professional philosophers to
proclaim that the 'crisis in science', or mathematics, or physics, has begun.
These philosophers' proclamations are, if I may say so, normal: for a whole
category of philosophers spend their time predicting, i.e. awaiting, the last
gasp of the sciences, in order to administer them the last rites of
philosophy, ad majorem gloriam Dei.
But what is more curious is the fact that, at the same time,
there will be scientists who talk of a crisis in the sciences, and
suddenly discover a surprising philosophical vocation -- in
which they see themselves as suddenly converted into philosophers, although
in fact they were always 'practising' philosophy -- in which they believe they
are uttering revelations, although in fact they are merely repeating
platitudes and anachronisms which come from what philosophy is obliged to
regard as its history.
We are philosophers by trade, so we are inclined to think
that if there is a 'crisis', it is a visible and spectacular philosophical
crisis into which these scientists have worked themselves up when faced with
the growth of a science which they have taken for its conversion, just as a
child can be said to have worked itself up into a feverish crisis. Their
spontaneous, everyday philosophy has simply become visible to them.
Mach's empirio-criticism, and all its by-products, the
philosophies of Bogdanov, Lunacharsky, Bazarov, etc., represented a
philosophical crisis of this kind. Such crises are chronic occurrences. To
give some contemporary idea of this, other things being equal, we can say that
the philosophy which certain biologists, geneticists and linguists today are
busy manufacturing around 'information theory' is a little philosophical
'crisis' of the same kind, in this case a euphoric one.
Now what is remarkable about these scientists' philosophical
crises is the fact that they are always orientated philosophically in one and
the same direction: they revive and update old empiricist or
formalist, i.e. idealist themes; they are therefore always
directed against materialism.
So the Otzovists were empirio-criticists, but since (as
Bolsheviks) they were Marxists, they said that Marxism had to rid itself of
that pre-critical metaphysics, 'dialectical materialism', and that in order to
become the Marxism of the twentieth century, it had at last to furnish itself
with the philosophy it had always lacked, precisely this vaguely
neo-Kantian idealist philosophy, remodelled and authenticated by
scientists: empirio-criticism. Some Bolsheviks of this group even
wanted to integrate into Marxism the 'authentic' humane values of religion,
and to this end called themselves 'God-builders'. But we can ignore this.
So Gorky's aim was to invite Lenin to discuss philosophy with
the group of Otzovist philosophers. Lenin laid down his conditions: Dear
Alexei Maximovich, I should very much like to see you, but I refuse to engage
in any philosophical discussion.
To be sure, this was a tactical attitude: since political
unity among the Bolshevik émigrés was essential, they should not be divided by
a philosophical dispute. But we can discern in this tactic much more than a
tactic, something I should like to call a 'practice ' of philosophy,
and the consciousness of what practising philosophy means; in short the
consciousness of the ruthless, primary fact that philosophy divides. If
science unites, and if it unites without dividing, philosophy divides, and it
can only unite by dividing. We can thus understand Lenin's laughter: there is
no such thing as philosophical communication, no such thing as philosophical
discussion.
All I want to do today is to comment on that laughter, which
is a thesis in itself.
I venture to hope that this thesis will lead us somewhere.
And it leads me straightaway to ask myself the question which
others cannot fail to ask: if no philosophical communication is possible, then
what kind of talk can I give here? It is obviously a talk to philosophers. But
as clothes do not make the man, the audience does not make a talk. My talk
will therefore not be philosophical.
Nevertheless, for necessary reasons linked to the point we
have reached in theoretical history, it will be a talk in
philosophy. But this talk in philosophy will not quite be a talk of
philosophy. It will be, or rather will try to be, a talk on philosophy.
Which means that by inviting me to present a communication, your
Society has anticipated my wishes.
What I should like to say will indeed deserve that title if,
as I hope, I can communicate to you something on philosophy, in short,
some rudimentary elements towards the idea of a theory of philosophy.
Theory: something which in a certain way anticipates a science.
That is how I ask you to understand my title: Lenin
and Philosophy. Not Lenin's philosophy, but Lenin on philosophy.
In fact, I believe that what we owe to Lenin, something which is perhaps not
completely unprecedented, but certainly invaluable, is the beginnings of the
ability to talk a kind of discourse which anticipates what will one day
perhaps be a non-philosophical theory of philosophy.
If such is really Lenin's greatest merit with respect to our present
concern, we can perhaps begin by quickly settling an old, open dispute between
academic philosophy, including French academic philosophy, and Lenin. As I too
am an academic and teach philosophy. I am among those who should wear Lenin's
'cap', if it fits.
To my knowledge, with the exception of Henri Lefebvre who has
devoted an excellent little book to him, French academic philosophy has not
deigned to concern itself with the man who led the greatest political
revolution in modern history and who, in addition, made a lengthy and
conscientious analysis in Materialism and
Empirio-criticism of the works of our compatriots Henri Poincaré,
Pierre Duhem and Abel Rey, not to speak of others.
I hope that any of our luminaries whom I have forgotten will
forgive me, but it seems to me that, if we except articles by Communist
philosophers and scientists, I can hardly find more than a few pages devoted
to Lenin in the last half-century: by Sartre in Les Temps Modernes in
1946 ('Matérialisme et Révolution'), by Merleau-Ponty (in Les Aventures de
la Dialectique ) and by Ricoeur (in an article in Esprit ).
In the last named, Ricoeur speaks of State and Revolution
with respect, but he does not seem to deal with Lenin's 'philosophy'. Sartre
says that the materialist philosophy of Engels and Lenin is 'unthinkable' in
the sense of an Unding, a thought which cannot stand the test of mere
thought, since it is a naturalistic, pre-critical, pre-Kantian and
pre-Hegelian metaphysic; but he generously concedes that it may have the
function of a Platonic 'myth' which helps proletarians to be revolutionaries.
Merleau-Ponty dismisses it with a single word: Lenin's philosophy is an
'expedient'.
It would surely be unbecoming on my part, even given all the
requisite tact, to open a case against the French philosophical tradition of
the last one hundred and fifty years, since the silence in which French
philosophy has buried this past is worth more than any open indictment.
It must really be a tradition which hardly bears looking at, for to this day
no prominent French philosopher has dared publicly to write its history.
Indeed, it takes some courage to admit that French
philosophy, from Maine de Biran and Cousin to Bergson and Brunschvicg, by way
of Ravaisson, Hamelin, Lachelier and Boutroux, can only be salvaged
from its own history by the few great minds against whom it set its face, like
Comte and Durkheim, or buried in oblivion, like Cournot and Couturat; by a few
conscientious historians of philo-
sophy, historians of science and epistemologists who worked patiently and
silently to educate those to whom in part French philosophy owes its
renaissance in the last thirty years. We all know these names; forgive me if I
only cite those who are no longer with us: Cavaillès and Bachelard.[2]
After all, this French academic philosophy, profoundly
religious, spiritualist and reactionary one hundred and fifty years ago, then
in the best of cases conservative, finally belatedly liberal and
'personalist', this philosophy which magnificently ignored Hegel, Marx and
Freud, this academic philosophy which only seriously began to read Kant, then
Hegel and Husserl, and even to discover the existence of Frege and Russell a
few decades ago, and sometimes less, why should it have concerned itself with
this Bolshevik, revolutionary, and politician, Lenin?
Besides the overwhelming class pressures on its strictly
philosophical traditions, besides the condemnation by its most 'liberal'
spirits of 'Lenin's unthinkable pre-critical philosophical thought', the
French philosophy which we have inherited has lived in the conviction that it
can have nothing philosophical to learn either from a politician or from
politics. To give just one example, it was only a little while ago that a few
French academic philosophers first turned to the study of the great
theoreticians of political philosophy, Machiavelli, Spinoza, Hobbes, Grotius,
Locke and even Rousseau, 'our' Rousseau. Only thirty years earlier, these
authors were abandoned to literary critics and jurists as left-overs.
But French academic philosophy was not mistaken in its
radical refusal to learn anything from politicians and politics, and therefore
from Lenin. Everything which touches
on politics may be fatal to philosophy, for philosophy lives on politics.
Of course, it cannot be said that, if academic philosophy has
ever read him, Lenin did not more than repay it in kind, 'leaving it the
change'! Listen to him in Materialism and Empirio-criticism, invoking
Dietzgen, the German proletarian who Marx and Engels said had discovered
'dialectical materialism ' 'all by himself', as an auto-didact, because
he was a proletarian militant:
'Graduated flunkeys ', who with their talk of
'ideal blessings ' stultify the people by their tortuous 'idealism
' -- that is J. Dietzgen's opinion of the professors of philosophy.
'Just as the antipodes of the good God is the devil, so the
professorial priest had his opposite pole in the materialist .' The
materialist theory of knowledge is 'a universal weapon against religious
belief ', and not only against the 'notorious, formal and common
religion of the priests, but also against the most refined,
elevated professorial religion of muddled idealists '. Dietzgen was
ready to prefer 'religious honesty ' to the 'half-heartedness '
of free-thinking professors, for 'there a system prevails ', there we
find integral people, people who do not separate theory from practice. For the
Herr Professors 'philosophy is not a science, but a means of defence
against Social-Democracy '. Ruthless though it is, this text also manages to distinguish
between 'free-thinkers' and 'integral people', even when they are
religious, who have a 'system' which is not just speculative but
inscribed in their practice. It is also lucid:
it is no accident that it ends with an astonishing phrase of Dietzgen's,
which Lenin quotes: we need to follow a true path; but in order to follow a
true path it is necessary to study philosophy, which is 'the falsest
of all false paths ' (der Holzweg-der Holzwege). Which means, to speak
plainly, that there can be no true path (sc. in the sciences, but above
all in politics) without a study, and, eventually a theory of philosophy as
a false path.
In the last resort, and more important than all the reasons I
have just evoked, this is undoubtedly why Lenin is intolerable to academic
philosophy, and, to avoid hurting anyone, to the vast majority of
philosophers, if not to all philosophers, whether academic or otherwise. He
is, or has been on one occasion or another, philosophically intolerable to
everyone (and obviously I also mean myself). Intolerable, basically, because
despite all they may say about the pre-critical character of his philosophy
and the summary aspect of some of his categories, philosophers feel and know
that this is not the real question. They feel and know that Lenin is
profoundly indifferent to their objections. He is indifferent first, because
he foresaw them long ago. Lenin said himself: I am not a philosopher, I am
badly prepared in this domain (Letter to Gorky, 7
February 1908). Lenin said: I know that my formulations and definitions are
vague, unpolished; I know that philosophers are going to accuse my materialism
of being 'metaphysical'. But he adds: that is not the question. Not only do I
not 'philosophize' with their philosophy, I do not 'philosophize' like them at
all. Their way of 'philosophizing' is to expend fortunes of intelligence and
subtlety for no other purpose than to ruminate in philosophy. Whereas I
treat philosophy differently, I practise it, as Marx intended, in
obedience to what it is. That is why I believe I am a 'dialectical
materialist'.
Materialism and Empirio-criticism contains all this,
either
directly or between the lines. And that is why Lenin the philosopher is
intolerable to most philosophers, who do not want to know, i.e. who realize
without admitting it, that this is the real question. The real question
is not whether Marx, Engels and Lenin are or are not real philosophers,
whether their philosophical statements are formally irreproachable, whether
they do or do not make foolish statements about Kant's 'thing-in-itself',
whether their materialism is or is not pre-critical, etc. For all these
questions are and always have been posed inside a certain practice of
philosophy. The real question bears precisely on this traditional practice
which Lenin brings back into question by proposing a quite different
practice of philosophy.
This different practice contains something like a promise or
outline of an objective knowledge of philosophy's mode of being. A
knowledge of philosophy as a Holzweg der Holzwege. But the last thing
philosophers and philosophy can bear, the intolerable, is perhaps precisely
the idea of this knowledge. What philosophy cannot bear is the idea of a
theory (i.e. of an objective knowledge) of philosophy capable of changing its
traditional practice. Such a theory may be fatal for philosophy, since it
lives by its denegation.
So academic philosophy cannot tolerate Lenin (or Marx for
that matter) for two reasons, which are really one and the same. On the one
hand, it cannot bear the idea that it might have something to learn from
politics and from a politician. And on the other hand, it cannot bear the idea
that philosophy might be the object of a theory, i.e. of an objective
knowledge.
That into the bargain, it should be a politician like
Lenin, an 'innocent' and an auto-didact in philosophy who had the audacity to
suggest the idea that a theory of philosophy is
essential to a really conscious and responsible practice of philosophy, is
obviously too much. . . .
Here, too, philosophy, whether academic or otherwise, is not
mistaken: it puts up such a stubborn resistance to this apparently accidental
encounter in which a mere politician suggests to it the beginnings of a
knowledge of what philosophy is, because this encounter hits the mark,
the most sensitive point, the point of the intolerable, the point of the
repressed, which traditionally philosophy has merely ruminated --
precisely the point at which, in order to know itself in its theory,
philosophy has to recognize that it is no more than a certain investment of
politics, a certain continuation of politics, a certain rumination of
politics.
Lenin happens to have been the first to say so. It also
happens that he could say so only because he was a politician, and not
just any politician, but a proletarian leader. That is why Lenin is
intolerable to philosophical rumination, as intolerable -- and I choose my
words carefully -- as Freud is to psychological rumination.
It is clear that between Lenin and established philosophy
there are not just misunderstandings and incidental conflicts, not even just
the philosophy professors' reactions of wounded sensibility when the son of a
teacher, a petty lawyer who became a revolutionary leader, declares bluntly
that most of them are petty-bourgeois intellectuals functioning in the
bourgeois education system as so many ideologists inculcating the mass of
student youth with the dogmas -- however critical or post-critical -- of the
ideology of the ruling classes.[4] Between Lenin and
established philosophy there is a peculiarly intolerable connexion: the
connexion in which the reigning philosophy is touched to the quick of what it
represses: politics.
3
But before we can really see how the relations between Lenin and philosophy
reached this point, we must go back a little and, before discussing Lenin and
philosophy in general, we have to establish Lenin's place in Marxist
philosophy, and therefore to raise the question of the state of Marxist
philosophy.
I cannot hope to outline the history of Marxist philosophy
here. I am in no position to do so, and for an altogether determinant reason:
I should have to know precisely what was this X whose history I proposed to
write, and if I knew that, I would also have to be in a position to know
whether this X has or has not a History, i.e. whether it has or has not the
right to a History.
Rather than outlining, even very roughly, the 'history' of
Marxist philosophy, I should like to demonstrate the existence of a
symptomatic difficulty, in the light of a sequence of texts and works in
History.
This difficulty has given rise to famous disputes which have
lasted to the present day. The names most often given to these disputes signal
its existence: what is the core of Marxist theory? a science or a philosophy?
Is Marxism at heart a philosophy, the 'philosophy of praxis' -- but then what
of the scientific claims made by Marx? Is Marxism, on the contrary, at heart a
science, historical materialism, the science of history -- but then what of
its philosophy, dialectical materialism? Or again, if we accept the classical
distinction between historical materialism (science) and dialectical
materialism (philosophy), how are we to think this distinction: in traditional
terms or in new terms? Or again, what are the relations between materialism
and the dialectic in dialectical materialism? Or again, what is the dialectic:
a mere method? or philosophy as a whole?
This difficulty which has provided the fuel for so many
disputes is a symptomatic one. This is intended to suggest that it is
the evidence for a partly enigmatic reality, of which the classical questions
that I have just recalled are a certain treatment, i.e. a certain
interpretation. Speaking very schematically, the classical formulations
interpret this difficulty solely in terms of philosophical questions,
i.e. inside what I have called philosophical rumination -- whereas it is
undoubtedly necessary to think these difficulties and the philosophical
questions which they cannot fail to provoke, in quite different terms: in
terms of a problem, i.e. of objective (and therefore scientific)
knowledge. Only on this condition, certainly, is it possible to understand the
confusion that has led people to think in terms of prematurely philosophical
questions the essential theoretical contribution of Marxism to philosophy,
i.e. the insistence of a certain problem which may well produce
philosophical effects, but only insofar as it is not itself in the last
instance a philosophical question.
If I have deliberately used terms which presuppose certain
distinctions (scientific problem, philosophical question), this is not so as
to pass judgement on those who have been subject to this confusion, for we are
all subject to it and we all have every reason to think that it was and still
is inevitable -- so much so that Marxist philosophy itself has been and still
is caught in it, for necessary reasons.
For finally, a glance at the theatre of what is called
Marxist philosophy since the Theses on Feuerbach
is enough to show that it presents a rather curious spectacle. Granted that
Marx's early works do not have to be taken into account (I know that this is
to ask a concession which some people find difficult to accept, despite the
force of the arguments I have put forward), and that we subscribe to Marx's
statement that The German Ideology represented a
decision to 'settle accounts with his erstwhile philosophical
consciousness', and therefore a rupture and conversion in his thought, then
when we examine what happens between the Theses on Feuerbach (the first
indication of the 'break', 1845 ) and Engels's Anti-Dühring (1877
), the long interval of philosophical emptiness cannot fail to strike us.
The XIth Thesis on Feuerbach proclaimed: 'The philosophers
have only interpreted the world in various ways; the point is to change it.'
This simple sentence seemed to promise a new philosophy, one which was no
longer an interpretation, but rather a transformation of the
world. Moreover, that is how it was read more than half a century later, by
Labriola, and then following him, by Gramsci, both of whom defined Marxism
essentially as a new philosophy, a 'philosophy of praxis'. Yet we have to face
the fact that this prophetic sentence produced no new philosophy immediately,
at any rate, no new philosophical discourse, quite the contrary, it merely
initiated a long philosophical silence. This silence was only broken publicly
by what had all the appearances of an unforeseen accident: a precipitate
intervention by Engels, forced to do ideological battle with Dühring,
constrained to follow him onto his own 'territory' in order to deal with the
political consequences of the 'philosophical' writings of a blind teacher of
mathematics who was beginning to exercise a dangerous influence over German
socialism.
Here we have a strange situation indeed: a Thesis which seems
to announce a revolution in philosophy -- then a thirty-year long
philosophical silence, and finally a few improvised chapters of philosophical
polemic published by Engels for political and ideological reasons as an
introduction to a remarkable summary of Marx's scientific theories.
Must we conclude that we are the victims of a retrospective
philosophical illusion when we read the XIth
Thesis on Feuerbach as the proclamation of a philosophical revolution? Yes
and no. But first before saying no, I think it is necessary to say yes,
seriously: yes, we are essentially the victims of a philosophical
illusion. What was announced in the Theses on Feuerbach was, in the
necessarily philosophical language of a declaration of rupture with all
'interpretative' philosophy, something quite different from a new philosophy:
a new science, the science of history, whose first, still infinitely fragile
foundations Marx was to lay in The German Ideology.
The philosophical emptiness which followed the proclamation
of Thesis XI was thus the fullness of a science, the fullness of the intense,
arduous and protracted labour which put an unprecedented science on to the
stocks, a science to which Marx was to devote all his life, down to the last
drafts for Capital, which he was never able to complete. It is this
scientific fullness which represents the first and most profound reason why,
even if Thesis XI did prophetically announce an event which was to make its
mark on philosophy, it could not give rise to a philosophy, or rather
had to proclaim the radical suppression of all existing philosophy in
order to give priority to the work needed for the theoretical gestation of
Marx's scientific discovery.
This radical suppression of philosophy is, as is well known,
inscribed in so many words in The German Ideology. It is essential,
says Marx in that work, to get rid of all philosophical fancies and turn to
the study of positive reality, to tear aside the veil of philosophy and at
last see reality for what it is.
The German Ideology bases this suppression of
philosophy on a theory of philosophy as a hallucination and mystification, or
to go further, as a dream, manufactured from what I shall call the
day's residues of the real history of concrete men, day's residues endowed
with a purely imag-
inary existence in which the order of things is inverted. Philosophy, like
religion and ethics, is only ideology; it has no history, everything which
seems to happen in it really happens outside it, in the only real history, the
history of the material life of men. Science is then the real itself, known by
the action which reveals it by destroying the ideologies that veil it:
foremost among these ideologies is philosophy.
Let us halt at this dramatic juncture and explore its
meaning. The theoretical revolution announced in Thesis XI is in reality the
foundation of a new science. Employing a concept of Bachelard's, I believe we
can think the theoretical event which inaugurates this new science as an
'epistemological break'.
Marx founds a new science, i.e. he elaborates a system of new
scientific concepts where previously there prevailed only the manipulation of
ideological notions. Marx founds the science of history where there were
previously only philosophies of history. When I say that Marx organized a
theoretical system of scientific concepts in the domain previously monopolized
by philosophies of history, I am extending a metaphor which is no more than a
metaphor: for it suggests that Marx replaced ideological theories with a
scientific theory in a uniform space, that of History. In reality, this domain
itself was reorganized. But with this crucial reservation, I propose to stick
to the metaphor for the moment, and even to give it a still more precise form.
If in fact we consider the great scientific discoveries of
human history, it seems that we might relate what we call the sciences,
as a number of regional formations, to what I shall call the great
theoretical continents. The distance that we have now obtained enables
us, without anticipating a future which neither we nor Marx can 'stir in the
pot', to pursue our improved metaphor and say that, before Marx,
two continents only had been opened up to scientific knowledge by
sustained epistemological breaks: the continent of Mathematics with the
Greeks (by Thales or those designated by that mythical name) and the
continent of Physics (by Galileo and his successors). A science like
chemistry, founded by Lavoisier's epistemological break, is a regional science
within the continent of physics: everyone now knows that it is inscribed in
it. A science like biology, which came to the end of the first phase of its
epistemological break, inaugurated by Darwin and Mendel, only a decade ago, by
its integration with molecular chemistry, also becomes part of the continent
of physics. Logic in its modern form becomes part of the continent of
Mathematics, etc. On the other hand, it is probable that Freud's discovery has
opened a new continent, one which we are only just beginning to explore.
If this metaphor stands up to the test of its extension, I
can put forward the following proposition. Marx has opened up to scientific
knowledge a new, third scientific continent, the continent of History, by an
epistemological break whose first still uncertain strokes are inscribed in
The German Ideology, after having been announced in the Theses of
Feuerbach. Obviously this epistemological break is not an instantaneous
event. It is even possible that one might, by recurrence and where some of its
details are concerned, assign it a sort of premonition of a past. At
any rate, this break becomes visible in its first signs, but these
signs only inaugurate the beginning of an endless history. Like every break,
this break is actually a sustained one within which complex reorganizations
can be observed.
In fact, the operation of these reorganizations, which affect
essential concepts and their theoretical components, can be observed
empirically in the sequence of Marx's writings: in the Manifesto and The Poverty of
Philosophy
of 1847, in A Contribution to the Critique of Political Economy of
1859, in Wages,
Price and Profits Of course, this new science is materialist, but so is every
science, and that is why its general theory is called 'historical
materialism'. Here materialism is quite simply the strict attitude of the
scientist to the reality of his object which allows him to grasp what Engels
called 'nature just as it exists without any foreign admixture'.
In the slightly odd phrase 'historical materialism' (we do
not use the phrase 'chemical materialism' to designate chemistry), the word
materialism registers both the initial rupture with the idealism of
philosophies of history and the installation of scientificity with respect to
history. Historical materialism thus means: science of history. If the birth
of something like a Marxist philosophy is ever to be possible, it would seem
that it must be from the very gestation of this science, a quite original
sister, certainly, but in its very
strangeness a sister of the existing sciences, after the long interval
which always divides a philosophical reorganization from the scientific
revolution which induced it.
Indeed, in order to go further into the reasons for this
philosophical silence, I am driven to put forward a thesis concerning the
relations between the sciences and philosophy without going further than to
illustrate it with empirical data. Lenin began his book State and Revolution
with this simple empirical comment: the State has not always existed; the
existence of the State is only observable in class societies. In the same way,
I shall say: philosophy has not always existed; the existence of philosophy is
only observable in a world which contains what is called a science or a number
of sciences. A science in the strict sense: a theoretical, i.e. ideal
(idéelle ) and demonstrative discipline, not an aggregate of empirical
results.
Here in brief are my empirical illustrations of this thesis.
If philosophy is to be born, or reborn, one or more sciences
must exist. Perhaps this is why philosophy in the strict sense only began with
Plato, its birth induced by the existence of Greek Mathematics; was overhauled
by Descartes, its modern revolution induced by Galilean physics; was recast by
Kant under the influence of Newton's discovery; and was remodelled by Husserl
under the impetus of the first axiomatics, etc.
I only suggest this theme, which needs to be tested, in order
to point out, in the empirical mode still, that ultimately Hegel was not wrong
to say that philosophy takes wing at dusk : when science, born at dawn,
has already lived the time of a long day. Philosophy is thus always a long day
behind the science which induces the birth of its first form and the rebirths
of its revolutions, a long day which may last years, decades, a half-century
or a century.
We should realize that the shock of a scientific break does
not make itself felt at once, that time is needed for it to reorganize
philosophy.
We should also conclude, no doubt, that the work of
philosophical gestation is closely linked with the work of scientific
gestation, each being at work in the other. It is clear that the new
philosophical categories are elaborated in the work of the new science. But it
is also true that in certain cases (to be precise, Plato, Descartes) what is
called philosophy also serves as a theoretical laboratory in which the new
categories required by the concepts of the new science are brought into focus.
For example, was it not in Cartesianism that a new category of causality was
worked out for Galilean physics, which had run up against Aristotelian cause
as an 'epistemological obstacle'? If we add to this the fact that the great
philosophical events with which we are familiar (ancient philosophy descending
from Plato, modern philosophy descending from Descartes) are clearly related
to inducements from the opening of the two scientific continents, Greek
Mathematics and Galilean Physics, we can pronounce (for this is all still
emprical) certain inferences about what I think we can call Marxist
philosophy. Three inferences:
First inference. If Marx really has opened up a new
continent to scientific knowledge, his scientific discovery ought to induce
some kind of important reorganization in philosophy. The XIth Thesis was
perhaps ahead of its time, but it really did announce a major event in
philosophy. It seems that this may be the case.
Second inference. Philosophy only exists by virtue of
the distance it lags behind its scientific inducement. Marxist philosophy
should therefore lag behind the Marxist science of history. This does indeed
seem to be the case. The thirty-year desert between the Theses on
Feuerbach and Anti-Dühring is evidence of this, as are certain long
periods of
deadlock later, periods in which we and many others are still marking time.
Third inference. There is a chance that we shall find
more advanced theoretical elements for the elaboration of Marxist philosophy
than we might have expected in the gestation of Marxist science, given the
distance we now have on its lag. Lenin used to say that one should look in
Marx's Capital for his dialectic -- by which he meant Marxist
philosophy itself. Capital must contain something from which to
complete or forge the new philosophical categories: they are surely at work in
Capital, in the 'practical state'. It seems that this may be the case.
We must read Capital in order to find out.
The day is always long, but as luck would have it, it is
already far advanced, look: dusk will soon fall. Marxist philosophy will take
wing.
Taken as guide-lines, these inferences introduce, if I may
say so, a kind of order into our concerns and hopes, and also into certain of
our thoughts. We can now understand that the ultimate reason why Marx, trapped
as he was in poverty, fanatical scientific work and the urgent demands of
political leadership, never wrote the Dialectic (or Philosophy) he dreamed of,
was not, whatever he may have thought, that he never 'found the time'.
We can now understand that the ultimate reason why Engels, suddenly confronted
with the necessity, as he writes, of 'having his say on philosophical
questions', could not satisfy the professional philosophers, was not the
improvised character of a merely ideological polemic. We can now understand
that the ultimate reason for the philosophical limitations of Materialism
and Empirio-criticism was not just a matter of the constraints of the
ideological struggle.
We can now say it. The time that Marx could not find,
Engels's philosophical extemporization, the laws of the
ideological struggle in which Lenin was forced merely to turn his enemy's
own weapons against him, each of these is a good enough excuse, but together
they do not constitute a reason.
The ultimate reason is that the times were not ripe, that
dusk had not yet fallen, and that neither Marx himself, nor Engels, nor Lenin
could yet write the great work of philosophy which Marxism-Leninism lacks. If
they did come well after the science on which it depends, in one way or
another they all still came too soon for a philosophy, which is
indispensable, but cannot be born without a necessary lag.
Given the concept of this necessary 'lag', everything should
become clear, including the misunderstanding of those like the young Lukács
and Gramsci, and so many others without their gifts, who were so impatient
with the slowness of the birth of this philosophy that they proclaimed that it
had already long been born, from the beginning, from the Theses on
Feuerbach, i.e. well before the beginnings of Marxist science
itself -- and who, to prove this to themselves, simply stated that since every
science is a 'superstructure', and every existing science is therefore
basically positivist because it is bourgeois, Marxist 'science' could not but
be philosophical, and Marxism a philosophy, a post-Hegelian philosophy
or 'philosophy of praxis'.
Given the concept of this necessary 'lag', light can be cast
on many other difficulties, too, even in the political history of
Marxist organizations, their defeats and crises. If it is true, as the whole
Marxist tradition claims, that the greatest event in the history of the class
struggle -- i.e. practically in human history -- is the union of Marxist
theory and the Workers' Movement, it is clear that the internal balance of
that union may be threatened by those failures of
theory known as deviations, however trivial they may be; we can
understand the political scope of the unrelenting theoretical disputes
unleased in the Socialist and then in the Communist Movement, over what Lenin
calls mere 'shades of opinion', for, as he said in What is to be done?: 'The
fate of Russian Social-Democracy for very many years to come may depend on the
strengthening of one or other "shade" .'
Therefore, Marxist theory being what it is, a science and a
philosophy, and the philosophy having necessarily lagged behind the science,
which has been hindered in its development by this, we may be tempted to think
that these theoretical deviation were, at bottom, inevitable, not just
because of the effects of the class struggle on and in theory, but also
because of the dislocation (décalage ) inside theory itself.
In fact, to turn to the past of the Marxist Worker's
Movement, we can call by their real names the theoretical deviations which
have led to the great historical defeats for the proletariat, that of the
Second International, to mention only one. These deviations are called
economism, evolutionism, voluntarism, humanism, empiricism, dogmatism, etc.
Basically, these deviations are philosophical deviations, and were
denounced as philosophical deviations by the great workers' leaders, starting
with Engels and Lenin.
But this now brings us quite close to understanding why they
overwhelmed even those who denounced them: were they not in some way
inevitable, precisely as a function of the necessary lag of Marxist
philosophy?
To go further, if this is the case, and even in the deep
crisis today dividing the International Communist Movement, Marxist
philosophers may well tremble before the task -- unanticipated because so long
anticipated -- which history has assigned and entrusted to them. If it is true
as
so many signs indicate, that today the lag of Marxist philosophy can in
part be overcome, doing so will not only cast light on the past, but also
perhaps transform the future.
In this transformed future, justice will be done equitably to
all those who had to live in the contradiction of political urgency and
philosophical lag. Justice will be done to one of the greatest: to Lenin.
Justice: his philosophical work will then be perfected. Perfected, i.e.
completed and corrected. We surely owe this service and this homage to the man
who was lucky enough to be born in time for politics, but unfortunate enough
to be born too early for philosophy. After all, who chooses his own birth
date?
Now that the 'history' of Marxist theory has shown us why Marxist
philosophy lags behind the science of history, we can go directly to Lenin and
into his work. But then our philosophical 'dream' will vanish: things do not
have its simplicity.
Let me anticipate my conclusion. No, Lenin was not born too
soon for philosophy. No one is ever born too soon for philosophy. If
philosophy lags behind, if this lag is what makes it philosophy, how is it
ever possible to lag behind a lag which has no history? If we absolutely must
go on talking of a lag: it is we who are lagging behind Lenin. Our lag is
simply another name for a mistake. For we are philosophically mistaken about
the relations between Lenin and philosophy. The relations between Lenin and
philosophy are certainly expressed in philosophy, inside the 'game'
which constitutes philosophy as philosophy, but these relations are not
philosophical, because this 'game' is not philosophical.
I want to try to expound the reasons for these conclusions
in a concise and systematic, and therefore necessarily schematic, form,
taking as the object of my analysis Lenin's great 'philosophical' work:
Materialism and Empirio-criticism. I shall divide this exposition into
three moments:
1. Lenin's great philosophical Theses.
2. Lenin and philosophical practice.
3. Lenin and partisanship in philosophy.
In dealing with each of these points, I shall be concerned to
show what was new in Lenin's contribution to Marxist theory.
By Theses, I mean, like anyone else, the philosophical positions taken by
Lenin, registered in philosophical pronouncements. For the moment I shall
ignore the objection which has provided academic philosophy with a screen or
pretext for its failure to read Materialism and Empirio-criticism :
Lenin's categorial terminology, his historical references, and even his
ignorances.
It is a fact itself worthy of a separate study that, even in
the astonishing 'in lieu of an introduction' to Materialism and
Empirio-criticism which takes us brusquely back to Berkeley and Diderot,
Lenin in many respects situates himself in the theoretical space of
eighteenth-century empiricism, i.e. in a philosophical problematic which
is 'officially' pre-critical -- if it is assumed that philosophy became
'officially' critical with Kant.
Once we have noted the existence of this reference system,
once we know its structural logic, we can explain Lenin's theoretical
formulations as so many effects of this logic, including the incredible
contortions which he inflicts on the categorial terminology of empiricism in
order to turn it against empiricism. For if he does think in the
problematic of objective empiricism (Lenin even says 'objective
sensualism') and if the fact of thinking in that problematic often affects not
just the formulations of his thought, but even some of its movements, no one
could deny that Lenin does think, i.e. thinks systematically and
rigorously. It is this thought which matters to us, in that it pronounces
certain Theses. Here they are, pronounced in their naked essentials. I shall
distinguish three of them:
Thesis 1. Philosophy is not a science.
Philosophy is distinct from the sciences. Philosophical categories are
distinct from scientific concepts.
This is a crucial thesis. Let me indicate the decisive point
in which its destiny is at stake: the category of matter, surely the
touchstone for a materialist philosophy and for all the philosophical souls
who hope for its salvation, i.e. its death. Now Lenin says in so many words
that the distinction between the philosophical category of matter and the
scientific concept of matter is vital for Marxist philosophy:
Matter is a philosophical category (Materialism and
Empirio-criticism, p. 130). It follows that the philosophical category of matter,
which is conjointly a Thesis of existence and a Thesis of objectivity,
can never be confused with the contents of the scientific concepts of
matter. The scientific concepts of matter define knowledges, relative to the
historical state of the sciences, about the objects of those sciences. The
content of the scientific concept of matter changes with the development, i.e.
with the deepening of scientific knowledge. The meaning of the philosophical
category of matter does not change,
since it does not apply to any object of science, but affirms the
objectivity of all scientific knowledge of an object. The category of
matter cannot change. It is 'absolute'.
The consequences which Lenin draws from this distinction are
crucial. Firstly, he re-establishes the truth about what was then called the
'crisis of physics': physics is not in crisis, but in growth. Matter has not
'disappeared'. The scientific concept of matter alone has changed in
content, and it will always go on changing in the future, for the process
of knowledge is infinite in its object itself.
The scientific pseudo-crisis of physics is only a
philosophical crisis or fright in which ideologists, even though some
of them are also scientists, are openly attacking materialism. When they
proclaim the disappearance of matter, we should hear the silent discourse of
their wish: the disappearance of materialism!
And Lenin denounces and knocks down all those ephemerally
philosophical scientists who thought their time had come. What is left of
these characters today? Who still remembers them? We must concede at least
that this philosophical ignoramus Lenin had good judgement. And what
professional philosopher was capable, as he was, of committing himself without
hesitation or delay, so far and so surely, absolutely alone, against everyone,
in an apparently lost cause? I should be grateful if anyone could give me one
name -- other than Husserl, at that time Lenin's objective ally against
empiricism and historicism -- but only a temporary ally and one who could not
meet him, for Husserl, as a good 'philosopher', believed he was going
'somewhere'.
But Lenin's Thesis goes further than the immediate
conjuncture. If it is absolutely essential to distinguish between the
philosophical category of matter and every scientific concept, it follows that
those materialists who apply philosophical categories to the objects of the
sciences
as if they were concepts of them are involved in a case of 'mistaken
identity'. For example, anyone who wants to make conceptual use of
categorial oppositions like matter/mind or matter/consciousness is only
too likely to lapse into tautology, for the 'antithesis of matter and
mind has absolute significance only within the bounds of a very limited field
-- in this case exclusively within the bounds of the fundamental
epistemological problem of what is to be regarded as primary and what as
secondary [i.e. in philosophy]. Beyond these bounds [i.e. in the sciences] the
relative character of this antithesis is indubitable' (op. cit., p. 147).
I cannot go into other very wide-ranging consequences, e.g.
into the fact that from Lenin's point of view the distinction between
philosophy and the sciences necessarily opens up the field of a theory of the
history of knowledges, or the fact that Lenin announces in his theory the
historical limits of all truth (sc. all scientific knowledge) which he
thinks as a theory of the distinction between absolute truth and
relative truth (in this theory a single opposition of categories is
used to think both the distinction between philosophy and the sciences, and
the necessity for a theory of the history of the sciences).
I would just ask you to note what follows. The distinction
between philosophy and the sciences, between philosophical categories and
scientific concepts, constitutes at heart the adoption of a radical
philosophical position against all forms of empiricism and positivism :
against the empiricism and positivism even of certain materialists, against
naturalism, against psychologism, against historicism (on this particular
point see Lenin's polemical violence against Bogdanov's historicism).
It must be admitted that this is not so bad for a philosopher
whom it is easy to dismiss as pre-critical and pre-
Kantian on the grounds of a few of his formulations, indeed, it is far
rather astonishing, since it is clear that in 1908 this Bolshevik leader had
never read a line of Kant and Hegel, but had stopped at Berkeley and Diderot.
And yet, for some strange reason, he displays a 'critical' feeling for his
positivist opponents and a remarkable strategic discernment within the
religious concert of the 'hyper-critical' philosophy of his day.
The most amazing thing of all is the fact that Lenin manages
the tour de force of taking up these anti-empiricist positions
precisely in the field of an empiricist reference problematic. It
certainly is a paradoxical exploit to manage to be anti-empiricist while
thinking and expressing oneself in the basic categories of empiricism, and
must surely pose a slight 'problem' for any philosopher of good faith who is
prepared to examine it.
Does this by any chance mean that the field of the
philosophical problematic, its categorial formulations and its philosophical
pronouncements are relatively indifferent to the philosophical positions
adopted? Does it mean that at heart nothing essentially happens in what seems
to constitute philosophy? Strange.
Thesis 2. If philosophy is distinct from the
sciences, there is a privileged link between philosophy and the sciences. This
link is represented by the materialist thesis of objectivity.
Here, two points are essential.
The first concerns the nature of scientific knowledge. The
suggestions contained in Materialism and Empirio-criticism are taken
up, developed and deepened in the Philosophical Notebooks : they give
their full meaning to the anti-empiricism and anti-positivism which Lenin
shows within his conception of scientific practice. In this respect,
Lenin must also be regarded as a witness who speaks of scientific
practice as a genuine practitioner. A reading of the texts he devoted to
Marx's Capital between 1898 and 1905, and his analysis of The
Development of Capitalism in Russia is enough to show that his scientific
practice as a Marxist theoretician of history, political economy and sociology
was constantly accompanied by acute epistemological reflections which his
philosophical texts simply take up in a generalized form.
What Lenin reveals, and here again, using categories which
may be contaminated by his empiricist references (e.g. the category of
reflection), is the anti-empiricism of scientific practice, the decisive role
of scientific abstraction, or rather, the role of conceptual systematicity,
and in a more general way, the role of theory as such.
Politically, Lenin is famous for his critique of
'spontaneism', which, it should be noted, is not directed against the
spontaneity, resourcefulness, inventiveness and genius of the masses of the
people but against a political ideology which, screened by an exaltation of
the spontaneity of the masses, exploits it in order to divert it into an
incorrect politics. But it is not generally realized that Lenin adopts exactly
the same position in his conceptions of scientific practice. Lenin wrote:
'without revolutionary theory there can be no revolutionary movement .'
He could equally have written: without scientifc theory there can be no
production of scientific knowledges. His defence of the requirements of
theory in scientific practice precisely coincides with his defence of the
requirements of theory in political practice. His anti-spontaneism then takes
the theoretical form of anti-empiricism, anti-positivism and anti-pragmatism.
But just as his political anti-spontaneism presupposes the
deepest respect for the spontaneity of the masses, his theoretical
anti-spontaneism presupposes the greatest respect for practice in the
process of knowledge. Neither in his
conception of science, nor in his conception of politics does Lenin for one
moment fall into theoreticism.
This first point enables us to understand the second.
Materialist philosophy is, in Lenin's eyes, profoundly linked to scientific
practice. This thesis must, I believe, be understood in two senses.
First in an extremely classical sense which illustrates what
we have been able to observe empirically in the history of the relations which
link all philosophy to the sciences. For Lenin, what happens in the sciences
is a crucial concern of philosophy. The great scientific revolutions induce
important reorganizations in philosophy. This is Engels's famous thesis:
materialism changes in form with each great scientific discovery. Engels was
fascinated by the philosophical consequences of discoveries in the natural
sciences (the cell, evolution, Carnot's principle, etc.), but Lenin defends
the same thesis in a better way by showing that the decisive discovery which
has induced an obligatory reorganization of materialist philosophy does not
come so much from the sciences of nature as from the science of
history, from historical materialism.
In a second sense, Lenin invokes an important argument. Here
he no longer talks of philosophy in general, but of materialist philosophy.
The latter is particularly concerned with what happens in scientific practice,
but in a manner peculiar to itself, because it represents, in its
materialist thesis, the 'spontaneous ' convictions of scientists about
the existence of the objects of their sciences, and the objectivity of their
knowledge.
In Materialism and Empirio-criticism, Lenin constantly
repeats the statement that most specialists in the sciences of nature are
'spontaneously' materialistic, at least in one of the tendencies of
their spontaneous philosophy. While fighting the ideologies of the spontaneism
of scientific
practice (empiricism, pragmatism), Lenin recognizes in the experience of
scientific practice a spontaneous materialist tendency of the highest
importance for Marxist philosophy. He thus interrelates the materialist theses
required to think the specificity of scientific knowledge with the
spontaneous materialist tendency of the practitioners of the sciences:
as expressing both practically and theoretically one and the same materialist
thesis of existence and objectivity.
Let me anticipate and say that the Leninist insistence on
affirming the privileged link between the sciences and Marxist materialist
philosophy is evidence that here we are dealing with a decisive nodal point,
which, if I may, I shall call Nodal Point No. 1.
But precisely in this mention of the spontaneous philosophy
of the scientist something important is emerging which will bring us to
another decisive nodal point of a quite different kind.
Thesis 3. Here, too, Lenin is taking up a
classical thesis expounded by Engels in Ludwig Feuerbach and the End
of Classical German Philosophy, but he gives it an unprecedented
scope. This thesis concerns the history of philosophy conceived as the history
of an age-old struggle between two tendencies: idealism and materialism.
It must be admitted that in its bluntness, this thesis runs
directly counter to the convictions of the great majority of professional
philosophers. If they are prepared to read Lenin, and they will all have to
some day, they will all admit that his philosophical theses are not so summary
as reputation makes them. But I am afraid that they will stubbornly resist
this last thesis, for it threatens to wound them in their most profound
convictions. It appears far too crude, fit only for public, i.e. ideological
and political, disputes. To say that the whole history of philosophy can be
reduced in the last instance to a struggle between
materialism and idealism seems to cheapen all the wealth of the history of
philosophy.
In fact, this thesis amounts to the claim that essentially
philosophy has no real history. What is a history which is no more than
the repetition of the clash between two fundamental tendencies? The forms and
arguments of the fight may vary, but if the whole history of philosophy is
merely the history of these forms, they only have to be reduced to the
immutable tendencies that they represent for the transformation of these forms
to become a kind of game for nothing. Ultimately, philosophy has no
history, philosophy is that strange theoretical site where nothing really
happens, nothing but this repetition of nothing. To say that nothing
happens in philosophy is to say that philosophy leads nowhere because it is
going nowhere : the paths it opens really are, as Dietzgen said, long
before Heidegger, 'Holzwege ', paths that lead nowhere.
Besides, that is what Lenin suggests in practice,
when, right at the beginning of Materialism and Empirio-criticism, he
explains that Mach merely repeats Berkeley, and himself counterposes to
this his own repetition of Diderot. Worse still, it is clear that
Berkeley and Diderot repeat each other, since they are in agreement about the
matter/mind opposition, merely arranging its terms in a different way. The
nothing of their philosophy is only the nothing of this inversion of the terms
in an immutable categorial opposition (Matter/Mind) which represents in
philosophical theory the play of the two antagonistic tendencies in
confrontation in this opposition. The history of philosophy is thus nothing
but the nothing of this repeated inversion. In addition, this thesis would
restore a meaning to the famous phrases about Marx's inversion of Hegel, the
Hegel whom Engels himself described as no more than a previous inversion.
On this point it is essential to recognize that Lenin's
insistence has absolutely no limits. In Materialism and
Empirio-criticism, at least (for his tone changes on this point in the
Philosophical Notebooks ), he jettisons all the theoretical nuances,
distinctions, ingenuities and subtleties with which philosophy tries to think
its 'object': they are nothing but sophistries, hair-splitting, professorial
quibbles, accommodations and compromises whose only aim is to mask what is
really at stake in the dispute to which all philosophy is committed: the basic
struggle between the tendencies of materialism and idealism. There is no third
way, no half-measure, no bastard position, any more than there is in politics.
Basically, there are only idealists and materialists. All those who do not
openly declare themselves one or the other are 'shame-faced' materialists or
idealists (Kant, Hume).
But we must therefore go even further and say that if the
whole history of philosophy is nothing but the re-examination of arguments in
which one and the same struggle is carried to its conclusion, then philosophy
is nothing but a tendency struggle, the Kampfplatz that Kant discussed,
which however, throws us back onto the subjectivity pure and simple of
ideological struggles. It is to say that philosophy strictly speaking has
no object, in the sense that a science has an object.
Lenin goes as far as this, which proves that Lenin was a
thinker. He declares that it is impossible to prove the ultimate
principles of materialism just as it is impossible to prove (or refute, to
Diderot's annoyance) the principles of idealism. It is impossible to prove
them because they cannot be the object of a knowledge, meaning by that a
knowledge comparable with that of science which does prove the properties of
its objects.
So philosophy has no object, but now everything fits. If
nothing happens in philosophy it is precisely because it has
no object. If something actually does happen in the sciences, it is because
they do have an object, knowledge of which they can increase, which gives
them a history. As philosophy has no object, nothing can happen in it. The
nothing of its history simply repeats the nothing of its object.
Here we are beginning to get close to Nodal Point No.
2, which concerns these famous tendencies. Philosophy merely
re-examines and ruminates over arguments which represent the basic conflict of
these tendencies in the form of categories. It is their conflict, unnameable
in philosophy, which sustains the eternal null inversion for which
philosophy is the garrulous theatre, the inversion of the fundamental
categorial opposition between matter and mind. How then is the tendency
revealed? In the hierarchic order it installs between the terms of the
opposition: an order of domination. Listen to Lenin:
Bogdanov, pretending to argue only against Beltov and
cravenly ignoring Engels, is indignant at such definitions, which,
don't you see, 'prove to be simple repetitions ' of the 'formula' (of
Engels, our 'Marxist' forgets to add) that for one trend in philosophy matter
is primary and spirit secondary, while for the other trend the reverse is the
case. All the Russian Machists exultantly echo Bogdanov's 'refutation'! But
the slightest reflection could have shown these people that it is
impossible, in the very nature of the case, to give any
definition of these two ultimate concepts of epistemology, except an
indication which of them is taken as primary. What is meant by giving a
'definition'? It means essentially to bring a given concept within a more
comprehensive concept. . . . The question then is, are there more
comprehensive concepts with which the theory of knowledge could operate than
those of being and thinking, matter and sensation, physical and mental? No.
These are the ultimate, most comprehensive concepts, which epistemology has in
point of fact so far not surpassed (apart from changes in nomenclature,
which are always possible). One must be a charlatan or an utter blockhead
to demand a 'definition ' of these two 'series '
of concepts of ultimate comprehensiveness which would not be a 'mere
repetition': one or the other must be taken as primary (Materialism and
Empirio-criticism, p. 146).
The inversion which is formally the nothing which happens in
philosophy, in its explicit discourse, is not null, or rather, it is an effect
of annulment, the annulment of a previous hierarchy replaced by the opposite
hierarchy. What is at stake in philosophy in the ultimate categories which
govern all philosophical systems, is therefore the sense of this hierarchy,
the sense of this location of one category in the dominant position, it is
something in philosophy which irresistibly recalls a seizure of power or an
installation in power. Philosophically, we should say: an installation
in power is without an object. An installation in power, is this still
a purely theoretical category? A seizure of power (or an installation in
power) is political, it does not have an object, it has a stake, precisely the
power, and an aim: the effects of that power.
Here we should stop for a moment to see what is new in
Lenin's contribution with respect to Engels's. His contribution is enormous if
we are really prepared to weigh up the effects of something which has to often
been taken for a mere shade of opinion.
Ultimately, although Engels has strokes of astonishing genius
when he is working on Marx, his thought is not comparable with Lenin's.
Often he only manages to juxtapose theses -- rather than managing to
think them in the unity of their relations.
Worse still: he never really rid himself of a certain
positivist theme from The German Ideology. For although he recommends
its systematic study, for him philosophy has to disappear: it is merely the
craftsman's laboratory in which the philosophical categories necessary to
science were forged in the past. These times have gone. Philosophy has done
its work. Now it must give way to science. Since the sciences are
scientifically capable of presenting the organic unitary system of their
relations, there is no longer
any need either for a Naturphilosophie or for a
Geschichtsphilosophie.
What is left for philosophy? An object: the dialectic, the
most general laws of nature (but the sciences provide them) and of thought.
There thus remains the laws of thought which can be disengaged from the
history of the sciences. Philosophy is thus not really separate from the
sciences, hence the positivism that insinuates itself into certain of Engels's
formulations, when he says that to be a materialist is to admit nature as it
is 'without any foreign admixture', despite the fact that he knows that the
sciences are a process of knowledge. That is why philosophy does have an
object for all that: but paradoxically, it is then pure thought, which
would not displease idealism. For example, what else is Levi-Strauss up to
today, on his own admission, and by appeal to Engels's authority? He, too, is
studying the laws, let us say the structures of thought. Ricoeur has
pointed out to him, correctly, that he is Kant minus the transcendental
subject. Levi-Strauss has not denied it. Indeed, if the object of philosophy
is pure thought, it is possible to appeal to Engels and find oneself a
Kantian, minus the transcendental subject.
The same difficulty can be expressed in another way. The
dialectic, the object of philosophy, is called a logic. Can philosophy
really have the object of Logic for its object? It seems that Logic is now
moving further and further away from philosophy: it is a science.
Of course, at the same time, Engels also defends the
thesis of the two tendencies, but materialism and dialectics on the one hand,
tendency struggle and philosophical advance exclusively determined by
scientific advance on the other hand are two things very hard to think
together, i.e. to think. Engels tries, but even if we are prepared not
to take him literally (the least that can be asked where a non-
specialist is concerned) it is only too clear that he is missing
something essential.
Which is to say that he is missing something essential
to his thought if he is to be able to think. Thanks to Lenin we can see that
this is a matter of an omission. For Engels's thought is missing
precisely what Lenin adds to it.
Lenin contributes a profoundly consistent thought, in which
are located a number of radical theses that undoubtedly circumscribe
emptinesses, but precisely pertinent emptinesses. At the centre of his
thought is the thesis that philosophy has no object, i.e. philosophy is
not to be explained merely by the relationship it maintains with the
sciences.
We are getting close to Nodal Point No. 2. But we have
not got there yet.
In order to reach this Nodal Point No. 2, I shall enter a new
domain, that of philosophical practice. It would be interesting to study
Lenin's philosophical practice in his various works. But that would presuppose
that we already knew what philosophical practice is as such.
Now it so happens that on a few rare occasions, Lenin was
forced by the exigencies of philosophical polemic to produce a kind of
definition of his philosophical practice. Here are the two clearest passages:
You will say that this distinction between relative and
absolute truth is indefinite. And I shall reply: it is sufficiently
'indefinite' to prevent science from becoming a dogma in the bad sense of
the term, from becoming something dead, frozen, ossified; but at the same
time it is sufficiently 'definite' to enable us to draw a dividing-line in
the most emphatic and irrevocable manner between ourselves and fideism and
agnosticism, between ourselves and philosophical idealism and the
sophistry of the followers of Hume and Kant' (Materialism and
Empirio-criticism, p. 136). Other passages confirm Lenin's position. These are clearly not rash or
isolated formulations, but the expressions of a profound thought.
Lenin thus defines the ultimate essence of philosophical
practice as an intervention in the theoretical domain. This
intervention takes a double form: it is theoretical in its formulation of
definite categories; and practical in the function of these categories. This
function consists of 'drawing a dividing-line' inside the theoretical domain
between ideas declared to be true and ideas declared to be false, between the
scientific and the ideological. The effects of this line are of two kinds:
positive in that they assist a certain practice -- scientific practice -- and
negative in that they defend this practice against the dangers of certain
ideological notions: here those of idealism and dogmatism. Such, at least, are
the effects produced by Lenin's philosophical intervention.
In this drawing of a dividing-line we can see the two basic
tendencies we have discussed confronting one another. It is materialist
philosophy that draws this dividing-line, in order to protect scientific
practice against the assaults of idealist philosophy, the scientific against
the assaults of the ideological. We can generalize this definition by saying:
all philosophy, consists of drawing a major dividing-line by means of which it
repels the ideological notions of the philosophies that represent the opposing
tendency; the
stake in this act of drawing, i.e. in philosophical practice, is scientific
practice, scientificity. Here we rediscover my Nodal Point No. 1 : the
privileged relation of philosophy to the sciences.
We also rediscover the paradoxical game of the inversion of
terms in which the history of philosophy is annulled in the nothing it
produces. This nothing is not null: since its stake is the fate of the
scientific practices, of the scientific, and of its partner, the ideological.
Either the scientific practices are exploited or they are assisted by the
philosophical intervention.
We can thus understand why philosophy can have a history, and
yet nothing occurs in that history. For the intervention of each philosophy,
which displaces or modifies existing philosophical categories and thus
produces those changes in philosophical discourse in which the history of
philosophy proffers its existence, is precisely the philosophical nothing
whose insistence we have established, since a dividing-line actually is
nothing, it is not even a line or a drawing, but the simple fact of being
divided, i.e. the emptiness of a distance taken.
This distance leaves its trace in the distinctions of
the philosophical discourse, in its modified categories and apparatus; but all
these modifications are nothing in themselves since they only act outside
their own presence, in the distance or non-distance which separates the
antagonistic tendencies from the scientific practices, the stake in their
struggle.
All that can be truly philosophical in this operation of a
null drawing is its displacement, but that is relative to the history of the
scientific practices and of the sciences. For there is a history of the
sciences, and the lines of the philosophical front are displaced according to
the transformations of the scientific conjuncture (i.e. according to the state
of the sciences and their problems), and according
to the state of the philosophical apparatuses that these transformations
induce. The terms that designate the scientific and the ideological thus have
to be re-thought again and again.
Hence there is a history in philosophy rather than a
history of philosophy: a history of the displacement of the indefinite
repetition of a null trace whose effects are real. This history can be read
profitably in all the great philosophers, even the idealist ones -- and in the
one who sums up the whole history of philosophy, Hegel. That is why Lenin read
Hegel, with astonishment -- but this reading of Hegel is also a part of
Lenin's philosophical practice. To read Hegel as a materialist is to
draw dividing-lines within him.
No doubt I have gone beyond Lenin's literal meaning, but I do
not think that I have been unfaithful to him. At any rate, I say simply that
Lenin offers us something with which we can begin to think the specific form
of philosophical practice in its essence, and give a meaning
retrospectively to a number of formulations contained in the great texts of
classical philosophy. For, in his own way, Plato had already discussed the
struggle between the Friends of the Forms and the Friends of the Earth,
declaring that the true philosopher must know how to demarcate, incise and
draw dividing-lines.
However, one fundamental question remains: what of the two
great tendencies which confront one another in the history of philosophy?
Lenin gives this question a wild answer (une réponse sauvage ), but an
answer.
3. P A R T I S A N S H I P I N P H I L O S
O P H Y
The answer is contained in the thesis -- famous, and it must be said,
shocking to many people - of partisanship in philosophy.
This word sounds like a directly political slogan in which
partisan means a political party, the Communist Party.
And yet, any half-way close reading of Lenin, not only of
Materialism and Empirio-criticism, but also and above all of his
analyses in the theory of history and of the economy, will show that it is a
concept and not just a slogan.
Lenin is simply observing that all philosophy is partisan, as
a function of its basic tendency, against the opposing basic tendency, via the
philosophies which represent it. But at the same time, he is observing that
the vast majority of philosophers put a great price on being able to declare
publicly and prove that they are not partisan because they do not have to
be partisan.
Thus Kant: the 'Kampfplatz ' he discusses is all right
for other, pre-critical philosophers, but not for critical philosophy. His own
philosophy is outside the 'Kampfplatz ', somewhere else, whence it
assigns itself precisely the function of arbitrating the conflicts of
metaphysics in the name of the interests of Reason. Ever since philosophy
began, from Plato's to Husserl's philosopher as 'civil servant of humanity', and
even to Heidegger in some of his writings, the history of philosophy has also
been dominated by this repetition, which is the repetition of a contradiction:
the theoretical denegation of its own practice, and enormous theoretical
efforts to register this denegation in consistent discourses.
Lenin's response to this surprising fact, which seems to be
constitutive of the vast majority of philosophies, is simply to say a few
words to us about the insistence of these
mysterious tendencies in confrontation in the history of philosophy. In
Lenin's view, these tendencies are finally related to class positions and
therefore to class conflicts. I say related to (en rapport ),
for Lenin says no more than that, and besides, he never says that philosophy
can be reduced to the class struggle pure and simple, or even to what the
Marxist tradition calls the ideological class struggle. Not to go beyond
Lenin's declarations, we can say that, in his view, philosophy
represents the class struggle, i.e. politics. It represents it,
which presupposes an instance with (auprès de ) which
politics is thus represented: this instance is the sciences.
Nodal Point No. 1 : the relation between philosophy
and the sciences. Nodal Point No. 2 : the relationship between
philosophy and politics. Everything revolves around this double relation.
We can now advance the following proposition: philosophy is a
certain continuation of politics, in a certain domain, vis-à-vis a
certain reality. Philosophy represents politics in the domain of theory, or to
be more precise: with the sciences -- and, vice versa,
philosophy represents scientificity in politics, with the classes engaged in
the class struggle. How this representation is governed, by what mechanisms
this representation is assured, by what mechanisms it can be falsified or
faked and is falsified as a general rule, Lenin does not tell us. He is
clearly profoundly convinced that in the last resort no philosophy can run
ahead of this condition, evade the determinism of this double representation.
In other words, he is convinced that philosophy exists somewhere as a third
instance between the two major instances which constitute it as itself an
instance: the class struggle and the sciences.
One more word is enough: if Nodal Point No. 1, the
instance of the Sciences, is to be found in Engels, Nodal
Point No. 2, the instance of Politics, is not, despite his mention
of tendency struggles in philosophy. In other words, Lenin is not just a
commentator of Engels; he has contributed something new and decisive in what
is called the domain of Marxist philosophy: what was missing from
Engels.
One more word and we are through. For the knowledge of this
double representation of philosophy is only the hesitant beginning of a
theory of philosophy, but it really is such a beginning. No one will
dispute the fact that this theory is an embryonic one, that it has hardly even
been outlined in what we thought was a mere polemic. At least these
suggestions of Lenin's, if accepted, have the unexpected result that they
displace the question into a problem, and remove what is called Marxist
philosophy from the rumination of a philosophical practice which has always
and absolutely predominately been that of the denegation of its real
practice.
That is how Lenin responded to the prophecy in the XIth
Thesis, and he was the first to do so, for no one had done it before him, not
even Engels. He himself responded in the 'style' of his philosophical
practice. A wild practice (une pratique sauvage ) in the sense in which
Freud spoke of a wild analysis, one which does not provide the theoretical
credentials for its operations and which raises screams from the philosophy of
the 'interpretation' of the world, which might be called the philosophy of
denegation. A wild practice, if you will, but what did not begin by
being wild?
The fact is that this practice is a new philosophical
practice: new in that it is no longer that rumination which is no more
than the practice of denegation, where philosophy, constantly intervening
'politically' in the disputes in which the real destiny of the sciences is at
stake, between the scientific that they install and the ideology that
threatens
them, and constantly intervening 'scientifically' in the struggle in which
the fate of the classes is at stake, between the scientific that assists them
and the ideological that threatens them -- nonetheless stubbornly denies in
philosophical 'theory' that it is intervening in these ways: new in
that it is a practice which has renounced denegation, and, knowing what it
does, acts according to what it is.
If this is indeed the case, we may surely suspect that it is
no accident that this unprecedented effect was induced by Marx's
scientific discovery, and thought by a proletarian political
leader. For if philosophy's birth was induced by the first science in human
history, this happened in Greece, in a class society, and knowing just how far
class exploitation's effects may stretch, we should not be astonished that
these effects, too, took a form which is classical in class societies, in
which the ruling classes denegate the fact that they rule, the form of
a philosophical denegation of philosophy's domination by politics. We should
not be astonished that only the scientific knowledge of the mechanisms of
class rule and all their effects, which Marx produced and Lenin applied,
induced the extraordinary displacement in philosophy that shatters the
phantasms of the denegation in which philosophy tells itself, so that men will
believe it and so as to believe it itself, that it is above politics, just as
it is above classes.
Only with Lenin, then, could the prophetic sentence in the
XIth Thesis on Feuerbach at last acquire body and meaning. (Until now) 'the
philosophers have interpreted the world in various ways; the point is to
change it'. Does this sentence promise a new philosophy ? I do not
think so. Philosophy will not be suppressed: philosophy will remain
philosophy. But knowing what its practice is and knowing what it is, or
beginning to know it, it can be slowly transformed by this knowledge. Less
than ever can we say that
Marxism is a new philosophy: a philosophy of praxis. At the heart of
Marxist theory, there is a science: a quite unique science, but a science.
What is new in Marxism's contribution to philosophy is a new practice of
philosophy. Marxism is not a (new ) philosophy of praxis,
but a (new ) practice of philosophy.
This new practice of philosophy can transform philosophy. And
in addition it can to some extent assist in the transformation of the world.
Assist only, for it is not theoreticians, scientists or philosophers, nor is
it 'men', who make history -- but the 'masses', i.e. the classes allied in a
single class struggle.
February 1968
To avoid any misunderstanding of the meaning of this condemnation of
philosophy teachers and of the philosophy that they teach, attention should be
paid to the date of the text and to certain of its expressions. Echoing
Dietzgen, Lenin condemns philosophy teachers as a mass, not all
philosophy teachers without exception. He condemns their philosophy, but he
does not condemn philosophy. He even recommends the study of their
philosophy, so as to be able to define and pursue a different practice than
theirs in philosophy. A triple observation, therefore, in which in the end the
date and circumstances change nothing of substance.
1. Philosophy teachers are teachers, i.e. intellectuals
employed in a given education system and subject to that system, performing,
as a mass, the social function of inculcating the 'values of the ruling
ideology'. The fact
that there may be a certain amount of 'play' in schools and other
institutions, which enables individual teachers to turn their teaching and
reflection against these established 'values' does not change the mass
effect of the philosophical teaching function. Philosophers are intellectuals
and therefore petty bourgeois, subject as a mass to bourgeois and
petty-bourgeois ideology.
2. That is why the ruling philosophy, whose representatives
or supports the mass of philosophy teachers are, even in their 'critical'
freedom, is subject to the ruling ideology, defined by Marx from The German
Ideology on as the ideology of the ruling class. This ideology is
dominated by idealism.
3. This situation, shared by those petty-bourgeois
intellectuals, the philosophy teachers, and by the philosophy they teach or
reproduce in their own individual form, does not mean that it is impossible
for certain intellectuals to escape the constraints that dominate the mass of
intellectuals, and, if philosophers, to adhere to a materialist philosophy and
a revolutionary theory. The Communist Manifesto itself evoked the
possibility. Lenin returns to it, adding that the collaboration of these
intellectuals is indispensable to the Workers' Movement. On 7 February 1908,
he wrote to Gorky: 'The significance of the intellectuals in our Party is
declining; news comes from all sides that the intelligentsia is fleeing the
Party. And a good riddance to these scoundrels. The Party is purging itself
from petty bourgeois dross. The workers are having a bigger say in things. The
role of the worker-professionals is increasing. All this is wonderful.' Gorky,
whose cooperation Lenin was asking for, protested, so Lenin replied on 13
February 1908: 'I think that some of the questions you raise about our
differences of opinion are a sheer misunderstanding. Never, of course, have I
thought of "chasing away the
intelligentsia" as the silly syndicalists do, or of denying its necessity
for the Workers' Movement. There can be no divergence between us on any of
these questions.' On the other hand, in the same letter, the philosophical
divergences persist: 'It is in regard to materialism as a world outlook that I
think I disagree with you in substance.' This is hardly surprising, for Gorky
was pleading the cause of empirio-criticism and neo-Kantianism.
What is Capital ?
It is Marx's greatest work, the one to which he devoted his
whole life after 1850, and to which he sacrificed the better part of his
personal and family existence in bitter tribulation.
This work is the one by which Marx has to be judged. By it
alone, and not by his still idealist 'Early Works' (1841-1844); not by still
very ambiguous works like The German Ideology,[1]
or even the Grundrisse, drafts which have been translated into French
under the erroneous title 'Fondements de le Critique de l'Économie
Politique' (Foundations of the critique of political economy);[2] not even by the famous Preface to A Contribution
to the Critique of Political Economy,[3] where Marx
defines the 'dialectic' of the
'correspondence and non-correspondence' between the Productive Forces and
the Relations of Production in very ambiguous (because Hegelian) terms.
Capital, a mighty work, contains what is simply one of
the three great scientific discoveries of the whole of human history: the
discovery of the system of concepts (and therefore of the scientific theory
) which opens up to scientific knowledge what can be called the 'Continent
of History'. Before Marx, two 'continents' of comparable importance had been
'opened up' to scientific knowledge: the Continent of Mathematics, by the
Greeks in the fifth century B.C., and the Continent of Physics, by Galileo.
We are still very far from having assessed the extent of this
decisive discovery and drawn all the theoretical conclusions from it. In
particular, the specialists who work in the domains of the 'Human Sciences'
and of the Social Sciences (a smaller domain), i.e. economists, historians,
sociologists, social psychologists, psychologists, historians of art and
literature, of religious and other ideologies -- and even linguists and
psycho-analysts, all these specialists ought to know that they cannot produce
truly scientific knowledges in their specializations unless they recognize the
indispensability of the theory Marx founded. For it is, in principle, the
theory which 'opens up' to scientific knowledge the 'continent' in which they
work, in which they have so far only produced a few preliminary knowledges
(linguistics, psycho-analysis) or a few elements or rudiments of knowledge
(the occasional chapter of history, sociology and economics) or illusions pure
and simple, illegitimately called knowledges.
Only the militants of the proletarian class struggle have
drawn the conclusions from Capital : they have recognized its account
of the mechanisms of capitalist exploitation, and grouped themselves in the
organizations of the eco-
nomic class struggle (the trade unions) and of the political class struggle
(the Socialist, then Communist Parties), which apply a mass 'line' of struggle
for the seizure of State Power, a 'line' based on 'the concrete analysis of
the concrete situation' (Lenin) in which they have to fight (this 'analysis'
being achieved by a correct application of Marx's scientific concepts to the
'concrete situation').
It is paradoxical that highly 'cultivated' intellectual
specialists have not understood a book which contains the Theory which they
need in their 'disciplines' and that, inversely, the militants of the Workers'
Movement have understood this same Book, despite its great difficulties. The
paradox is easy to explain, and the explanation of it is given word for word
by Marx in Capital and by Lenin in his works.[4]
If the workers have 'understood' Capital so easily it
is because it speaks in scientific terms of the everyday reality with which
they are concerned: the exploitation which they suffer because of the
capitalist system. That is why Capital so rapidly became the 'Bible' of
the International Workers' Movement, as Engels said in 1886. Inversely, the
specialists in history, political economy, sociology, psychology, etc., have
had and still have such trouble 'understanding' Capital because they
are subject to the ruling ideology (the ideology of the ruling class) which
intervenes directly in their 'scientific' practice, falsifying their objects,
their theories and their methods. With a few exceptions, they do not suspect,
they cannot suspect the extraordinary power and variety of the ideological
grip to which they are subject in their 'practice' itself. With a few
exceptions, they are not in a position to criticize for themselves the
illusions in
which they live and to whose maintenance they contribute because they are
literally blinded by them. With a few exceptions, they are not in a position
to carry out the ideological and theoretical revolution which is
necessary if they are to recognize in Marx's theory the very theory their
practice needs in order to become at last scientific.
When we speak of the difficulty of Capital, it is
therefore essential to apply a distinction of the greatest importance. Reading
Capital in fact presents two types of difficulty which have nothing to
do with each other.
Difficulty No. 1, absolutely and massively
determinant, is an ideological difficulty, and therefore in the last resort a
political difficulty.
Two sorts of readers confront Capital : those who have
direct experience of capitalist exploitation (above all the proletarians or
wage-labourers in direct production, but also, with nuances according to their
place in the production system, the non-proletarian wage-labourers); and those
who have no direct experience of capitalist exploitation, but who are, on the
contrary, ruled in their practices and consciousness by the ideology of the
ruling class, bourgeois ideology. The first have no ideologico-political
difficulty in understanding Capital since it is a straightforward
discussion of their concrete lives. The second have great difficulty in
understanding Capital (even if they are very 'scholarly', I would go so
far as to say, especially if they are very 'scholarly'), because there is a
political incompatibility between the theoretical content of
Capital and the ideas they carry in their heads, ideas which they
'rediscover' in their practices (because they put them there in the first
place). That is why Difficulty No. 1 of Capital is in the last instance
a political difficulty.
But Capital presents another difficulty which has absolutely
nothing to do with the first: Difficulty No. 2, or the
theoretical difficulty.
Faced with this difficulty, the same readers divide into two
new groups. Those who are used to theoretical thought (i.e. the real
scientists) do not or should not have any difficulty in reading a
theoretical book like Capital. Those who are not used to practising
works of theory (the workers, and many intellectuals who, although they may be
'cultured' are not theoretically cultured) must or ought to have great
difficulty in reading a book of pure theory like Capital.
As the reader will have noted, I have used conditionals
(should not . . . should . . .). I have done so in order to stress something
even more paradoxical than what I have just discussed: the fact that even
individuals without practice in theoretical texts (such as workers) have had
less difficulty with Capital than individuals disciplined in the practice of
pure theory (such as scientists, or very 'cultivated' pseudo-scientists).
This cannot excuse us from saying something about the very
special type of difficulty presented by Capital as a work of pure
theory, although we must bear in mind the fundamental fact that it is not
the theoretical difficulties but the political difficulties which are
really determinant in the last instance for every reading of Capital
and its first volume.
Everyone knows that without a corresponding scientific theory
there can be no scientific practice, i.e. no practice producing new scientific
knowledges. All science therefore depends on its own theory. The fact that
this theory changes and is progressively complicated and modified with the
development of the science in question makes no difference to this.
Now, what is this theory which is indispensable to every
science ? It is a system of basic scientific concepts. The mere
formulation of this simple definition brings out two essential aspects of
every scientific theory: (1) the basic concepts, and (2) their system.
These concepts are concepts, i.e. abstract notions.
First
difficulty of the theory: to get used to the practice of
abstraction. This apprenticeship, for it really is an apprenticeship
(comparable with the apprenticeship in any other practice, e.g. as a
lock-smith), is primarily provided, in our education system, by mathematics
and philosophy. Even in the Preface to Capital Volume One, Marx
warns us that abstraction is not just the existence of theory, but also the
method of his analysis. The experimental sciences have the 'microscope',
Marxist science has no 'microscope': it has to use abstraction to 'replace'
it.
Beware: scientific abstraction is not at all 'abstract',
quite the contrary. E.g., when Marx speaks of the total social capital, no one
can 'touch it with his hands'; when Marx speaks of the 'total surplus-value',
no one can touch it with his hands or count it: and yet these two abstract
concepts designate actually existing realities. What makes abstraction
scientific is precisely the fact that it designates a concrete reality which
certainly exists but which it is impossible to 'touch with one's hands' or
'see with one's eyes'. Every abstract concept therefore provides knowledge of
a reality whose existence it reveals: an 'abstract concept' then means a
formula which is apparently abstract but really terribly concrete, because of
the object it designates. This object is terribly concrete in that it is
infinitely more concrete, more effective than the objects one can 'touch with
one's hands' or 'see with one's eyes' -- and yet one cannot touch it with
one's hands or see it with one's eyes. Thus the concept of exchange value, the
concept of the total social capital, the concept of socially necessary labour,
etc. All this is easy to explain.
The second point: the basic concepts exist in the form of a
system, and that is what makes them a theory. A theory is indeed a
rigorous system of basic scientific concepts. In a scientific theory,
the basic concepts do not exist in any
given order, but in a rigorous order. It is therefore necessary to know
this order, and to learn the practice of rigour step by step. Rigour
(systematic rigour) is not a fantasy, nor is it a formal luxury, but a vital
necessity for all science, for every scientific practice. It is what Marx in
his 'Afterword' calls the rigour of the 'method of presentation ' of a
scientific theory.
Having said this, we have to know what the object of
Capital is, in other words, what is the object analysed in
Capital Volume One. Marx tells us: it is 'the capitalist mode of
production and the relations of production and exchange corresponding to that
mode '. This is itself an abstract object. Indeed, despite appearances,
Marx does not analyse any 'concrete society', not even England which he
mentions constantly in Volume One, but the CAPITALIST MODE OF PRODUCTION and
nothing else. This object is an abstract one: which means that it is terribly
real and that it never exists in the pure state, since it only exists in
capitalist societies. Simply speaking: in order to be able to analyse these
concrete capitalist societies (England, France, Russia, etc.), it is essential
to know that they are dominated by that terribly concrete reality, the
capitalist mode of production, which is 'invisible' (to the naked eye).
'Invisible', i.e. abstract.
Of course, this does not deal with every misunderstanding. We
have to be extremely careful to avoid the false difficulties raised by these
misunderstandings. For example, we must not imagine that Marx is analysing the
concrete situation in England when he discusses it. He only discusses it in
order to 'illustrate' his (abstract) theory of the capitalist mode of
production.
To sum up: there really is a difficulty in reading
Capital which is a theoretical difficulty. It lies in the abstract and
systematic nature of the basic concepts of the theory or
theoretical analysis. It is essential to realize that this is a real
difficulty that can only be surmounted by an apprenticeship in scientific
abstraction and rigour. It is essential to realize that this apprenticeship is
not quickly completed.
Hence a first piece of advice to the reader: always
keep closely in mind the idea that Capital is a work of theory,
and that its object is the mechanisms of the capitalist mode of production
alone.
Hence a second piece of advice to the reader: do not
look to Capital either for a book of 'concrete' history or for a book
of 'empirical' political economy, in the sense in which historians and
economists understand these terms. Instead, find in it a book of theory
analysing the CAPITALIST MODE OF PRODUCTION. History (concrete history) and
economics (empirical economics) have other objects.
Hence a third piece of advice to the reader. When you
encounter a difficulty of a theoretical order in your reading, realize the
fact and take the necessary steps. Do not hurry, go back carefully and slowly
and do not proceed until you have understood. Take note of the fact that an
apprenticeship in theory is indispensable if you are to be able to read a
theoretical work. Realize that you can learn to walk by walking, on condition
that you scrupulously respect the above-mentioned conditions. Realize that you
will not learn to walk in theory all at once, suddenly and definitively, but
little by little, patiently and humbly. This is the price of success.
Practically, this means that it is impossible to understand
Volume One except on condition of re-reading it four or five times in
succession, i.e. the time it takes to learn to walk in theory.
The present preface is intended to guide the reader's first
steps in the theory.
But before I turn to that, a word is needed on the audience who are going
to read Capital Volume One.
Of whom is this audience likely to be composed?
1. Proletarians or wage-earners directly employed in the
production of material goods.
2. Non-proletarian wage-labourers (from the simple
white-collar worker to middle and higher executives, engineers and research
workers, teachers, etc.).
3. Urban and rural artisans.
4. Members of the liberal professions.
5. Students at school and university.
Among the proletarians or wage-earners who will read
Capital Volume One, there will naturally be men and women who have
obtained a certain 'idea' of Marxist theory from the practice of the class
struggle in their trade-union and political organizations. This idea may be
more or less correct, as one passes from the proletarians to the
non-proletarian wage-workers: it will not be fundamentally falsified.
Among the other categories who will read Capital
Volume One, there will naturally be men and women who also have a certain
'idea' of Marxist theory in their heads. For example, academics, and
particularly 'historians', 'economists' and a number of ideologists from
various disciplines (for, as is well known, in the Human Sciences today,
everyone claims to be a 'Marxist').
But nine-tenths of the ideas these intellectuals have in
their heads about Marxism are false. These false ideas were expounded even in
Marx's own lifetime and they have been tirelessly repeated ever since without
any remarkable effort of the imagination. Every bourgeois or petty-bourgeois
economist or ideologist[5] for the last hundred years has
manu-
factured and defended these false ideas in order to 'refute' Marxist
theory.
These ideas have had no trouble 'winning' a wide audience,
since the latter was 'won' to them in advance by its anti-socialist and
anti-Marxist ideological prejudices.
This wide audience is primarily composed of intellectuals and
not of workers, for, as Engels said, even when proletarians have not grasped
the most abstract demonstrations in Capital, they do not allow
themselves to be 'caught out'.
On the contrary, even the most generously 'revolutionary'
intellectuals and students do allow themselves to be 'caught out' in one
direction or another, since they are massively subject to the prejudices of
petty-bourgeois ideology without the counterpoise of a direct experience of
exploitation.
In this preface, I am therefore obliged to take conjointly
into account:
1. the two orders of difficulties which I have already
signalled (Difficulty No. 1 -- political, Difficulty No. 2 -- theoretical);
2. the distribution of the audience into two essential
groups: the wage-labouring audience on the one hand, the intellectual audience
on the other, it being understood that these two groups intersect at one of
their boundaries (certain wage-earners are at the same time 'intellectual
workers');
3. the existence on the ideological market of supposedly
'scientific' refutations of Capital which affect the various parts of
this audience more or less profoundly according to their class origins.
Allowing for all these facts, my preface will take the
following form:
Point I : Advice to the reader with the aim of
avoiding the toughest of these difficulties for the time being. This point can
be quickly and clearly dealt with. I hope that
proletarians will read it because I have written it for them especially,
although it is valid for everybody.
Point II : Suggestions as to the nature of the
theoretical difficulties in Capital Volume One which provide a pretext
for all the refutations of Marxist theory.
This point will inevitably be much more arduous, given the
nature of the theoretical difficulties in question, and the arguments of the
'refutations' of Marxist theory which are erected out of these difficulties.
The greatest difficulties, theoretical or otherwise, which are obstacles to
an easy reading of Capital Volume One are unfortunately (or
fortunately) concentrated at the very beginning of Volume One, to be
precise, in its first Part, which deals with 'Commodities and Money'.
I therefore give the following advice: put THE WHOLE OF PART
ONE ASIDE FOR THE TIME BEING and BEGIN YOUR READING WITH PART TWO: 'The
Transformation of Money into Capital'.
In my opinion it is impossible to begin (even to begin) to
understand Part I until you have read and re-read the whole of Volume One,
starting with Part II.
This advice is more than advice: it is a recommendation that,
notwithstanding all the respect I owe my readers, I am prepared to present as
an imperative.
Everyone can try it out in practice for himself.
If you begin Volume One at the beginning, i.e. with Part I,
either you do not understand it, and give up; or you think you understand it,
but that is even more serious, for there is every chance that you will have
understood something quite different from what there was to be understood.
From Part II (The Transformation of Money into Capital) on,
things are luminous. You go straight into the heart of Volume One.
This heart is the theory of surplus-value, which
proletarians will understand without any difficulty, because it is quite
simply the scientific theory of something they experience every day: class
exploitation.
It is immediately followed by two very dense but very clear
sections which are decisive for the class struggle even today : Parts
III and IV. They deal with the two basic forms of surplus-value
available to the capitalist class for it to push the exploitation of the
working class to a maximum: what Marx calls absolute surplus-value
(Part III) and relative surplus-value (Part IV).
Absolute surplus-value (Part III) concerns the length of the
working day. Marx explains that the capitalist class inexorably presses for
the lengthening of the working day and that the more than century-old workers'
class struggle has as its aim a reduction of the working day by
struggling AGAINST that lengthening.
The historical stages of that struggle are well known: the
twelve-hour day, the ten-hour day, then the eight-hour day, and finally, under
the Popular Front, the forty-hour week.
Every proletarian knows from experience what Marx
demonstrates in Part III: the irresistible tendency of the capitalist system
to increase exploitation as much as possible by lengthening the working day
(or the working week). This result is obtained either despite existing
legislation (the forty-hour week was never really enforced) or by means of
existing legislation (e.g., 'overtime'). Overtime seems to 'cost the
capitalists a great deal' since they pay time-and a quarter, time-and-a-half
or even double time as compared with normal rates. But in reality it is to
their advantage
since it makes it possible to run the 'machines', which have a shorter life
because of the rapidity of technological progress, twenty-four hours a day. In
other words, overtime enables the capitalists to draw the maximum profit from
'productivity'. Marx showed that the capitalist class has never paid and will
never pay the workers overtime rates to please them, or to allow them to
supplement their incomes at the cost of their health, but only in order to
exploit them more.
Relative surplus-value (Part IV), whose existence can
be glimpsed in what I have just said about overtime, is undoubtedly the
number-one form of contemporary exploitation. It is much more subtle because
less directly visible than the lengthening of the working day. However,
proletarians react instinctively if not against it, at least, as we shall see,
against its effects.
Relative surplus-value deals in fact with the intensification
of the mechanization of (industrial and agricultural) production, and thus
with the resulting rise in productivity. At present it tends towards
automation. To produce the maximum of commodities at the lowest price in order
to get the highest profit, such is the irresistible tendency of capitalism.
Naturally, it goes hand in hand with an increasing exploitation of labour
power.
There is a tendency to talk about a 'mutation' or
'revolution' in contemporary technology. In reality, Marx claimed as early as
the Manifesto and proved in Capital that the capitalist mode of
production is characterized by its 'constantly revolutionizing the means of
production', above all, the instruments of production (technology). What has
happened in the last ten to fifteen years is described in grandiose statements
as 'unprecedented', and it is true that in the last few years things have gone
quicker than before. But this is merely a difference of degree, not a
difference of
kind. The whole history of capitalism is the history of a fantastic growth
of productivity, through the development of technology.
The result at the moment, as in the past, is the introduction
of more and more perfected machines into the labour process -- making it
possible to produce the same quantity of products as before in one half, one
third or one quarter of the time -- i.e. a manifest growth in productivity But
correlatively, the result is certain effects of the aggravation of the
exploitation of labour power (speed-up, the elimination of blue- and
white-collar jobs) not only for proletarians but also for non-proletarian
wage-labourers, including certain technicians and executives, even in the
higher grades, who can no longer 'keep up' with technical progress and
therefore have no more market value, hence the subsequent unemployment.
Marx deals with all these things with great rigour and
precision in Part IV (Relative Surplus-Value).
He dismantles the mechanisms of exploitation deriving from
the growth of productivity in its concrete forms. He shows thereby that the
growth of productivity is never spontaneously to the advantage of the working
class, quite the contrary, since it is precisely introduced to increase
its exploitation. Marx thus proves irrefutably that the working class cannot
hope to gain from the modern growth of productivity before it has overthrown
capitalism and seized State power in a socialist revolution. He proves that
from here to the revolutionary seizure of power which opens the road to
socialism, the working class can have no other objective, and hence no other
resource, than to struggle against the effects of exploitation produced
by the growth of productivity, in order to limit these effects
(struggle against speed-up, against arbitrary productivity bonuses,
against overtime, against redundancies, against
'automation
unemployment'). An essentially defensive, not an offensive struggle.
I then advise the reader who has reached the end of Part IV
to leave Part V (The Production of Absolute and Relative Surplus-Value) for
the moment, and to move directly on to Part VI, on Wages, which is perfectly
clear.
Here, too, proletarians are literally at home since,
besides examining the bourgeois mystification which declares that the worker's
'labour' is 'paid at its value', Marx looks at the different forms of
wages: time-wages first of all, then piece-rates, i.e. the different
traps the bourgeoisie sets for the workers' consciousness, hoping to
destroy in it all an organized class's will to struggle. Here proletarians
will recognize that their class struggle cannot but be opposed in an
antagonistic way to the tendency for capitalist exploitation to increase.
Here, on the plane of wages, or as cabinet ministers and
their economists say, on the plane of the 'standard of living' or of 'income'
respectively, they will recognize that the economic class struggle of the
proletarians and other wage-earners can have only one meaning: a
defensive struggle against the objective tendency of the capitalist
system to increase exploitation in all its forms.
I say a defensive struggle and therefore a struggle
against the fall in wages. Of course, any struggle against a
fall in wages is at the same time also a struggle for a rise in the
existing wages. But to speak only of a struggle for a rise would be to
describe the effect of the struggle while running the risk of masking its
cause and its objective. As capitalism tends inexorably to reduce wages, the
struggle for wage increases is therefore, in principle, a defensive
struggle against the tendency of capitalism to reduce wages.
It is therefore perfectly clear, as Marx emphasizes in
Part VI, that the question of wages certainly cannot be settled 'by
itself' by 'sharing out' the 'gains' from even a spectacular growth in
productivity among the proletarians and other labourers. The question of
wages is a question of class struggle. It is not settled 'by itself', but by
class struggle: above all by the different forms of strike, eventually leading
to general strike.
Such a general strike is purely economic and therefore
defensive ('a defence of the material and moral interests of the labourers', a
struggle against the double capitalist tendency to increase labour-time
and reduce wages) or takes a political and therefore offensive form (struggle
for the conquest of State power, socialist revolution and the construction of
socialism); all those who know the distinctions made by Marx, Engels and Lenin
know the difference between the political class struggle and the economic
class struggle.
The economic (trade-union) class struggle remains a defensive
one because it is economic (against the two great tendencies of
capitalism). The political class struggle is offensive because it is political
(for the seizure of power by the working class and its allies).
These two struggles must be carefully distinguished; although
in reality they always encroach upon one another: more or less, according to
the conjuncture.
One thing is certain, and the analysis which Marx makes of
the economic class struggles in England in Volume One shows it: a class
struggle which is deliberately restricted to the domain of economic
struggle alone has always remained and will always remain a defensive one,
i.e. one with no hope of ever overthrowing the capitalist regime. This is the
great temptation of the reformists, Fabians, and trade unionists whom Marx
discusses, and in a general way of the
Social-Democratic tradition of the Second International. Only a political
struggle can 'reverse steam' and go beyond these limits, thereby ceasing to be
a defensive struggle and becoming an offensive one. This conclusion is legible
between the lines in Capital, and it can be read in so many words in
the political texts of Marx himself, of Engels and of Lenin. It has been the
number-one question of the International Workers' Movement since it 'fused'
with Marxist theory.
Readers can then go on to Part VII (The Accumulation of
Capital), which is very clear. There Marx explains that it is the tendency of
capitalism to reproduce and expand the very basis of capital, since this
tendency is the transformation into capital of the surplus-value extorted from
the proletariat, and therefore that capital constantly 'snowballs', constantly
extorting more surplus labour (surplus-value) from the proletarians. And Marx
shows this in a magnificent concrete 'illustration': that of England from 1846
to 1866.
As for Part VIII (The So-called Primitive Accumulation),
which brings Volume One to an end, it contains the second of Marx's greatest
discoveries. The first was the discovery of 'surplus-value'. The second is the
discovery of the incredible means used to achieve the 'primitive accumulation'
thanks to which capitalism was 'born' and grew in Western societies, helped
also by the existence of a mass of 'free labourers' (i.e. Iabourers stripped
of means of labour) and technological discoveries. This means was the most
brutal violence: the thefts and massacres which cleared capitalism's royal
road into human history. This last chapter contains a prodigious wealth which
has not yet been exploited: in particular the thesis (which we shall have to
develop) that capitalism has always used and, in the
'margins' of its metropolitan existence - i.e. in the colonial and
ex-colonial countries -- is still using well into the twentieth century,
the most brutally violent means. --
I therefore urge on the reader the following method of
reading:
1. Leave Part I (Commodities and Money) deliberately on one
side in a first reading.
2. Begin reading Volume One with its Part II (The
Transformation of Money into Capital).
3. Read carefully Parts II, III (The Production of Absolute
Surplus-Value) and IV (The Production of Relative Surplus-Value).
4. Leave Part V (The Production of Relative and Absolute
Surplus-Value) on one side.
5. Read carefully Parts VI (Wages), VII (The Accumulation of
Capital) and VIII (The So-called Primitive Accumulation).
6. Finally, begin to read Part I (Commodities and Money) with
infinite caution, knowing that it will always be extremely difficult to
understand, even after several readings of the other Parts, without the help
of a certain number of deeper explanations.
I guarantee that those readers who are prepared to observe
this order of reading scrupulously, remembering what I have said about the
political and theoretical difficulties of every reading of Capital,
will not regret it.
I now come to the theoretical difficulties which are obstacles to a quick
reading, and even at certain points even to a very careful reading of
Capital Volume One.
Let me remind the reader that it is by building on these
difficulties that bourgeois ideology attempts to convince
itself -- but does it really succeed? -- that it has long since 'refuted'
Marx's theory.
The first difficulty is of a very general kind. It derives
from the simple fact that Volume One is only the first volume in a book
containing four.
I say four. Most people know about Volumes One, Two and
Three, but even those who had read them usually ignore Volume Four, even
supposing that they suspect its existence.
The 'mystery' of Volume Four is only a mystery for those who
think Marx was one of a number of 'historians', the author of a History of
Economic Doctrines, since this is the aberrant title that Molitor has
given to his translation,[6] if that
word is applicable, of a certain profoundly theoretical work really called
Theories of Surplus-Value.
Certainly Capital Volume One is the only one Marx published
in his lifetime, Volumes Two and Three having been published after his death
in 1883 by Engels, and Volume Four by Kautsky.[7] In
1886, in his preface to the English edition, Engels could say that Volume One
'is in a great measure a whole in itself'. Indeed, when the following volumes
were not available, it had to 'rank as an independent work'.
This is not the case today. All four volumes are available,
in German,[8] and in French.[9] To
those who read German, I suggest that they have much to gain by referring
constantly to the German text to check the French translations, not just of
Volume Four (which is riddled with serious errors),
but also of Volumes Two and Three (certain terminological difficulties have
not always been solved) and even of Volume One, translated by Roy, in a
version which Marx personally completely revised, correcting and even
appreciably expanding certain passages. For Marx, who was uncertain of the
theoretical capacities of his French readers,[10]
sometimes dangerously compromised the precision of the original conceptual
expressions.[11]
Knowledge of the other three Volumes makes it possible to
remove a certain number of the very serious theoretical difficulties of Volume
One, especially those concentrated in the notorious Part I (Commodities and
Money) around the famous 'labour theory of value'.
In the grip of a Hegelian conception of science (for Hegel,
all science is philosophical and therefore every true science has to found
its own beginnings ), Marx then thought that the principle that 'every
beginning is difficult . . . holds in all sciences'. In fact, Volume One Part
I follows a method of presentation whose difficulty largely derives from this
Hegelian prejudice. Moreover, Marx redrafted this beginning a dozen times
before giving it its 'definitive' form as if he was struggling with a
difficulty which was not just one of presentation -- and with good reason.
Let me very briefly give the principles of a solution.
Marx's 'labour theory of value' which all bourgeois
'economists' and ideologists have used against him in their scornful
condemnations, is intelligible, but only as a special
case of a theory which Marx and Engels called the 'law of value ' or
the law of the distribution of the available labour power between the various
branches of production, a distribution indispensable to the
reproduction of the conditions of production. 'Every child' could
understand it, says Marx in 1868, in terms which thus deny the inevitable
'difficult beginning' of every science. On the nature of this law I refer the
reader to Marx's letters to Kugelmann on 6 March and 11 July 1868, among other
texts.[12]
The 'labour theory of value' is not the only point which
causes difficulty in Volume One. We must of course mention the theory of
surplus-value, the bête noire of bourgeois economists and
ideologists who attack it as 'metaphysical', 'Aristotelian',
'non-operational', etc. Now this theory of surplus-value, too, is intelligible
only as a special case of a wider theory: the theory of surplus labour.
Surplus labour exists in every 'society'. In classless
societies, once the portion necessary for the reproduction of the conditions
of production has been set aside, it is shared between the members of
the 'community' (the primitive or communist community). In class societies,
once the portion necessary for the reproduction of the conditions of
production has been set aside, it is extorted from the exploited
classes by the ruling classes. In capitalist class society, in which labour
power becomes a commodity for the first time in history, the extorted
surplus labour takes the form of surplus-value.
Here again, I shall go no further: I am content to suggest
the principles of the solution whose proof would demand detailed argument.
Volume One contains further theoretical difficulties, linked
to the preceding ones or to other problems.
For example, the theory of the distinction which has to be
introduced between value and the value-form ; for example, the
theory of the socially necessary quantity of labour; for example, the
theory of simple and compound labour; for example, the theory of
social needs, etc. For example, the theory of the organic
composition of capital. For example, the famous theory of the
'fetishism ' of commodities and its later generalization.
All these questions -- and many others -- constitute real,
objective difficulties to which Volume One gives either provisional or partial
solutions. Why this incompleteness?
We must realize that when Marx published Volume One of
Capital, he had already written Volume Two and part of Volume Three
(the latter in note form). At any rate, as his correspondence with Engels
proves,[13] he had it 'all in his head', at least in
principle. But there was no question of Marx being materially able to put
it 'all on paper' in the first volume of a work which was to contain four. In
addition, if Marx did have it 'all in his head', he did not yet have answers
to all the questions he had in his head -- and at certain points this can be
detected in Volume One. It is no accident that it was only in 1868, i.e. a
year after the publication of Volume One, that Marx wrote that it was within
the reach of 'every child' to understand the 'law of value' on which depends
an understanding of Part I.
The reader of Volume One must therefore convince himself of
one thing, which is completely comprehensible once he is prepared to consider
the fact that Marx was advancing for the first time in the history of human
knowledge in a virgin continent: Volume One contains certain solutions to
problems which were only to be posed in Volumes Two, Three and Four -- and
certain problems
whose solutions were only to be demonstrated in Volumes Two, Three and
Four.
Essentially, most of the objective difficulties of Volume One
derive from this 'suspended', or if you like, 'anticipatory' character. Hence
it is essential to realize this and to draw the conclusions: i.e. to read
Volume One taking Volumes Two, Three and Four into account.
Nevertheless, there is also a second kind of difficulty
constituting a real obstacle to a reading of Volume One. These difficulties no
longer derive from the fact that Capital has four volumes, but from
survivals in Marx's language and even in his thought of the influence of
Hegel's thought.
As the reader may know, I have previously attempted to defend
the idea that Marx's thought is basically different from that of Hegel, and
that there was therefore a true break or rupture, if you prefer, between Marx
and Hegel.[14] The further I go, the more I think this
thesis is correct. However, I must admit that I have given a much too abrupt
idea of this thesis in advancing the idea that it was possible to locate this
rupture in 1845 (the Theses on Feuerbach, The German Ideology ).
Something decisive really does begin in 1845, but Marx needed a very long
period of revolutionary work before he managed to register the rupture he had
made with Hegel's thought in really new concepts. The famous Preface of
1859 (to A Contribution to the Critique of Political Economy ) is still
profoundly Hegelian-evolutionist. The 'Grundrisse', which date from the years
1857-59, are themselves profoundly marked by Hegel's thought, for in 1858 Marx
had re-read the Great Logic with amazement.
When Capital Volume One appeared (1867), traces of the
Hegelian influence still remained. Only later did they disappear completely
: the Critique of
the Gotha Programme
(1875)[15] as well
as the Marginal Notes on Wagner's 'Lehrbuch der politischen Ökonomie '
(1882)[16] are
totally and definitively exempt from any trace of Hegelian influence.
It is therefore of the first importance for us to know
where Marx started : he began with the neo-Hegelianism which was a
retreat from Hegel to Kant and Fichte, then with pure Feuerbachianism, then
with Feuerbachianism with a Hegelian injection (the 1844 Manuscripts
)[17] before
rediscovering Hegel in 1858.
It is also important to know where he was going. The
tendency of his thought drove him irresistibly to the radical abandonment of
every shade of Hegelian influence, as can be seen from the 1875 Critique of
the Gotha Programme and the 1882 Notes on Wagner. While
remorselessly abandoning all Hegel's influence, Marx continued to recognize an
important debt to him: the fact that he was the first to conceive of history
as a 'process without a subject'.
By taking this tendency into account we can appreciate the
traces of Hegelian influence which remain in Volume One as survivals on the
way to supersession.
I have already noted these traces in the typically Hegelian
problem of the 'difficult beginning' to every science, whose striking
manifestation is Part I of Volume One. This Hegelian influence can be located
very precisely in the vocabulary Marx uses in Part I: in the fact that
he speaks of two completely different things, the social usefulness of
products on the one hand and the exchange value of the same products on the
other, in terms which in fact have a word in common, the word 'value':
on the one hand use-value, and on the other exchange value. Marx
pillories a man named Wagner
(that vir obscurus ) with his customary vigour in the Marginal
Notes of 1882, because Wagner seems to believe that since Marx uses the
same word, value, in both cases, use-value and exchange value are the
result of a (Hegelian) division of the concept of 'value'. The fact is that
Marx had not taken the precaution of eliminating the word value from
the expression 'use-value' and of speaking as he should have done simply of
the social usefulness of the products. That is why in 1873, in
the Afterword to the second German edition of Capital, we find Marx
retreating from his earlier positions and recognizing that he had even dared
to 'coquett' (kokettieren ) 'with the modes of expression peculiar' to
Hegel 'in the chapter on the theory of value' (precisely, Part I). We ought to
draw the conclusions from this, which means ultimately that we ought to
rewrite Part I of Capital, so that it becomes a 'beginning' which is no
longer at all 'difficult', but rather simple and easy.
The same Hegelian influence comes to light in the imprudent
formulation in Chapter 32 of Volume One Part VIII, where Marx, discussing the
'expropriation of the expropriators', declares, 'It is the negation of the
negation '. Imprudent, since its ravages have not yet come to an end,
despite the fact that Stalin was right, for once, to suppress 'the negation of
the negation' from the laws of the dialectic, it must be said to the advantage
of other, even more serious errors.
A last trace of Hegelian influence, this time a flagrant and
extremely harmful one (since all the theoreticians of 'reification' and
'alienation' have found in it the 'foundation' for their idealist
interpretations of Marx's thought): the theory of fetishism (The
Fetishism of Commodities and the Secret Thereof, Part I, Chapter I,
Section 4).
The reader will realize that I cannot go into these different
points, each of which demands a whole demonstration to
itself. Nevertheless, I have signalled them, for, along with the very
ambiguous and (alas!) famous Preface to A Contribution to the Critique of
Political Economy (1859), the Hegelianism and evolutionism (evolutionism
being a poor man's Hegelianism) in which they are steeped have made ravages in
the history of the Marxist Workers' Movement. I note that Lenin did not give
in to the influence of these Hegelian-evolutionist pages for a single moment,
for otherwise he could not have fought the betrayal of the Second
International, built up the Bolshevik Party, conquered State power at the head
of the mass of the Russian people in order to install the dictatorship of the
proletariat, or begun the construction of socialism.
I note also that, unfortunately for the same International
Communist Movement, Stalin made the 1859 Preface his reference text, as can be
observed in the chapter of the History of the Russian
Communist Party (Bolshevik Let me add one further comment, to forestall the possibility
of a very serious misunderstanding for the reader of Volume One, one which no
longer has anything to do with the difficulties which I have just raised, but
relates to the necessity of reading Marx's text very closely.
This misunderstanding concerns the object which is in
question from the beginning of Part II of Volume One (The Transformation of
Money into Capital). In fact, Marx there discusses the organic composition of
capital, saying that in capitalist production there is in every given capital
a fraction (say 40 per cent) which constitutes the constant capital (raw
material, buildings, machines, tools) and another fraction (in this case 60
per cent) which
constitutes the variable capital (the costs of purchasing labour power).
The constant capital is so called because it remains constant in the process
of capitalist production: it produces no new value, so it remains constant.
The variable capital is called variable because it produces a new value,
higher than its former value, by the action of the extortion of surplus-value
(which takes place in the use of labour power).
Now, the vast majority of readers, including of course the
'economists' who are, if I may say so, destined to this 'oversight' by their
professional distortion as technicians of bourgeois political economy, believe
that when he discusses the organic composition of capital, Marx is
constructing a theory of the firm, or, to use Marxist terms, a theory of the
unit of production. However, Marx says quite the opposite: he always discusses
the composition of the total social capital, but in the form of an
apparently concrete example for which he gives figures (e.g. out of 100
million, constant capital = 40 millions -- 40 per cent -- and variable capital
= 60 millions -- 60 per cent). In this arithmetical example, Marx is
thus not talking about one firm or another, but of a 'fraction of the total
capital'. For the convenience of the reader and in order to 'crystallize his
ideas', he argues around a 'concrete' (i.e. arithmetical) example, but this
concrete example simply provides him with an example so that he can talk about
the total social capital.
In this perspective, let me signal the fact that nowhere in
Capital is there any theory of the capitalist unit of production or of
the capitalist unit of consumption. On these two points, Marx's theory thus
has still to be complemented.
I also note the political importance of this
confusion, which was definitively dealt with by Lenin in his theory of
Imperialism.[18] As we know, Marx planned to discuss the
'world market' in Capital, i.e. the tendential expansion of the
capitalist relations of production throughout the world. This 'tendency' found
its final form in Imperialism. It is very important to grasp the decisive
political importance of this fact, which Marx and the First International saw
very clearly.
In fact, if capitalist exploitation (the extortion of
surplus-value) exists in the capitalist firms where wage-workers are employed
(and the workers are its victims and therefore its direct witnesses), this
local exploitation only exists as a simple part of a generalized
system of exploitation which steadily expands from the great urban industrial
enterprises to agricultural capitalist enterprises, then to the complex forms
of the other sectors (urban and rural artisanat: 'one-family agricultural'
units, white-collar workers and officials, etc.), not only in one
capitalist country, but in the ensemble of capitalist countries, and
eventually in all the rest of the world (by means of direct
colonial exploitation based on military occupation: colonialism; then
indirect colonial exploitation, without military occupation:
neo-colonialism).
There is in fact, therefore, a real capitalist International,
which has been an Imperialist International since the end of the nineteenth
century, to which the Workers' Movement and its great leaders (Marx, then
Lenin) responded with a Workers' International (the First, Second, and Third
Internationals). Working-class militants recognize this fact in their practice
of Proletarian Internationalism. Concretely this means that they know very
well:
1. that they are directly exploited in the capitalist firm
(unit of production) in which they work;
2. that they cannot conduct the struggle solely at the level
of their own firm, but must also conduct it at the level of their national
production (engineering, building and
transport trade-union federations, etc.), then at the level of the national
set of different branches of production (e.g. in the Confédération Générale
de Travail -- the General Confederation of Labour -- in France), and
finally at the world level (e.g. the World Federation of Trade Unions).
This where the economic class struggle is concerned.
The same is naturally the case, despite the disappearance of
a formal International, where the political class struggle is concerned. That
is why Volume One must be read in the light not only of the
Communist Manifesto ('Workers of all countries unite!'), but also of
the Statutes of the First, Second and Third Internationals, and of course,
in the light of the Leninist theory of imperialism.
To say this is not at all to leave Volume One of
Capital to make 'political propaganda' with respect to a book which, it
would seem, deals only with 'political economy'. Quite the contrary, it is to
take seriously the fact that Marx has opened to scientific knowledge and to
men's conscious practice a new continent, the Continent of History, by an
amazing discovery, and that, like the discovery of every new science, this
discovery extends into the history of this science and into the political
practice of the men who have recognized themselves in it. Marx was not able to
write the projected chapter of Capital with the title 'The World Market' as a
foundation for proletarian Internationalism, in response to the capitalist,
later imperialist International, but the First International, which Marx
founded in 1864, had already begun to write this same chapter in the facts,
three years before the appearance of Capital Volume One, and Lenin
wrote the continuation of it not only in his book Imperialism, the
Highest Stage of Capitalism, but also in the foundation of the Third
International (1919).
All this is, of course, if not incomprehensible, at least
very hard to understand if one is an 'economist' or even a 'historian',
a fortiori if one is a mere 'ideologist' of the bourgeoisie. On the
contrary, it is all very easy to understand if one is a proletarian, i.e. a
wage-labourer 'employed' in capitalist production (urban or agricultural).
Why this difficulty? Why this relative ease? I believe that I
have been able to explain it by following some of Marx's own texts and the
clarifications that Lenin provides in his commentaries on Marx's
Capital in the first volumes of his Collected Works. It is
because bourgeois and petty bourgeois intellectuals have a bourgeois (or
petty-bourgeois) 'class instinct', whereas proletarians have a proletarian
class instinct. The former, blinded by bourgeois ideology which does
everything it can to cover up class exploitation, cannot see capitalist
exploitation. The latter, on the contrary, despite the terrible weight of
bourgeois and petty-bourgeois ideology they carry, cannot fail to see
this exploitation, since it constitutes their daily life.
To understand Capital, and therefore its first volume,
it is necessary to take up 'proletarian class positions', i.e. to adopt the
only viewpoint which makes visible the reality of the exploitation of
wage labour power, which constitutes the whole of capitalism.
This is, proportionately speaking, on condition that they
struggle against the influence of the burden of bourgeois and petty-bourgeois
ideology that they carry, relatively easy for workers. As 'by nature' they
have a 'class instinct' formed by the harsh school of daily exploitation, all
they need is a supplementary political and theoretical education in order to
understand objectively what they feel subjectively, instinctively.
Capital gives them this supplementary theoretical education in the form
of objective explanations and proofs, which helps them to move from a
proletarian class instinct to an (objective) proletarian class position.
But it is extremely difficult for specialists and other
bourgeois and petty-bourgeois 'intellectuals' (including students). For a mere
education of their consciousness is not enough, nor a mere reading of
Capital. They must also make a real rupture, a real
revolution in their consciousness, in order to move from their
necessarily bourgeois or petty-bourgeois class instinct to proletarian class
positions. It is extremely difficult, but not absolutely impossible. The
proof: Marx himself, who was the scion of a good liberal bourgeoisie (his
father was a lawyer), and Engels, who came from the big capitalist bourgeoisie
and was himself a capitalist in Manchester for twenty years. Marx's whole
intellectual history can and must be understood in this way: as a long,
difficult and painful rupture by which he moved from his petty-bourgeois class
instinct to proletarian class positions, to whose definitions he contributed
decisively in Capital.
This is an example which can and must be meditated upon,
bearing in mind other illustrious examples: above all Lenin, the son or an
enlightened petty bourgeois (a progressive teacher), who became the leader of
the October Revolution and the world proletariat, in the stage of Imperialism,
the supreme, i.e. the last stage of capitalism.[19]
March 1969
T H E R U D I M E N T S O F A C R I T
I C A L B I B L I O G R A P H Y [20]
I propose to distinguish between :
I. Texts earlier than Capital Volume One (1867) which make it
easier to understand both the investigatory works of Marx which led up to
Capital and Capital itself.
1. The
Communist Manifesto (1847).
2. The
Poverty of Philosophy (1847): a critique of Proudhon.
3. Wage Labour and
Capital (1848): lectures to a working class audience on two key
concepts of the theory of the capitalist mode of production.
After 1850, when the proletarian risings throughout Europe
had been crushed, Marx withdrew to London and decided to 'begin again at the
beginning' in political economy, with which up to that time he only had an
indirect and superficial acquaintance. Strenuous work in libraries on the
economists, the Factory Inspectors' reports, and all the documentation
available (cf. his letters in this period in Selected Correspondence ).
4. The 'Grundrisse ', a collection of preparatory
manuscripts for A Contribution to the Critique of Political Economy,
which appeared in 1859. Only part of these texts went into A
Contribution. The remarkable 'Introduction ' remained
unpublished. In many places in the Grundrisse (published in French
translation by Éditions Anthropos under the unfortunate title
'Fondements [foundations] de la critique de l'économie politique')[21] a strong Hegelian influence can be detected, combined with
whiffs of Feuerbachian humanism.
It can be predicted with some certainty that, along with The German
Ideology, the Grundrisse will provide all the dubious quotations
needed by idealist interpretations of Marxist theory.
5. A Contribution to the Critique of Political Economy
(1859), the crucial part of which (the theory of money) was incorporated in
Part I of Capital Volume One. The famous Preface is
unfortunately deeply marked by a Hegelian-evolutionist conception which
disappears 99 per cent in Capital and completely in Marx's later texts.
6. Wages, Price and
Profits 7. Correspondence on Capital before 1867, collected
under the title Lettres sur le Capital.[22] Here
it is possible to see directly how Marx learnt from that excellent
'capitalist' Engels about the labour process, the instruments of labour
(machines), the organic composition of capital in a firm, the turnover of the
different fractions of capital, etc. It is possible to see Marx submit his
hypotheses and results to Engels, ask him questions, take note of his answers.
It is possible to discover that Marx already had the essentials of
Capital in his head well before 1867, not just Volume One, but also
Volumes Two and Three, since he talks at length about the theory of ground
rent and the tendency for the rate of profit to fall (which only appeared in
Volume Three, published by Engels after his death).
II. Texts later than Capital, either by Marx himself
or by other great writers (Engels, Lenin, etc.).
These texts are doubly useful: they cast light on a number
of difficult points in Capital, or greatly facilitate reading it;
and they extend the investigations of the theory founded by Marx,
demonstrating its fruitfulness in concrete applications.
8. The Second Part of Engels's Anti-Dühring (1877)
which gives a very clear summary of the crucial theses of Volume One.
9. Marx's Critique of the Gotha
Programme (1875). Mere 'Randglossen ' (marginal notes) in
Marx's hand on the joint draft Programme on which the (Marxist) 'Social
Democratic Workers' Party' and the (Lassallean) 'General Association of German
Workers' agreed to the organic unification of their two organizations in the
German Social-Democratic Party. No notice was taken of the criticism of Marx
and Engels, who thought of publicly dissociating themselves from the new
organization, but decided against it since the 'bourgeoisie saw in the
programme what was not there'. Marx's mere notes are invaluable. They discuss
the principles which ought to have guided any policy of unification,
revolution and socialism, four years after the Paris Commune. In them there is
the starting-point for a theory of Law: Law is always bourgeois. It is not the
'collective ownership' (legal notion) 'of the means of production', but their
'collective appropriation' which defines the socialist mode of production. The
fundamental thesis: legal relations and the relations of production must not
be confused.
The history of the misadventures of the Critique is
instructive. Barred from publication by the leadership of the
Social-Democratic Party, it could only appear . . . sixteen years later,
thanks to Engels, who had to trick this same leadership and only obtained his
objective by the skin of his teeth. The leadership of the Social-Democratic
Party was radically opposed to the publication of Marx's critical notes 'so as
not to damage our unity with our Lassallean comrades'. . . .
10. Marx's Marginal Notes on Wagner's 'Lehrbuch der
politischen Ökonomie' (1882). The last text written by Marx, slightly
abridged in the French translation published by Éditions Sociales (Le
Capital, t. III, pp. 241-53).[23] It
reveals irrefutably the direction in which Marx's thought tended: no longer
the shadow of a trace of Feuerbachian humanist or Hegelian influence.
11. The Prefaces and articles by Engels collected together
into the volume On Marx's Capital (Progress Publishers, Moscow).
First-rate analyses, very clear, but, as sometimes happens with Engels who had
touches of theoretical genius, marred by a few weaknesses (e.g. the thesis
that the 'law of value' only ceased to apply . . . in the fourteenth century).
12. Lenin's What the 'Friends of the
People' Are (Progress Publishers, Moscow) (1894: Lenin was twenty-four
years old). A critique of the idealist-humanist ideology of the Populists. An
exposition of the epistemological principles of Marx's scientific discovery. A
categorical affirmation that Marx's dialectic has nothing to do with that of
Hegel.
13. Lenin's The Development of
Capitalism in Russia (1899: Lenin was twenty-nine years old). The only
work of scientific sociology in the world, which all sociologists should study
with care. An application of the theory of the feudal and capitalist modes of
production to the Russian social formation at the end of the nineteenth
century, where capitalist relations of production and exchange were extending
through the countryside, supplanting feudal relations of production. This work
summarizes the essentials of the numerous studies that Lenin devoted to the
basic theses of Capital Volume Two in texts of a gripping clarity and
rigour, between 1894 and 1899, in his critique of the Populist and 'romantic'
'economists'. A text to be related to
Kautsky's Agrarian Question (1903)[24] of
which Lenin had a high opinion, and above all to 'New Data on the Laws Governing
the Development of Capitalism in Agriculture' (1915: Vol. 22 of the
English edition of the Collected Works ), where Lenin deals with the
'paradox' of the advanced capitalist development of small agricultural
enterprises in the USA alongside big capitalist enterprises. French
'specialists' in 'agrarian questions' have every interest in reading this very
actual text closely, and learning from it how official statistics should be
'handled'.
14. Lenin's Marxism and Revisionism
(1908).[25]
15. Lenin's Three Sources and Three
Component Parts of Marxism (1913).
16. Lenin's The Historical Destiny of the
Doctrine of Karl Marx (1913)
17. Lenin's Imperialism the Highest Stage
of Capitalism (1916).
18. Lenin's State and Revolution
(1917).
I shall finish this little critical bibliography here.
There are a large number of essays, usually critical or
highly critical, devoted to the 'interpretation' of Marx's theory and in
particular to Capital. The particularly sensitive point: Volume One
Part I, above all the 'labour theory of value', the theory of 'surplus-value'
and the theory of the 'law of value'.
The above works can be obtained on demand in most specialist
bookshops.
This discovery, which I regard as essential, can be
formulated in the following theses:
1. Philosophy is not a science, and it has no object, in the
sense in which a science has an object.
2. Philosophy is a practice of political
intervention carried out in a theoretical form.
3. It intervenes essentially in two privileged domains, the
political domain of the effects of the class struggle and the theoretical
domain of the effects of scientific practice.
4. In its essence, it is itself produced in the theoretical
domain by the conjunction of the effects of the class struggle and the effects
of scientific practice.
5. It therefore intervenes politically, in a theoretical
form, in the two domains, that of political practice and that of scientific
practice: these two domains of intervention being its domains, insofar
as it is itself produced by the combination of effects from these two
practices.
6. All philosophy expresses a class position, a
'partisanship' in the great debate which dominates the whole history of
philosophy, the debate between idealism and materialism.
7. The Marxist-Leninist revolution in philosophy consists of
a rejection of the idealist conception of philosophy (philosophy as an
'interpretation of the world') which denies that philosophy expresses a class
position, although it always does so itself, and the adoption of the
proletarian class position in philosophy, which is materialist, i.e. the
inauguration of a new materialist and revolutionary practice of philosophy
which induces effects of class division in theory.
All these theses can be found in Materialism and
Empirio-criticism, either explicitly or implicitly. All I have done is to
begin to make them more explicit. Materialism and Empirio-criticism
dates from 1908. At that time Lenin had not read, or not really read, Hegel.
Lenin only read Hegel in 1914 and 1915. We should note that immediately before
he read Hegel -- the Little Logic (the Encyclopedia ), then the Great
Logic and the Philosophy of History -- Lenin read Feuerbach (1914).
Hence Lenin read Feuerbach and Hegel in 1914-15, during the
first two years of the inter-imperialist War, nine years after the crushing of
the Revolution of October 1905, at the most critical moment in the History of
the Workers' Movement, the moment of the treachery of the Social-Democratic
Parties of the Second International, whose practice of a Holy Alliance
inaugurated the great split which was to culminate in the gigantic work
of Lenin and
the Bolsheviks in the 1917 Revolution and in the foundation of the Third
International.
Today, in April 1969, as we live through a second de
facto split in the International Communist Movement, as the Chinese
Communist Party holds its Ninth Congress and as preparations are being made
for the International Conference of Communist Parties in Moscow, it is not at
all irrelevant to reflect on Lenin in 1914-1915, reading Hegel's Logic.
It is not scholasticism but philosophy, and since philosophy is politics in
theory, it is therefore politics. We have an immense advantage over
Lenin in that we are not living in a world war, and can see slightly more
clearly into the future of the International Communist Movement, despite its
present split, and perhaps even because of its present split, despite the
meagreness of our information about it. For one can always reflect.
The paradox of Lenin's attitude before Hegel can be grasped
by contrasting two facts:
1. First fact
In 1894, in What the 'Friends of the
People' Are, Lenin, who had clearly not read Hegel, but only what Marx
says about Hegel in the Afterword to the second German edition of
Capital, and what Engels says about Hegel in Anti-Dühring and
Feuerbach and the End
of Classical German Philosophy, devotes a dozen pages to the
difference between Marx's materialist dialectic and Hegel's dialectic! These
twelve pages are a categorical declaration of anti-Hegelianism. The conclusion
of these twelve pages (in a note) is, and I quote, 'the absurdity of
accusing Marxism of Hegelian Dialectics ' (Lenin, Collected Works,
Vol. 1, p. 174n.). Lenin quotes Marx's declaration that his 'method is
the "direct opposite " of Hegel's method ' (p. 167). As for
Marx's Hegelian formulations, the very ones which occur in Capital, in
particular in Volume One Part I, which
Marx himself signalled as the result of his having 'coquetted
(kokettieren ) with the modes of expression peculiar to Hegel', Lenin
settles accounts with them by saying that they are 'Marx's manner of
expression ' and relate to 'the origin of the doctrine ', adding
with much common sense that 'the theory should not be blamed for its origin
' (p. 164). Lenin goes on to say that the Hegelian formulations of the
dialectic, the 'empty dialectical scheme ' of the triads, is a 'lid
' or a 'skin ' and that not only can one remove this lid or skin
without changing anything in the bowl uncovered or the fruit peeled, but
indeed they must be uncovered or peeled in order to see what is in
them.
May I remind the reader that in 1894 Lenin had not read
Hegel, but he had read Marx's Capital very closely, and understood it
better than anyone else ever had -- he was twenty-four -- so much so that the
best introduction to Marx's Capital is to be found in Lenin. Which
would seem to prove that the best way to understand Hegel and the relation
between Marx and Hegel is above all to have read and understood
Capital.
2. Second Fact
In 1915, in his notes on the Great Logic, Lenin wrote
a statement which everyone knows by heart, and which I quote: 'Aphorism: it
is impossible completely to understand Marx's Capital, and especially
its first chapter, without having thoroughly studied and understood the
whole of Hegel's Logic. Consequently, half a century later none
of the Marxists understood Marx!! ' (Collected Works, Vol. 38, p.
180 -- Lenin's exclamation marks).
For any superficial reader, this statement obviously
contradicts the statements of 1894, since instead of radical anti-Hegelian
declarations, here we seem to have a radical pro-Hegelian declaration. Indeed,
it goes so far that, if it were applied to Lenin himself, as the author of
remarkable texts
on Capital written between 1893 and 1905, he would appear as not
having 'understood Marx ', since before 1914-1915, Lenin had not
'thoroughly studied and understood the whole of Hegel's Logic'!
I shall leave the conventional commentators to extricate
themselves from this little 'contradiction', but I doubt whether they will
make much progress with it, however much they declare, as good commentators on
other texts of Lenin's, that 'contradiction' is the universal motor of all
progress, including the progress of understanding. . . .
For myself, I state that I subscribe word for word to this
second declaration of Lenin's just as I do to the first. I shall explain this
directly. Lenin was quite right to say that to 'understand Capital ',
and especially, as he has the genius to point out, its first chapter,
i.e. the extraordinary Volume One Part I, extraordinary because it is still
Hegelian, not only in its terminology, but also in its order of exposition, it
is essential to know Hegel's Logic through and through and for good
reason.
I can reduce the paradox of this second fact, of this second
declaration of Lenin's straightaway by pointing out that it is preceded (a
page earlier in the Notebooks ) by another very interesting formula
only a few lines before. Lenin declares, in fact, that 'Hegel's analysis of
syllogisms . . . recalls Marx's imitation of Hegel in Ch. 1 '. This is a
re-phrasing of Marx's own diagnosis: his 'coquetting' with Hegel. If the cap
fits, wear it. This is not me speaking, but Lenin, following Marx. In fact,
one cannot understand Volume One Part I at all without completely removing its
Hegelian 'lid', without reading as a materialist, as Lenin reads Hegel, the
said Volume One Part I, without, if you will forgive the presumption,
re-writing it.
This brings us directly to my central thesis on Lenin's
reading of Hegel: i.e. that in his notes on Hegel, Lenin
maintains precisely the position he had adopted previously in 'What the
"Friends of the People" Are ' and 'Materialism and Empirio-criticism
', i.e. at a moment when he had not read Hegel, which leads us to a
'shocking' but correct conclusion: basically, Lenin did not need to read Hegel
in order to understand him, because he had already understood Hegel, having
closely read and understood Marx. Bearing this in mind, I shall hazard a
peremptory aphorism of my own: 'A century and a half later no one has
understood Hegel because it is impossible to understand Hegel without having
thoroughly studied and understood "Capital "! ' Provocation
for provocation; I hope I shall be forgiven this one, at least in the Marxist
camp.
As for the Hegelians, they can carry on with their
philosophical rumination in Hegel, Ruminator of all Ruminations, i.e. the
Interpreter of all the Interpretations in the history of philosophy. At any
rate, as good Hegelians, they know that History is over and that therefore
they can only go round and round within the theory of the End of History, i.e.
in Hegel.
After all, it is not just roundabouts that go round and
round, the wheel of history can go round and round, too. The wheel of
philosophical history at least, which always goes round and round, and when it
is Hegelian, its advantage, like the advantage Pascal attributed to man over
the reed, is that it 'knows it '.
What, when, was so interesting to Lenin in Hegel's Great Logic ?
In order to answer this question, we must first learn to read
Lenin's notes on his reading of Hegel. This is a truism, but one from which,
of course, hardly anyone draws the necessary, but elementary, conclusions. We
have to believe that none of the commentators of the Notebooks on Hegel
have ever themselves kept a book of notes on their own individual reading.
For when one takes notes, there are notes whose function it
is to summarize what one has just read, and there are notes whose function it
is to assess what one has just read. There are also notes that one takes, and
notes that one does not take. For example, those who are prepared to compare
the text of Hegel's Great Logic with the text of Lenin's notes cannot
fail to observe that Lenin almost completely ignores the Book on Being,
leaving hardly any comment on it other than summarizing notes. This is surely
strange, i.e. symptomatic. These same readers cannot fail to remark that the
notes become abundant (and not just the summarizing notes, but also the
critical notes, usually approving but occasionally disapproving) when Lenin
comes to the Book on Essence, which clearly interests him considerably;
and that Lenin's notes become very abundant for the Book devoted to
Subjective Logic and very laudatory on the Absolute Idea, the
Chapter on which Lenin, amazing though it may seem, regards as practically
materialist.
I cannot go into all the details, although they are
essential, but I attach the greatest importance to a critical, i.e. a
materialist, reading of Lenin's Notes on his reading of Hegel, in order,
first, to say how Lenin reads Hegel, then, to say what primarily interests him
in Hegel, and finally, to attempt to say why.
He read Hegel, and the phrase constantly recurs, as a 'materialist'. What
does this phrase mean ?
First, it means that Lenin read Hegel by 'inverting' him.
What does this 'inversion' mean? Simply the 'inversion' of idealism into
materialism. But beware! In practice this means not that Lenin put
matter in place of the Idea and
vice versa, for that would merely produce a new materialist
metaphysics (i.e. a materialist variant of classical philosophy, say, at best
a mechanistic materialism), but that for his reading of Hegel, Lenin adopted a
proletarian class viewpoint (a dialectical-materialist viewpoint),
which is something quite different.
In other words, Lenin did not read Hegel in order to set
Hegel's absolute-idealist system back on to its feet in the form of a
materialist system. For his reading of Hegel he adopted a new philosophical
practice, a practice which followed from the proletarian class
viewpoint, i.e. from the dialectical-materialist viewpoint. What interested
Lenin in Hegel was above all the effects of this dialectical-materialist
reading of Hegel, i.e. the effects produced with respect to a reading of
passages from Hegel which deal primarily with what is called the 'theory of
knowledge' and the dialectic.
If Lenin did not read Hegel according to the method of
'inversion', how did he read him? Precisely according to the method he
described as early as 1894 in What the 'Friends of the People' Are with
respect to the reading of Capital Volume One Part I: by the method of
'laying bare '. What is valid for the reading of passages from Marx
contaminated by Hegelian terminology and the Hegelian order of exposition in
Capital is obviously valid a fortiori, a hundred times a
fortiori, for Hegel himself. Hence the radical laying bare. A
central passage in the Notebooks says this in so many words:
Movement and 'self-movement' (this NB! arbitrary
(independent), spontaneous, internally-necessary movement), 'change',
'movement and vitality', 'the principle of all self-movement,' 'impulse'
(Trieb ) to 'movement' and to 'activity' -- the opposite to 'dead
Being' -- who would believe that this is the core of 'Hegelianism', of
abstract and abstrusen (ponderous, absurd?) Hegelianism?? This core had
to be
discovered, understood, hinüberretten, laid
bare, refined, which is precisely what Marx and Engels did (op.
cit., Vol. 38, p. 141). What are we to understand by this metaphor of 'laying bare',
'refining' or 'extraction' (a term used elsewhere), if not the image that
there is in Hegel something like a 'rational' kernel which must be rid of its
skin, or better no doubt, of its superimposed skins, in short of a certain
crust which is more or less thick (think of a fruit, an onion, or even an
artichoke). Hence the extraction needs to be laboriously laid bare. Sometimes,
as in the Chapter on the Absolute Idea, the materialist kernel reaches almost
to the surface, a mere laying bare is enough. Sometimes, the skin is thick, it
is tangled with the kernel itself, and the kernel needs to be disentangled. In
either case, a labour involving more or less transformation is necessary.
Sometimes there is only the skin: nothing at all to retain, everything has
to be discarded, there is no rational kernel. Thus in the Book of the
Great Logic on Being, and in all the passages containing, directly or
indirectly, what Lenin calls 'mysticism' (e.g. where logic is alienated into
Nature), Lenin writes furiously: 'stupidity! foolishness! incredible!', and he
rejects outright 'nonsense about the absolute. I am in general trying to read
Hegel materialistically: Hegel is materialism which has been stood on its head
(according to Engels) that is to say, I cast aside for the most part God, the
Absolute, the Pure Idea, etc.' (p. 104).
Thus a rather special method. The inversion is simply an
affirmation of the partisan position of the proletariat in philosophy: the
inversion of idealism into materialism. The real operation, the real work
of materialist reading consists of a quite different operation:
1. the rejection of a mass of propositions and theses with
which nothing can be done, from which absolutely nothing can be obtained,
skins without kernels;
2. the retention of certain well-chosen fruits and
vegetables, and their careful peeling or the disentanglement of their kernels
from their thick skins, tangled with the kernel, by real transforming work.
'One must first of all extract the materialist dialectics from it (the
Hegelian galimatias). Nine-tenths of it, however, is
chaff, rubbish ' (p. 154).
What a waste! This has nothing to do with the miraculous
'inversion'.
What is it that Lenin retains from Hegel and re-works?
Here I could go on for ever. I shall group my points under
the two chapter headings which are the most important in my eyes, and, I
believe, in the eyes of every careful reader of the Notebooks. The
first deals with Hegel's criticism of Kant, the second with the Chapter on the
Absolute Idea.
A. Hegel's Criticism of Kant
This never fails; whenever Lenin finds a criticism of Kant in
Hegel's text, he approves. And especially when Hegel criticizes the Kantian
notion of the thing-in-itself as unknowable. Then Lenin's approval is
categorical and even lyrical:
Essentially, Hegel is completely right as opposed to Kant.
Thought proceeding from the concrete to the abstract . . . does not get away
from the truth but comes closer to it. The abstraction of matter, of a law of
nature, the abstraction of value, etc., in short all scientific
(correct, serious, not absurd) abstractions reflect nature more deeply, truly
and completely. From living perception to abstract thought, and from
this to practice -- such is the dialectical path of the cognition of truth, of
the cognition of objective reality. Kant disparages knowledge in order to make
way for faith: Hegel exalts knowledge, asserting that knowledge is knowledge
of God. The materialist exalts the knowledge of matter, of nature, consigning
God, and the philosophical rabble that defends God, to the rubbish heap (op.
cit., Vol. 38, p. 171). Here Lenin is merely repeating Engels:
In addition there is yet a set of different philosophers --
those who question the possibility of any cognition, or at least of an
exhaustive cognition of the world. To them, among the more modern ones, belong
Hume and Kant, and they have played a very important role in philosophical
development. What is decisive in the refutation of this view has already been
said by Hegel, in so far as this was possible from an idealist
standpoint ('Feuerbach and the End of Classical German Philosophy',
Marx-Engels: Selected Works, London, 1968, p. 605). How are we to interpret this attitude? We should note
carefully that when Lenin approves of the fact that Hegel criticizes Kant from
a Hegelian viewpoint, he certainly does not approve of the Hegelian viewpoint
100 per cent, but he does approve 100 per cent of the fact that Kant is
criticized, and, let us say, approves of a large part of the arguments behind
Hegel's criticism of Kant. This is really an obvious point: it is possible for
two people to be in agreement against a third party for different reasons,
more or less different reasons.
For Lenin, as for Hegel, Kant means subjectivism.[1] In a quasi-Hegelian phrase, Lenin says that the
transcendental is subjectivism and psychology. And naturally we are not
surprised to find that Lenin occasionally compares Kant with Mach. Hence Lenin
is in agreement with Hegel in criticizing Kant from the point of view of
objectivism . . . but what objectivism? We shall see.
In any case, he delights in Hegel's criticism of the
thing-in-itself. An empty notion, he says, in agreement with the Hegelian
formulation, it is a myth to claim to be able to think the unknowable, the
thing-in-itself is the identity of the essence in the phenomenon.
In Kant, Ding an sich is an empty abstraction, but
Hegel demands abstraction which corresponds to der Sache (op. cit., p.
92). In this dual theme: the categorical rejection of the
thing-in-itself -- and its counterpart: the existence of the essence in the
phenomenon, which Lenin reads as the identity of the essence and the
thing-in-itself (the essence identical with its phenomenon), Lenin is in
agreement with Hegel, though the latter would not say that the 'reality' of
the thing-in-itself is the essence. A shade of meaning perhaps, but an
important one.
Why is it important? Because Hegel's criticism of Kant is a
criticism of subjective idealism in the name of absolute idealism, which means
that Hegel does not stop at a Theory of the Essence, but criticizes Kant in
the name of a Theory of the Idea, whereas Lenin stops at what Hegel would
call a Theory of the Essence.
Here we see 'in the name of what' Lenin criticizes Kant's
subjectivism: in the name of objectivism, I have said. This term is too
easily a pendant of the term subjectivism for it not to be immediately
suspect. Let us say rather that Lenin criticizes Kant's subjectivism in the
name of a materialist thesis which is a thesis conjointly of (material)
existence and of (scientific) objectivity. In other words, Lenin criticizes
Kant from the viewpoint of philosophical materialism and scientific
objectivity, thought together in the thesis of materialism. This is
precisely the position of Materialism and Empirio-criticism.
But it enables us to reveal a number of important
consequences nonetheless. Let us run through them.
The critique of Kant's transcendental subjectivism contained
in the selective reading in which Lenin 'lays bare' Hegel entails:
1. the elimination of the thing-in-itself and its
reconversion into the dialectical action of the identity of essence and
phenomenon;
2. the elimination of the category of the Subject (whether
transcendental or otherwise);
3. with this double elimination and the reconversion of the
thing-in-itself into the dialectical action of the essence in its phenomenon,
Lenin produces an effect often underlined in Materialism and
Empirio-criticism : the liberation of scientific practice, finally
freed from every dogma that would make it an ossified thing, thus restoring to
it its rightful living existence -- this life of science merely reflecting the
life of reality itself.[2]
This is the categorical limit dividing Lenin from Hegel in
their criticisms of Kant. For Lenin, Hegel criticizes Kant from the viewpoint
of the Absolute Idea, i.e. provisionally, of 'God' -- whereas Lenin uses
Hegel's criticism of Kant to criticize Kant from the viewpoint of
science, of scientific objectivity and its correlate, the material
existence of its object.
This is the practice of laying-bare and peeling, of refining,
as we can see it at a point where it is possible : Lenin takes what
interests him from his point of view from the discourse which Hegel is
pursuing from a quite different point of view. What determines the principle
of the choice is the difference in viewpoints: the primacy of science and its
material object, for Lenin; whereas, as we know, for Hegel, science, meaning
the science of the scientists (which remains in the Intellect), has no
primacy: since in Hegel
science is subject to the primacy of Religion and Philosophy, which is the
truth of Religion.
B. The Chapter on the Absolute Idea
We move from paradox to paradox. I have just said that what
interests Lenin in Hegel is the criticism of Kant, but from the point of view
of scientific objectivity -- and not from the point of view of its truth,
which, to be brief, is represented in Hegel by the Absolute Idea. And yet,
Lenin is passionately interested in the Chapter on the Absolute Idea, which he
sees as almost materialist:
It is noteworthy that the whole chapter on the 'Absolute
Idea' scarcely says a word about God (hardly ever has a 'divine' 'notion'
slipped out accidentally) and apart from that -- this NB -- it contains
almost nothing that is specifically idealism, but has for its main subject the
dialectical method. The sum-total, the last word and essence of Hegel's logic
is the dialectical method -- this is extremely noteworthy. And one
thing more: in this most idealistic of Hegel's works there is the least
idealism and the most materialism. 'Contradictory', but a fact! (op.
cit., p. 234). How are we to explain this paradox?
Ultimately in a fairly simple way. But before doing so, I
must go back a little.
Last year, in a paper I read at Jean Hyppolite's seminar, I
showed what Marx owed to Hegel in theory. After critically examining the
dialectic of what may be called the conceptual experiment carried out by Marx
in the 1844 Manuscripts, where Feuerbach's theory of the alienation of
the Human Essence underwent a Hegelian injection, precisely the injection of
the process of historical alienation -- I was able to show that this
combination was untenable and explosive, and in fact it was abandoned by Marx
on the one hand (the Manuscripts were not published and their
theses were progressively abandoned later), while on the other it produced
an explosion.
The untenable thesis upheld by Marx in the 1844
Manuscripts was that History is the History of the process of alienation
of a Subject, the Generic Essence of Man alienated in 'alienated labour'.
But it was precisely this thesis that exploded. The
result of this explosion was the evaporation of the notions of subject, human
essence, and alienation, which disappear, completely atomized, and the
liberation of the concept of a process (procès or processus )
without a subject, which is the basis of all the analyses in
Capital.
Marx himself provides evidence of this in a note to the
French edition of Capital (this is interesting, for Marx must have
added this note three or four years after the appearance of the German
edition, i.e. after an interval which had allowed him to grasp the importance
of this category and to express it to himself). This is what Marx wrote:
The word 'procès ' (process) which expresses a
development considered in the totality of its real conditions has long
been part of scientific language throughout Europe. In France it was first
introduced slightly shamefacedly in its Latin form -- processus. Then,
stripped of this pedantic disguise, it slipped into books on chemistry,
physics, physiology, etc., and into a few works of metaphysics. In the end it
will obtain a certificate of complete naturalization. Let us note in passing
that in ordinary speech the Germans, like the French use the word
Prozess (procès, process) in the legal sense [i.e. trial] (Le
Capital, Editions Sociales, t.I, p. 181n.). Now, for anyone who 'knows' how to read Hegel's Logic
as a materialist, a process without a subject is precisely what can be found
in the Chapter on the Absolute Idea. Jean Hyppolite decisively proved that
Hegel's conception of history had absolutely nothing to do with any
anthropology. The proof: History is the Spirit, it is the last moment of
the alienation of a process which 'begins' with Logic, continues with Nature
and ends with the Spirit, the Spirit, i.e. what can be presented in the form
of 'History'. For Hegel, quite to the contrary of the erroneous view of Kojève
and the young Lukács, and of others since them, who are almost ashamed of the
Dialectics of Nature, the dialectic is by no means peculiar to History, which
means that History does not contain anywhere in itself, in any subject, its
own origin. The Marxist tradition was quite correct to return to the thesis of
the Dialectics of Nature, which has the polemical meaning[3] that
history is a process without a subject, that the dialectic at work in
history is not the work of any Subject whatsoever, whether Absolute (God) or
merely human, but that the origin of history is always already thrust back
before history, and therefore that there is neither a philosophical origin nor
a philosophical subject to History. Now what matters to us here is that Nature
itself is not, in Hegel's eyes, its own origin; it is itself the result of a
process of alienation which does not begin with it: i.e. of a process whose
origin is elsewhere -- in Logic.
This is where the question becomes really fascinating. For it
is clear that Lenin swept aside in one sentence the absurd idea that Nature
was a product of the alienation of Logic, and yet he says that the Chapter on
the Absolute Idea is quasi-materialist. Surprising.
page 11
Philosophy as a
Revolutionary Weapon
Interview conducted by
Maria Antonietta
Macciocchi
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Lenin and Philosophy
May I thank your Society for the
honour it has done me in inviting me to present to it what it has called,
since it came into existence, and what it will doubtless long continue to
call, by a disarmingly nostalgic name: a communication.[1]
1
1. A communication presented to the Société
Française de Philosophie on 24 February 1968 and reproduced with the
permission of its president, M. Jean Wahl.
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2
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2. Now, alas, we have to add the name of Jean
Hyppolite to this list.
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'Those who call
themselves philosophers -- professors and university lecturers -- are, despite
their apparent free-thinking, more or less immersed in superstition and
mysticism . . . and in relation to Social-Democracy constitute a single . . .
reactionary mass .' 'Now, in order to follow the true path,
without being led astray by an the religious and philosophical
gibberish, it is necessary to study the falsest of all false paths
(der Holzweg der Holzwege ), philosophy ' (Materialism and
Empirio-criticism, Collected Works, Moscow, 1962, Vol. 14, pp.
340-41).[3]
3. I have italicized Lenin's quotations from
Dietzgen. Lenin himself stressed the key phrase 'der Holzweg der Holzwege
'.
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4. See Appendix, p. 68 below.
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I. L E N I N ' S G R E A T P H I L
O S O P H I C A L T H E S E S
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The sole property of
matter with whose recognition philosophical materialism is bound up is the
property of being an objective reality (op. cit., pp. 260-61).
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2. L E N I N A N D P H I L O S O P
H I C A L P R A C T I C E
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Of course, we must not
forget that the criterion of practice can never, in the nature of things,
either confirm or refute any human idea completely. This criterion too is
sufficiently 'indefinite' not to allow human knowledge to become 'absolute',
but at the same time it is sufficiently definite to wage a ruthless fight on
all varieties of idealism and agnosticism (op. cit., pp. 142-3).
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APPENDIX
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Preface to Capital Volume One
Now, for the first time in the
history of French publishing, Capital Volume One is available to a mass
audience.
1. 1845. A work which remained unpublished in
Marx's lifetime. English language translation published by International
Publishers, New York, 1947.
2. The 'Grundrisse', manuscripts
written by Marx in 1857-59. French translation published by Editions
Anthropos, Paris. [No full English translation as yet -- Translator's
Note.]
3. Preface to A
Contribution to the Critique of Political Economy (1859), published by
International Publishers, New York, 1971.
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4. See for example the beginning of Lenin's State and Revolution,
in Selected Works, International Publishers, New York, 1967.
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5. These are not polemical phrases, but scientific
concepts from the pen of Marx himself in Capital.
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P O I N T I
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P O I N T I
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6. Karl Marx, Histoire des doctrines
économiques, 8 volumes, Éditions Costes, Paris, 1924-36.
7. Volume Two in 1885, Volume Three in 1894, Volume Four in 1905.
8. Dietz Verlag, Berlin.
9. Éditions Sociales, Paris,
for Volumes One to Three, Éditions Costes for Volume Four [in English,
Progress Publishers, Moscow, for Volumes One to Three and Theories of
Surplus-Value Parts I and II -- Part III forthcoming].
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10. See the text of Marx's letter to La Châtre,
his French publisher, in Capital, Vol. 1, p. 21.
11.
[The English translation of Volume One, by Moore and Aveling, was checked and
approved by Engels. All the other translations in the Progress Publishers
editions, including that of Volume Four, were done under the supervision of
the Marx-Engels Institute, Moscow. Despite this, however, many of Althusser's
strictures could be applied to the English translations too.]
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12. Selected Correspondence, Progress
Publishers, Moscow, 1955, pp. 199 and 208.
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13. See Selected Correspondence, op. cit.
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14. For Marx, Vintage
Books, New York, 1970.
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15. Selected Works, International
Publishers, New York, 1968, pp. 315-35.
16. No English
translation.
17. Economic and Philosophical Manuscripts of
1844, International Publishers, New York, 1964.
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18. Imperialism, the
Highest Stage of Capitalism, in Selected Works, op. cit.
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19. Engels gave a brilliant summary of
Capital in an article which appeared in 1868 in the Leipzig
Demokratisches Wochenblatt. An English translation can be found in
Friedrich Engels, On Marx's Capital, Progress Publishers, Moscow, 1956,
pp. 13-20.
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20. Unless otherwise stated, the works referred to
exist in translations published by International Publishers.
21. One section has been translated under the title Pre-Capitalist Economic
Formations, International Publishers, New York, 1965.
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22. No English equivalent, but many of these
letters are to be found in Selected Correspondence, Progress
Publishers, Moscow, 1955.
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23. No English translation.
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24. No English translation.
25.
These works can be found in the English-language edition of Lenin's
Collected Works (International Publishers) and also usually as separate
pamphlets published by International Publishers or Progress publishers.
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Lenin before Hegel
In a lecture now a year old,
published in a small volume by Maspero under the title Lenin and
Philosophy, I have attempted to prove that Lenin should be regarded as
having made a crucial contribution to dialectical materialism, in that he made
a real discovery with respect to Marx and Engels, and that this
discovery can be summarized as follows: Marx's scientific theory did not lead
to a new philosophy (called dialectical materialism), but to a new
practice of philosophy, to be precise to the practice of philosophy
based on a proletarian class position in philosophy.
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I. H O W L E N I N R E A D H E G
E L.
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II. W H A T I S I T T H A T
I N T E R E S T S L E N I N ?
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1. 'Hegel charges Kant with subjectivism. This NB.
Hegel is for the "objective rationality" . . . of Semblance, "of that which is
immediately given".' (op. cit., Vol. 38, p. 134).
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2. 'Sehr gut !! If we ask what
Things-in-themselves are, so ist in die Frage gedankenloser Weise die
Unmöglichkeit der Beantwortung gelegt [the question, in thoughtlessness,
is so put as to render an answer impossible] . . . This is very profound: . .
. the Thing-in-itself is altogether an empty, lifeless abstraction in life, in
movement, each thing and everything is usually both "in itself" and
"for others" in relation to an Other, being transformed from one state to the
other' (p. 109). 'In Kant [we have] "the empty abstraction" of the
Thing-in-itself instead of living Gang, Bewegung, deeper and
deeper, of our knowledge about things' (op. cit., p. 91).
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