Essays in Self-Criticism
4. On Spinoza
If we never were structuralists, we can now explain why: why we seemed to be,
even though we were not, why there came about this strange misunderstanding on
the basis of which books were written. We were guilty of an equally powerful and
compromising passion: we were Spinozists. In our own way, of course,
which was not Brunschvicg's! And by attributing to the author of the
Tractatus Theologico-Politicus and the Ethics a number of theses
which he would surely never have acknowledged, though they did not actually
contradict him. But to be a heretical Spinozist is almost orthodox Spinozism, if
Spinozism can be said to be one of the greatest lessons in heresy that the world
has seen! In any case, with very few exceptions our blessed critics, imbued with
conviction and swayed by fashion, never suspected any of this. They took the
easy road: it was so simple to join the crowd and shout "structuralism"!
Structuralism was all the rage, and you did not have to read about it in books
to be able to talk about it. But you have to read Spinoza and know that he
exists: that he still exists today. To recognize him, you must at least have
heard of him.
Let us clarify this business in a few words. After all, to lump
structuralism and theoreticism together is hardly satisfactory or illuminating,
because something in this combination is always "hidden": formalism,
which happens to be essential to structuralism! On the other hand, to bring
structuralism and Spinozism together may clarify certain points, and certain
limits, as far as the theoreticist deviation is concerned.
But then comes the important objection: why did we make reference to
Spinoza, when all that was required was for us simply to be Marxists? Why this
detour? Was it necessary, and what price did we have to pay for it? The fact is:
we did make the detour, and we paid dearly. But that is not the question. The
question is: what is the meaning of the question? What can it mean to say that
we should simply be Marxists (in philosophy)? In fact I had found out
(and I was not
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the only one, but the reasons which I gave at the time are still almost all
relevant) just how hard it was in practice to be a Marxist in philosophy. Having
for years banged our heads against a wall of enigmatic texts and wretched
commentaries on them, we had to decide to step back and make a detour.
In itself, nothing scandalous. It is not simply accidental, personal factors
which are relevant here: we all begin from a given point of view, which we do
not choose; and to recognize it and understand it we need to have moved on from
this point, at the cost of so much effort. It is the work of philosophy itself
which is at stake here: for it requires steps back and detours. What else
did Marx do, throughout his endless research, but go back to Hegel in order to
rid himself of Hegel and to find his own way, what else but rediscover Hegel in
order to distinguish himself from Hegel and to define himself? Could this really
have been a purely personal affair -- fascination, rejection, then a return to a
youthful passion? Something was working in Marx which went beyond the individual
level: the need for every philosophy to make a detour via other
philosophies in order to define itself and grasp itself in terms of its
difference: its division. In reality (and whatever its pretensions) no
philosophy is given in the simple, absolute fact of its presence -- least
of all Marxist philosophy (which in fact never made the claim). It only exists
in so far as it "works out" its difference from other philosophies, from those
which, by similarity or contrast, help it sense, perceive and grasp itself, so
that it can take up its own positions. Lenin's attitude to Hegel is an
example: working to separate out from the "debris" and useless "rubbish" those
"elements" which might help in the effort to work out a differential definition.
We are only now beginning to see a little more clearly into this necessary
procedure.[21] How can it be denied that this procedure
is indispensable to every philosophy, including Marxist philosophy itself? Marx,
it has often been pointed out, was not content with making a single detour,
via Hegel; he also constantly and explicitly, in his insistent use of
21. Cf. D. Lecourt, Une Crise et son enjeu,
Maspero, 1973.
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certain categories, measured himself against Aristotle, "that great thinker
of the Forms". And how can it be denied that these detours, indispensable as
they were, nevertheless had to be paid for, that we do not yet know (though we
have our suspicions) what the theoretical cost really is, and that we can only
find out by ourselves working on these detours ?
This -- keeping the matter (of course) in proportion -- is how we approached
Spinoza, courageously or imprudently (as you prefer). In our subjective history,
and in the existing ideological and theoretical conjuncture, this detour became
a necessity.
Why?
If a reason, one single and therefore fundamental reason must be given, here
it is: we made a detour via Spinoza in order to improve our understanding
of Marx's philosophy. To be precise: since Marx's materialism forced us to
think out the meaning of the necessary detour via Hegel, we made
the detour via Spinoza in order to clarify our understanding of Marx's detour
via Hegel. A detour, therefore; but with regard to another detour. At stake
was something enormously important: the better understanding of how and under
what conditions a dialectic borrowed from the "most speculative" chapters of the
Great Logic of Absolute Idealism (borrowed conditionally on an
"inversion" and a "demystification", which also have to be understood) can be
materialist and critical. Now this astonishing and enigmatic game of manoeuvres
between idealism and materialism had already taken place once in history, in
other forms (with which Hegel typically identified) two centuries earlier, under
astonishing conditions: how could this philosophy of Spinoza have been
materialist and critical -- a philosophy terrifying to its own time, which began
"not with the spirit, not with the world, but with God", and never deviated from
its path, whatever form or appearance of idealism and "dogmatism" it might take
on? In Spinoza's anticipation of Hegel we tried to see, and thought that we had
succeeded in finding out, under what conditions a philosophy might, in what it
said or did not say, and in spite of its form -- or on the contrary, just
because of its form, that is, because of the theoretical apparatus of its
theses, in short because of
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its positions -- produce effects useful to materialism. Thus, some
light would be thrown on what philosophy really is, therefore on what a
philosophy is, and on materialism. And then other things would begin to become
clear.
I mentioned Hegel and the Great Logic, and not without reason. Hegel
begins with Logic, "God before the creation of the world". But as Logic
is alienated in Nature, which is alienated in the Spirit, which reaches its end
in Logic, there is a circle which turns within itself, without end and without
beginning. The first words of the beginning of the Logic tell us: Being
is Nothingness. The posited beginning is negated: there is no beginning,
therefore no origin. Spinoza for his part begins with God, but in order to deny
Him as a Being (Subject) in the universality of His only infinite power (Deus
= Natura ). Thus Spinoza, like Hegel, rejects every thesis of Origin,
Transcendence or an Unknowable World, even disguised within the absolute
interiority of the Essence. But with this difference (for the Spinozist negation
is not the Hegelian negation), that within the void of the Hegelian Being there
exists, through the negation of the negation, the contemplation of the dialectic
of a Telos (Telos = Goal), a dialectic which reaches its Goals in
history: those of the Spirit, subjective, objective and absolute, Absolute
Presence in transparency. But Spinoza, because he "begins with God", never gets
involved with any Goal, which, even when it "makes its way forward" in
immanence, is still figure and thesis of transcendence. The detour via
Spinoza thus allowed us to make out, by contrast, a radical quality lacking in
Hegel. In the negation of the negation, in the Aufhebung ( =
transcendence which conserves what it transcends), it allowed us to discover the
Goal: the special form and site of the "mystification" of the Hegelian
dialectic.
Is it necessary to add that Spinoza refused to use the notion of the Goal,
but explained it as a necessary and therefore well-founded illusion? In the
Appendix to Book I of the Ethics, and in the Tractatus
Theologico-Politicus, we find in fact what is undoubtedly the first theory
of ideology ever thought out, with its three characteristics: (1) its
imaginary "reality"; (2) its internal inversion ; (3) its "centre":
the illusion of the subject. An abstract theory
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of ideology, it will be said. I agree: but try to find something better
before Marx, who himself said little on the subject -- except in The German
Ideology, where he said too much. And above all: it is not sufficient to
spell out the letter of a theory, one must also see how it operates, that is,
since it is always an apparatus of theses, what it refuses and what it accepts.
Spinoza's "theory" rejected every illusion about ideology, and especially about
the number one ideology of that time, religion, by identifying it as imaginary.
But at the same time it refused to treat ideology as a simple error, or as naked
ignorance, because it based the system of this imaginary phenomenon on the
relation of men to the world "expressed" by the state of their bodies. This
materialism of the imaginary opened the way to a surprising conception of
the First Level of Knowledge: not at all, in fact, as a "piece of knowledge",
but as the material world of men as they live it, that of their concrete
and historical existence. Is this a false interpretation? In certain respects,
perhaps, but it is possible to read Spinoza in such a way. In fact his
categories do function, daringly, in this way in the history of the
Jewish people, of its prophets, of its religion, and of its politics, where the
primacy of politics over religion stands out clearly, in the first work which,
after Machiavelli, offered a theory of history.
But this theory of the imaginary went still further. By its radical
criticism of the central category of imaginary illusion, the Subject, it
reached into the very heart of bourgeois philosophy, which since the fourteenth
century had been built on the foundation of the legal ideology of the Subject.
Spinoza's resolute anti-Cartesianism consciously directs itself to this point,
and the famous "critical" tradition made no mistake here. On this point too
Spinoza anticipated Hegel, but he went further. For Hegel, who criticized all
theses of subjectivity, nevertheless found a place for the Subject, not only in
the form of the "becoming-Subject of Substance" (by which he "reproaches"
Spinoza for "wrongly" taking things no further than Substance), but in the
interiority of the Telos of the process without a subject, which by
virtue of the negation of the negation, realizes the designs and destiny of the
Idea. Thus Spinoza showed us the secret
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alliance between Subject and Goal which "mystifies" the Hegelian dialectic.
I could go on. I will however deal with one last theme: that of the famous "verum
index sui et falsi ". I said that it seemed to us to allow a recurrent
conception of the "break". But it did not only have that meaning. In affirming
that "what is true is the sign of itself and of what is false", Spinoza avoided
any problematic which depended on a "criterion of truth ". If you claim
to judge the truth of something by some "criterion", you face the problem of the
criterion of this criterion -- since it also must be true -- and so on to
infinity. Whether the criterion is external (relation of adequacy between mind
and thing, in the Aristotelian tradition) or internal (Cartesian self-evidence),
in either case the criterion can be rejected: for it only represents a form of
Jurisdiction, a Judge to authenticate and guarantee the validity of what is
True. And at the same time Spinoza avoids the temptation of talking about the
Truth: as a good nominalist (nominalism, as Marx recognized, could then be the
antechamber of materialism) Spinoza only talks about what is "true". In fact the
idea of Truth and the idea of the Jurisdiction of a Criterion always go
together, because the function of the criterion is to identify the Truth of what
is true. Once he has set aside the (idealist) temptations of a theory of
knowledge, Spinoza then says that "what is true" "identifies itself", not as a
Presence but as a Product, in the double sense of the term "product" (result
of the work of a process which "discovers " it), as it emerges in its own
production. Now this position is not unrelated to the "criterion of practice", a
major thesis of Marxist philosophy: for this Marxist "criterion" is not exterior
but interior to practice, and since this practice is a process (Lenin insisted
on this: practice is not an absolute "criterion" -- only the process is
conclusive) the criterion is no form of Jurisdiction; items of knowledge [connaissances
] emerge in the process of their production.
There again, by the contrast between them, Spinoza allows us to perceive
Hegel's mistake. Hegel certainly did rule out any criterion of truth, by
considering what is true as interior to its process, but he restored the
credentials of the Truth as Telos within the process itself, since each
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moment is only ever the "truth of" the moment which precedes it. When, in a
provocative formula which took up Lenin's words ("Marx's doctrine is
all-powerful because it is true") directed against the dominant pragmatism and
every (idealist) idea of Jurisdiction, I "defined" knowledge as "production
" and affirmed the interiority of the forms of scientificity to
"theoretical practice", I based myself on Spinoza: not in order to provide
The answer, but to counter the dominant idealism and, via Spinoza, to
open a road where materialism might, if it runs the risk, find something other
than words.
It is understandable that, behind these reasonings, we found other theses in
Spinoza which supported them, and that we put these to use too, even at the cost
of overdoing things.
Spinoza helped us to see that the concepts Subject/Goal constitute the
"mystifying side" of the Hegelian dialectic: but is it enough to get rid of them
in order to introduce the materialist dialectic of Marxism, by a simple process
of subtraction and inversion? That is not at all sure, because, freed of these
fetters, the new dialectic can revolve endlessly in the void of idealism, unless
it is rooted in new forms, unknown to Hegel, and which can confer on it
the status of materialism.
Now, what does Marx demonstrate in the Poverty of Philosophy, in the
Contribution to a Critique of Political Economy and in Capital ?
Precisely that the functioning of the materialist dialectic is dependent
on the apparatus of a kind of Topography [Topique ]. I am alluding
to the famous metaphor of the edifice, in which, in order to grasp the reality
of a social formation, Marx instals an infrastructure (the economic
"structure" or "base") and, above it, a superstructure. I am alluding to the
theoretical problems posed by this apparatus: "the determination in the last
instance (of the superstructure) by the economy (the infrastructure)", "the
relative autonomy of (the elements of) the superstructure", their "action and
reaction on the infrastructure", the difference and the unity between
determination and domination, etc. And I am alluding to the decisive problem,
within the infrastructure for example, of the
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unity of the relations of production and productive forces under the
dominance of the relations of production, therefore the problem of the
determination by relations on the one hand (you find the trace of this
problem everywhere in Marx: cf. the concepts of structure/elements, of
position, function, support, etc.) and on the other hand the problem of
domination.
Now, we are not talking here about a few formulae which might have slipped
from Marx's pen by accident, but about a necessity, something which expresses a
position essential to materialism and which must be taken seriously. For nowhere
do you see Hegel thinking within the structure of a Topography. It is not
that Hegel does not propose topographical distinctions: to take only one
example, he does indeed talk about abstract right, subjective right (morality),
and objective right (the family, civil society, the State), and talks about them
as spheres. But Hegel only ever talks about spheres in order to describe
them as "spheres within spheres", about circles in order to describe them as
"circles within circles": he only advances topographical distinctions in order
later to suspend them, to erase them and to transcend them (Aufhebung ),
since "their truth" always, for each of them, lies beyond itself. We know the
consequences of this idealist retreat: it is abstract right which comes first!
Morality is "the truth of" law! The family, civil society and the State are "the
truth of" morality! And, within this last sphere (Sittlichkeit ), civil
society (let us say: Marx's infrastructure) is "the truth of" the family! And
the State is "the truth of" civil society! The Aufhebung is at work here:
Aufhebung of every Topography. But there is worse: the "spheres" which
have been introduced are arranged in the order which allows the greatest
possibility of this retreat. All the spheres of the Philosophy of Right
are only figures of the law, the existence of Liberty. And, in order to
"demonstrate" it, Hegel buries the economy between the family and the State,
after abstract right and morality. This allows us to glimpse what might come of
a dialectic abandoned to the absolute delirium of the negation of the negation:
it is a dialectic which, "starting" from Being = Nothingness, itself produces,
by the negation of the negation,
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all the figures in which it operates, of which it is the dialectic; it is a
dialectic which produces its own "spheres" of existence; it is -- to put it
bluntly -- a dialectic which produces its own material substance. A
thesis which faithfully transposes and translates the fundamental thesis of
bourgeois ideology: it is (the capitalist's) labour which has produced capital.
It is now possible to understand the materialist stamp of the Marxist
Topography. The fact that the metaphor of the structure is a metaphor matters
little: in philosophy you can only think through metaphors. But through this
metaphor we come up against theoretical problems which have nothing metaphorical
about them. By the use of his Topography, Marx introduces real, distinct
spheres, which only fit together through the mediation of the Aufhebung :
"below" is the economic infrastructure, "above" the superstructure, with its
different determinations. The Hegelian order is overthrown: the State is always
"up above", law is no longer either primary or omnipresent, and the economy is
no longer squeezed between the family and the State, its "truth". The
position of the infrastructure designates an unavoidable reality: the
determination in the last instance by the economic. Because of this, the
relation between infrastructure and superstructure no longer has anything to do
with the Hegelian relation: "the truth of . . .". The State is indeed always "up
above", but not as "the truth of" the economy: in direct contradiction to a
relation of "truth", it actually produces a relation of mystification,
based in exploitation, which is made possible by force and by ideology.
The conclusion is obvious: the position of the Marxist Topography
protects the dialectic against the delirious idealist notion of producing its
own material substance : it imposes on it, on the contrary, a forced
recognition of the material conditions of its own efficacy. These conditions are
related to the definition of the sites (the "spheres"), to their limits, to
their mode of determination in the "totality" of a social formation. If it wants
to grasp these realities, the materialist dialectic cannot rest satisfied with
the residual forms of the Hegelian dialectic. It needs other forms, which cannot
be found in the Hegelian dialectic. It is here that Spinoza
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served us as a (sometimes direct, sometimes very indirect) reference: in his
effort to grasp a "non-eminent" (that is, non-transcendent) not simply
transitive (á la Descartes) nor expressive (á la Leibniz) causality, which would
account for the action of the Whole on its parts, and of the parts on the Whole
-- an unbounded Whole, which is only the active relation between its parts: in
this effort Spinoza served us, though indirectly, as a first and almost unique
guide.
A Marxist cannot of course make the detour via Spinoza without paying
for it. For the adventure is perilous, and whatever you do, you cannot find in
Spinoza what Hegel gave to Marx: contradiction. To take only one example,
this "theory of ideology" and this interpretation of the "First Level of
Knowledge" as a concrete and historical world of men living (in) the materiality
of the imaginary led me directly to the conception (to which The German
Ideology can lend support): materiality/imaginary/inversion/ subject: But I
saw ideology as the universal element of historical existence: and I did not at
that time go any further. Thus I disregarded the difference between the regions
of ideology and the antagonistic class tendencies which run through them, divide
them, regroup them and bring them into opposition. The absence of
"contradiction" was taking its toll: the question of the class struggle in
ideology did not appear. Through the gap created by this "theory" of ideology
slipped theoreticism: science/ideology. And so on.
But in spite of everything, it seems to me that the benefit was not nil. We
wanted to understand Marx's detour via Hegel. We made a detour via
Spinoza: looking for arguments for materialism. We found some. And through this
detour, unexpected if not unsuspected by many, we were able, if not to pose or
to articulate, at least to "raise" (as you might raise an animal, unexpectedly
disturbing it) some questions which otherwise might have remained dormant,
sleeping the peaceful sleep of the eternally obvious, in the closed pages of
Capital. While waiting for others either to show the futility of these
questions or to answer them more correctly, we shall continue, you can bet, to
be accused of structuralism . . .
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Althusser and the Renewal of Marxist Social Theory
Robert Paul Resch