Medical Nemesis
7
Political
Countermeasures
Fifteen years ago it would have been impossible to get a hearing for
the claim that medicine itself might be a danger to health. In the
early 1960s, the British National Health Service still enjoyed a
worldwide reputation, particularly among American reformers.1 The
service, created by Albert Beveridge, was based on the assumption that
there exists in every population a strictly limited amount of morbidity
which, if treated under conditions of equity, will eventually decline.2
Thus Beveridge had calculated that the annual cost of the Health
Service would fall as therapy reduced the rate of illness.3 Health
planners and welfare economists never expected that the service's
redefinition of health would broaden the scope of medical care and that
only budgetary restrictions would keep it from expanding indefinitely.
It was not predicted that soon, in a regional screening, only
sixty-seven out of one thousand people would be found completely fit
and that 50 percent would be referred to a doctor, while according to
another study, one in six people screened would be defined as suffering
from one to nine serious illnesses.4 Nor had the health planners
forecast that the threshold of tolerance for everyday reality would
decline as fast as the competence for self-care was undermined, and
that one-quarter of all visits to the doctor for free service would be
for the untreatable common cold. Between 1943 and 1951, 75 percent of
the persons questioned claimed to have suffered from illness during the
preceding month.5 By 1972, 95 percent of those surveyed in one study
considered themselves unwell during the fourteen days prior to
questioning, and in another study6 in which 5 percent considered
themselves free of symptoms, 9 percent claimed to have suffered from
more than six different symptoms in the two weeks just past. Least of
all did the health planners make provision for the new diseases that
would become endemic through the same process that made medicine at
least partially effective.7 They did not forecast the need for special
hospitals dedicated to the soothing of terminal pain, usually suffered
by the victims of unsound or ineffective surgery for cancer,8 or the
need for other hospital beds for those affected by medicine-induced
disease.9
The sixties also witnessed the rise and
fall of a multinational consortium for the export of optimism to the
third world which took shape in the Peace Corps, the Alliance for
Progress, Israeli aid to Central Africa, and in the last brush-fires of
medical-missionary zeal. The Western belief that its medicines could
cure the ills of the nonindustrialized tropics was then at its height.
International cooperation had just won major battles against
mosquitoes, microbes, and parasites, ultimately Pyrrhic victories which
were advertised as the beginning of a final solution to tropical
disease.10 The role that economic and technological development would
play in spreading and aggravating sleeping sickness, bilharziasis, and
even malaria was not yet suspected.11 Those who saw world hunger and
new pestilence on the horizon were treated like prophets of doom12 or
romantics;13 the Green Revolution was still considered the opening
phase of a healthier and more equitable world.14 It would have seemed
unbelievable that within ten years malnutrition in two forms would
become by far the most important threat to modern man.15 The new
high-caloric undernourishment of poor populations was not foreseen,16
nor was the fact that overfeeding would be identified as the main cause
for the epidemic diseases of the rich.17 In the United States the new
frontiers had not yet been obstructed by competing bureaucratic
schemes.18 Hopes for better health still focused on equality of access
to the agencies that would do away with specific diseases, Iatrogenesis
was still an issue for the paranoid.
But by 1975
much of this had changed.19 A generation ago, children in kindergarten
had painted the doctor as a white-coated father-figure.20 Today,
however, they will just as readily paint him as a man from Mars or a
Frankenstein.21 Muckracking feeds on medical charts and doctors' tax
returns, and a new mood of wariness among patients has caused medical
and pharmaceutical companies to triple their expenses for public
relations.22 Ralph Nader has made the consumers of health staples
money-and quality-conscious. The ecological movement has created an
awareness that health depends on the environment—on food and working
conditions and housing—and Americans have come to accept the idea that
they are threatened by pesticides,23 additives,24 and mycotoxins25 and
other health risks due to environmental degradation. Women's liberation
has highlighted the key role that the control over one's body plays in
health care.26 A few slum communities have assumed responsibility for
basic health care and have tried to unhook their members from
dependence on outsiders. The class-specific nature of body
perception,27 language,28 concepts,29 access to health services,30
infant mortality,31 and actual, specifically chronic, morbidity32 has
been widely documented, and the class-specific origins33 and
prejudices34 of physicians are beginning to be understood. The World
Health Organization, meanwhile, is moving to a conclusion that would
have shocked most of its founders: in a recent publication WHO
advocates the deprofessionalization of primary care as the most
important single step in raising national health levels.35
Doctors themselves are beginning to look askance at what doctors do.36
When physicians in New England were asked to evaluate the treatment
their patients had received from other doctors, most were dissatisfied.
Depending on the method of peer evaluation used, between 1.4 percent
and 63 percent of patients were believed to have received adequate
care.37 Patients are told ever more frequently by their doctors that
they have been damaged by previous medication and that the treatment
now prescribed is made necessary by the effects of such prior
medication, which in some cases was given in a life-saving endeavor,
but much more often for weight control, mild hypertension, flu, or
mosquito bite or just to put a mutually satisfactory conclusion to an
interview with the doctor.38 In 1973 a retiring senior official of the
U.S. Department of Health, Education, and Welfare could say that 80
percent of all funds channeled through his office provided no
demonstrable benefits to health and that much of the rest was spent to
offset iatrogenic damage. His successor will have to deal with these
data if he wants to maintain public trust.39
Patients are starting to listen, and a growing number of movements and
organizations are beginning to demand reform. The attacks are founded
on five major categories of criticism and are directed to five
categories of reform: (1) Production of remedies and services has
become self-serving. Consumer lobbies and consumer control of hospital
boards should therefore force doctors to improve their wares. (2) The
delivery of remedies and access to services is unequal and arbitrary;
it depends either on the patient's money and rank, or on social and
medical prejudices which favor, for example, attention to heart disease
over attention to malnutrition. The nationalization of health
production ought to control the hidden biases of the clinic. (3) The
organization of the medical guild perpetuates inefficiency and
privilege, while professional licensing of specialists fosters an
increasingly narrow and specialized view of disease. A combination of
capitation payment with institutional licensing ought to combine
control over doctors with the interest of patients. (4) The sway of one
kind of medicine deprives society of the benefits competing sects might
offer. More public support for alpha waves, encounter groups, and
chiropractic ought to countervail and complement the scalpel and the
poison. (5) The main thrust of present medicine is the individual, in
sickness or in health. More resources for the engineering of
populations and environments ought to stretch the health dollar.
These proposed remedial policies could control to some degree the
social costs created by overmedicalization. By joining together,
consumers do have power to get more for their money; welfare
bureaucracies do have the power to reduce inequalities; changes in
licensing and in modes of financing can protect the population not only
against nonprofessional quacks but also, in some cases, against
professional abuse; money transferred from the production of human
spare parts to the reduction of industrial risks does buy more "health"
per dollar. But all these policies, unless carefully qualified, will
tend to reduce the externalities created by medicine at the cost of a
further increase of medicine's paradoxical counterproduct, its negative
effect on health. All tend to stimulate further medicalization. All
consistently place the improvement of medical services above those
factors which would improve and equalize opportunities, competence, and
confidence for self-care; they deny the civil liberty to live and to
heal, and substitute promises of more conspicuous social entitlements
to care by a professional.
In the following five
sections I will deal with some of these possible countermeasures and
examine their relative merits.
Consumer Protection for Addicts
When people become aware of their dependence on the medical industry,
they tend to be trapped in the belief that they are already hopelessly
hooked. They fear a life of disease without a doctor much as they would
feel immobilized without a car or a bus. In this state of mind they are
ready to be organized for consumer protection and to seek solace from
politicians who will check the high-handedness of medical producers.40
The need for such self-protection is obvious, the implicit dangers
obscure. The sad truth for consumer advocates is that neither control
of cost nor assurance of quality guarantees that health will be served
by medicine that measures up to present medical standards.
Consumers who band together to force General Motors to produce an
acceptable car have begun to feel competent to look under the hood and
to develop criteria for estimating the cost of a cleaner exhaust
system. When they band together for better health care, they still
believe— mistakenly—that they are unqualified to decide what ought to
be done for their bowels and kidneys and blindly entrust themselves to
the doctor for almost any repair. Cross-cultural comparison of
practices provides no guide. Prescriptions for vitamins are seven times
more common in Britain than in Sweden, gamma globulin medication eight
times more common in Sweden than in Britain. American doctors operate,
on the average, twice as often as Britons; French surgeons amputate
almost up to the neck. Median hospital stays vary not with the
affliction but with the physician: for peptic ulcers, from six to
twenty-six days; for myocardial infarction, from ten to thirty days.
The average length of stay in a French hospital is twice that in the
United States. Appendectomies are performed and deaths from
appendicitis are diagnosed three times more frequently in Germany than
anywhere else.41
Titmuss42 has summed up the
difficulty of cost-benefit accounting in medicine, especially at a time
when medical care is losing the characteristics it used to possess when
it consisted almost wholly in the personal doctor-patient relationship.
Medical care is uncertain and unpredictable; many consumers do not
desire it, do not know they need it, and cannot know in advance what it
will cost them. They cannot learn from experience. They must rely on
the supplier to tell them if they have been well served, and they
cannot return the service to the seller or have it repaired. Medical
services are not advertised as are other goods, and the producer
discourages comparison. Once he has purchased, a consumer cannot change
his mind in mid-treatment. By defining what constitutes illness the
medical producer has the power to select his consumers and to market
some products that will be forced on the consumer, if need be, by the
intervention of the police: the producers can even sell forcible
internment for the disabled and asylums for the mentally retarded.
Malpractice suits have mitigated the layman's sense of impotence on
several of these points,43 but basically, they have reinforced the
patient's determination to insist on treatment that is considered
adequate by informed medical opinion. What further complicates matters
is that there is no "normal" consumer of medical services. Nobody knows
how much health care will be worth to him in terms of money or pain. In
addition, nobody knows if the most advantageous form of health care is
obtained from medical producers, from a travel agent, or by renouncing
work on the night shift. The family that forgoes a car to move into a
Manhattan apartment can foresee how the substitution of rent for gas
will affect their available time; but the person who, upon the
diagnosis of cancer, chooses an operation over a binge in the Bahamas
does not know what effect his choice will have on his remaining time of
grace. The economics of health is a curious discipline, somewhat
reminiscent of the theology of indulgences which flourished before
Luther. You can count what the friars collect, you can look at the
temples they build, you can take part in the liturgies they indulge in,
but you can only guess what the traffic in remission from purgatory
does to the soul after death. Models developed to account for the
willingness of taxpayers to foot rising medical bills constitute
similar scholastic guesswork about the new world-spanning church of
medicine. To give an example: it is possible to view health as durable
capital stock used to produce an output called "healthy time."44
Individuals inherit an initial stock, which can be increased by
investment in health capitalization through the acquisition of medical
care, or through good diet and housing. "Healthy time" is an article in
demand for two reasons. As a consumer commodity, it directly enters
into the individual's utility function; people usually would rather be
healthy than sick. It also enters the market as an investment
commodity. In this function, "healthy time" determines the amount of
time an individual can spend on work and on play, on earning and on
recreation. The individual's "healthy time" can thus be viewed as a
decisive indicator of his value to the community as a producer.45
Orientation on policy and theories on the dollar value of "health"
production divide the adherents of squabbling academic factions much as
realism and nominalism divided medieval divines.46 But to the point
that concerns the consumer, they just state in a roundabout way what
every Mexican bricklayer knows: only on those days when he is healthy
enough to work can he bring beans and tortillas to his children and
have a tequila with his friends.47 The belief in a causal relationship
between doctor's bills and health—which would otherwise be called
modernized superstition—is a basic technical assumption for the medical
economist.48
Different systems have been used to
legitimize the economic value of the specific activities in which
physicians engage. Socialist nations assume the financing of all care
and leave it to the medical profession to define what is needed, how it
must be done, who may do it, what it should cost, and who shall get it.
More brazenly than elsewhere, input/output calculations of such
investments in human capital seem to determine Russian allocations.49
Most welfare states intervene with laws and incentives in the
organization of their health-care markets, although only the United
States has launched a national legislative program under which
committees of producers determine what outputs offered on the "free
market" the state shall approve as "good care." In late 1973 President
Nixon signed Public Law 92-603 establishing mandatory cost and
quality controls (by Professional Standard Review Organizations) for
Medicaid and Medicare, the tax-supported sector of the health-care
industry, which since 1970 has been second in size only to the
military-industrial complex. Harsh financial sanctions threaten
physicians who refuse to open their files to government inspectors
searching for evidence of over-utilization of hospitals, fraud, or
deficient treatment. The law requires the medical profession to
establish guidelines for the diagnosis and treatment of a long list of
injuries, illnesses, and health conditions, mandating the world's most
costly program for the medicalization of health, production through
legislated consumer protection.50 The new law guarantees the standard
set by industry for the commodity. It does not ask if its delivery is
positively or negatively related to the health of people.
Attempts to exercise rational political control over the production of
medical health care have consistently failed. The reason lies in the
nature of the product now called "medicine," a package made up of
chemicals, apparatus, buildings, and specialists, and delivered to the
client. The purveyor rather than his clients or political boss
determines the size of the package. The patient is reduced to an
object—his body—being repaired; he is no longer a subject being helped
to heal. If he is allowed to participate in the repair process, he acts
as the lowest apprentice in a hierarchy of repairmen.51 Often he is not
even trusted to take a pill without the supervision of a nurse.
The argument that institutional health care (remedial or preventive)
ceases after a certain point to correlate with any further "gains" in
health can be misused for transforming clients hooked on doctors into
clients of some other service hegemony: nursing homes, social workers
vocational counselors, schools.52 What started out as a defense of
consumers against inadequate medical service, will, first, provide the
medical profession with assurance of continued demand and then with the
power to delegate some of these services to other industrial branches:
to the producers of foods, mattresses, vacations, or training. Consumer
protection thus turns quickly into a crusade to transform independent
people into clients at all cost.
Unless it
disabuses the client of his urge to demand and take more services,
consumer protection only reinforces the collusion between giver and
taker, and can play only a tactical and a transitory role in any
political movement aimed at the health-oriented limitation of medicine.
Consumer-protection movements can translate information about medical
ineffectiveness now buried in medical journals into the language of
politics, but they can make substantive contributions only if they
develop into defense leagues for civil liberties and move beyond the
control of quality and cost into the defense of untutored freedom to
take or leave the goods. Any kind of dependence soon turns into an
obstacle to autonomous mutual care, coping, adapting, and healing, and
what is worse, into a device by which people are stopped from
transforming the conditions at work and at home that make them sick.
Control over the production side of the medical complex can work
towards better health only if it leads to at least a very sizable
reduction of its total output, rather than simply to technical
improvements in the wares that are offered.
Equal Access to Torts
The most common and obvious political issue related to health is based
on the charge that access to medical care is inequitable, that it
favors the rich over the poor,53 the influential over the powerless.
While the level of medical services rendered to the members of
technical elites does not vary significantly from one country to
another, say from Sweden and Czechoslovakia to Indonesia and Senegal,
the value of the services rendered to the typical citizen in different
countries varies by factors exceeding the proportion of one to one
thousand.54 In many poor countries, the few are socially predetermined
to get much more than the majority, not so much because they are rich
as because they are children of soldiers or bureaucrats or because they
live close to the one large hospital. In rich countries members of
different minorities are underprivileged, not because, in terms of
money per capita, they necessarily get less than their share,55 but
because they get substantially less than they have been trained to
need. The slum dweller cannot reach the doctor when he needs him, and
what is worse, the old, if they are poor and locked in a "home," cannot
get away from him. For these and similar reasons, political parties
convert the desire for health into demands for equal access to medical
facilities.56 They usually do not question the goods the medical system
produces but insist that their constituents have a right to all that is
produced for the privileged.57
In the poor
countries, the poor majorities clearly have less access to medical
services than the rich:58 the services available to the few consume
most of the health budget and deprive the majority of services of any
kind. In all of Latin America, except Cuba, only one child in forty
from the poorest fifth of the population finishes the five years of
compulsory schooling;59 a similar proportion of the poor can expect
hospital treatment if they become seriously ill. In Venezuela, one day
in a hospital costs ten times the average daily income; in Bolivia,
about forty times the average daily income.60 Everywhere in Latin
America, the rich constitute the 3 percent of the population who are
college graduates, labor leaders, political party officials, and
members of families who have access to services either through money or
simply through connections. These few receive costly treatment, often
from the doctors of their choice. Most of the physicians, who come from
the same social class as their patients, were trained to international
standards on government grants.61
Notwithstanding
unequal access to hospital care, the availability of medical service
does not inevitably correlate with personal income. In Mexico about 3
percent of the population has access to the Institute de Seguridad y
Servicios Sociales de las Trabajadores del Estado (ISSSTE), that
special part of the social security system which still holds a record
for combining personal nursing care with advanced technological
sophistication. This fortunate group is made up of government employees
who receive truly equal treatment, whether they are ministers or office
boys, and can count on high-quality care because they are part of a
demonstration model. The newspapers, accordingly, inform the
schoolmaster in a remote village that Mexican surgery is as well
endowed as its counterpart in Chicago and that the surgeons who operate
on him measure up to the standards of their colleagues in Houston. When
high-level officials are hospitalized, they may be annoyed because for
the first time in their lives they have to share a hospital room with a
workman, but they are also proud of the high level of socialist
commitment their nation shows in providing the same for boss and
custodian. Both kinds of patient tend to overlook the fact that they
are equally privileged exploiters. Providing the 3 percent with beds,
equipment, administration, and technical care takes one-third of the
public-health-care budget of the entire country. To be able to afford
to give all of the poor equal access to medicine of uniform quality in
poor countries, most of the present training and activity of the health
professions would have to be discontinued. However, delivery of
effective basic health services for the entire population is cheap
enough to be bought for everyone, provided no one could get more,
regardless of the social, economic, medical, or personal reasons
advanced for special treatment. If priority were given to equity in
poor countries and service limited to the basics of effective medicine,
entire populations would be encouraged to share in the demedicalization
of modern health care and to develop the skills and confidence for
self-care, thus protecting their countries from social iatrogenic
disease.
In the rich countries, the economics of
health are somewhat different.62 At first sight, concern for the poor
appears to demand further increases in the total health budget.63 Yet
the more people come to depend on care by service institutions, the
more difficult it is to identify equity with equal access and equal
benefits.64 Is equity realized when equal numbers of dollars are
available for the education of rich and poor? Or does it require that
the poor get the same "education" although more will have to be spent
on their account to achieve equal results? Or must the educational
system, in order to be equitable, assure that the poor are not
humiliated and hurt more than the rich with whom they compete on the
academic ladder? Or is equity in learning opportunities provided only
when all citizens share the same kind of learning environment? This
battle of equity versus equality in the access to institutional care,
already being waged in education, is now shaping up in the medical
field.65 In contrast to education, however, the issue in health can
easily be resolved on available evidence. The per capita expenditure on
health care, even for the poorest sector within the United States
population, indicates that the base line at which such care turns
iatrogenic has long since been passed. In rich countries, the total
budget of services for the poor, if used for that which reinforces
self-care, is more than ample. More access, even though restricted to
those who now receive less, would only equalize the delivery of
professional illusions and torts.
There are two
aspects to health: freedom and rights. Above all, health designates the
range of autonomy within which a person exercises control over his own
biological states and over the conditions of his immediate environment.
In this sense, health is identical with the degree of lived freedom.
Primarily the law ought to guarantee the equitable distribution of
health as freedom, which, in turn, depends on environmental conditions
that only organized political efforts can achieve. Beyond a certain
level of intensity, health care, however equitably distributed, will
smother health-as-freedom. In this fundamental sense, health care is a
matter of well-ordered liberty. Implicit in this concept is a preferred
position of inalienable freedoms to do certain things, and here civil
liberty must be distinguished from civil rights. The liberty to act
without restraint from government has a wider scope than the civil
rights the state may enact to guarantee that people will have equal
powers to obtain certain goods or services.
Civil
liberties ordinarily do not force others to carry out my wishes; a
person may publish his or her opinion freely as far as the government
is concerned, but this does not imply a duty for any one newspaper to
print that opinion. A person may need to drink wine in his kind of
worship, but no mosque has to welcome him to do so within its walls. At
the same time, the state as a guarantor of liberties can enact laws
that protect equal rights without which its members would not enjoy
their freedoms. Such rights give meaning to equality, while liberties
give shape to freedom. One sure way to extinguish freedom to speak, to
learn, or to heal is to delimit them by transmogrifying civil rights
into civic duties. The freedoms of the self-taught will be abridged in
an overeducated society just as the freedom to health care can be
smothered by overmedicalization. Any sector of the economy can be so
expanded that for the sake of more costly levels of equality, freedoms
are extinguished.
We are concerned here with
movements that try to remedy the effects of socially iatrogenic
medicine through political and legal control of the management,
allocation, and organization of medical activities. Insofar as medicine
is a public utility, however, no reform can be effective unless it
gives priority to two sets of limits. The first relates to the volume
of institutional treatment any individual can claim: no person is to
receive services so extensive that his treatment deprives others of an
opportunity for considerably less costly care per capita if, in their
judgment (and not just in the opinion of an expert), they make a
request of comparable urgency for the same public resources.
Conversely, no services are to be forcibly imposed on an individual
against his will: no man, without his consent, shall be seized,
imprisoned, hospitalized, treated, or otherwise molested in the name of
health. The second set of limits relates to the medical enterprise as a
whole. Here the idea of health-as-freedom has to restrict the total
output of health services within subiatrogenic limits that maximize the
synergy of autonomous and heteronomous modes of health production. In
democratic societies, such limitations are probably unachievable
without guarantees of equity—without equal access. In that sense, the
politics of equity is probably an essential element of an effective
program for health. Conversely, if concern with equity is not linked to
constraints on total production, and if it is not used as a
countervailing force to the expansion of institutional medical care, it
will be futile.66
Public Controls over the Professional Mafia
A third category of political remedies for unhealthy medicine focuses
directly on how doctors do their work. Like consumer advocacy and
legislation of access, this attempt to impose lay control on the
medical organization has inevitable health-denying effects when it is
changed from an ad hoc tactic into a general strategy.
Four and a half million men and women in two hundred occupations are
employed in the production and delivery of medically approved health
services in the United States. (Only 8 percent are physicians, whose
net income after deductions for rent, personnel, and supplies
represents 15 percent of total health expenditures and whose average
income in 1973 was $50,000.67) The total does not include osteopaths,
chiropractors, and others who might have specialized university
training and require a license to practice, but who, unlike
pharmacists, optometrists, laboratory technicians, and similar
physicians' underlings, do not produce health care of the same
prestige.68 Even further removed from the establishment, and therefore
excluded from these statistics, are thousands of purveyors of
nonconventional health care, ranging from mail-order herbalists and
masseurs to teachers of yoga.69
Of the many
claimants to competence who are more or less integrated into the
official establishment, about thirty categories are licensed in the
United States.70 In no state of the union is a license required for
fewer than fourteen kinds of practitioners.71 These licenses are issued
on completion of formal educational programs and sometimes on the
evidence of a successful examination; in rare instances, proficiency or
experience is a prerequisite for admission to independent practice.72
Competent or successful work is nowhere a condition for continuing in
practice. Renewal is automatic, usually upon payment of a fee; only
fifteen out of fifty states permit a physician's license to be
challenged on grounds of incompetence.73 While claims to specialist
standing come and go on the fringes, the specialties recognized by the
American Medical Association have steadily increased, doubling in the
last fifteen years: half the practicing American physicians are
specialists in one of sixty categories, and the proportion is expected
to increase to 55 percent before 1980.74 Within each of these fields a
fiefdom has developed with specialized nurses, technicians, journals,
congresses, and sometimes organized groups of patients pressing for
more public funds.75 The cost of coordinating the treatment of the same
patient by several specialists grows exponentially with each added
competence, as does the risk of mistakes and the probability of damage
due to the unexpected combination of different therapies. As the number
of patient relationships outgrows the elements in the total population,
the occupations dealing with medical information, insurance, and
patient defense multiply unchecked. Of course, physicians lord it over
these fiefs and determine what work these pseudo-professions shall do.
But with the recognition of some autonomy many of these specialized
groups of medical pages, ushers, footmen, and squires have also gained
some power to evaluate how well they do their own work. By gaining the
right to self-evaluation according to special criteria that fit its own
view of reality, each new specialty generates for society at large a
new impediment to evaluating what its work actually contributes to the
health of patients. Organized medicine has practically ceased to be the
art of healing the curable, and consoling the hopeless has turned into
a grotesque priesthood concerned with salvation and has become a law
unto itself. The policies that promise the public some control over the
medical endeavor tend to overlook the fact that to achieve their
purpose they must control a church, not an industry.
Dozens of concrete strategies are now being discussed and proposed to
make the health industry more health-serving and less self-serving:
decentralization of delivery; universal public insurance; group
practice by specialists; health-maintenance programs rather than
sick-care; payment of a fixed amount per patient per year (capitation)
rather than fee-for-service; elimination of present restrictions on the
use of health manpower; more rational organization and utilization of
the hospital system; replacement of the licensing of individuals by the
licensing of institutions held to performance standards; and the
organization of patient cooperatives to balance or support a
professional medical power.
Each of these proposals
would indeed improve medical efficiency, but at the cost of a further
decline in society's effective health care. To increase efficiency by
upward mobility of personnel and downward assignment of responsibility
could not but tighten the integration of the medical-care industry and
with it social polarization.
As the training of
middle-level professionals becomes more expensive, nursing personnel in
the lower ranks is becoming scarce. Poor salaries, growing disdain for
servant and housekeeping roles, an increase in chronic patients (and
consequent growing tedium in their care), disappearance of the
religious motivation for nuns and deacons, and new opportunities for
women in other fields all contribute to a manpower crisis. In England
nearly two-thirds of all low-level hospital personnel come from
overseas, usually from former colonies; in Germany, from Turkey and
Yugoslavia; in France, from North Africa; in the United States, from
racial minorities. The creation of new ranks, titles, curricula, roles,
and specialties at the bottom level is a doubtfully effective remedy.
The hospital only reflects the labor economy of a high-technology
society: transnational specialization on the top, bureaucracies in the
middle, and at the bottom, a new subproletariat made up of migrants and
the professionalized client.76
The multiplication
of paraprofessional specialists further decreases what the
diagnostician does for the person who seeks his help, while the
multiplication of generalist auxiliaries tends to reduce what
uncertified people may do for each other or for themselves.77
Institutional licensing78 would indeed permit a more efficient
deployment of personnel, a more rational health-manpower mix, and
greater opportunity for advancement: it would no doubt greatly improve
the delivery of medical staples such as dental work, bonesetting, and
the delivery of babies. But if it became the model for over-all health
care, it would be equivalent to the creation of a medical Ma Bell.79
Lay control over an expanding medical technocracy is not unlike the
professionalization of the patient: both enhance medical power and
increase its nocebo effect. As long as the public bows to the
professional monopoly in assigning the sick-role, it cannot control
hidden health hierarchies that multiply patients.80 The medical clergy
can be controlled only if the law is used to restrict and disestablish
its monopoly on deciding what constitutes disease, who is sick, and
what ought to be done to him or her.81
Misdirection
of blame for iatrogenesis is the most serious political obstacle to
public control over health care. To turn doctor-baiting into radical
chic would be the surest way to defuse any political crisis fueled by
the new health consciousness. If physicians were to become conspicuous
scapegoats, the gullible patient would be relieved from blame for his
therapeutic greed. School-baiting did save the institutional enterprise
when crisis last hit in education. The same strategy could now save the
medical system and keep it essentially as it is.
Quite suddenly in the 1970s the schools lost their status as sacred
cows. Driven by Sputnik, racial conflict, and new frontiers, the school
bubble had outgrown all nonmilitary budgets and had burst. For a short
while, the hidden curriculum of the school system lay exposed. It
became conventional wisdom that after a certain point in its expansion,
the school system inevitably reproduces a meritocratic class society
and neatly arranges people according to levels of highly specialized
torpor for which they are trained in graded, age-specific, competitive,
and compulsory rituals. Frustration of an expensive dream had led many
people to grasp that no amount of compulsory learning could equitably
prepare the young for industrial hierarchies, and that all effective
preparation of children for an inhuman socio-economic system
constituted systematic aggression against their persons. At this point
a new vision of reality could have grown into a radical revolt against
a capital-intensive system of production and the beliefs that bolster
it. But instead of blaming the hubris of pedagogues, the public
conceded to pedagogues more power to do precisely as they pleased.
Disgruntled teachers focused criticism on their peers, the methods, the
organization of schooling, and the financing of institutions, all of
which were defined as obstacles to effective education.
School-baiting enabled liberal schoolmasters to mutate into a new breed
of adult educators. School-baiting not only saved
but—momentarily—upgraded the salary and prestige of the teacher.
Whereas before the crisis point the schoolmaster had been restricted in
his pedagogical aggression to an age-specific group below sixteen years
of age, which was exposed to him during class hours in the school
building to be initiated into a limited number of subjects, the new
knowledge-merchant now considers the world his classroom. While the
curricular teacher could disqualify only those nonstudents who dared to
learn a curricular matter on their own, the new manager of lifelong and
recurrent "education," "conscientization," "sensitivity training," or
"politicization" presumes to degrade in the eyes of the public any
behavioral patterns that he has not approved. The school-baiting of the
sixties could easily set the pattern for the coming medical war.
Following the lead of the teachers who declare that the world is their
classroom, some chic crusading physicians82 now jump onto the bandwagon
of medicine-baiting and channel public frustration and anger at
curative medicine into a call for a new elite of scientific guardians
who would control the world as their ward.83
The Scientific Organization—of Life
Belief in medicine as an applied science generates a fourth kind of
countermeasure to iatrogenesis which inevitably increases the
irresponsible power of the health profession—and thereby the damage
medicine does. The proponents of higher scientific standards in medical
research and social organization argue that pathogenic medicine is due
to the overwhelming number of bad doctors let loose on society. Fewer
decision-makers, more carefully screened, better trained, more tightly
supervised by their peers, and more effectively in command over what is
done for whom and how, would ensure that the powerful resources now
available to medical scientists would be applied for the benefit of the
people.84 Such idolatry of science overlooks the fact that research
conducted as if medicine were an ordinary science, diagnosis conducted
as if patients were specific cases and not autonomous persons, and
therapy conducted by hygienic engineers are the three approaches which
coalesce into the present endemic health-denial.
As
a science, medicine lies on a borderline. Scientific method provides
for experiments conducted on models. Medicine, however, experiments not
on models but on the subjects themselves. But medicine tells us as much
about the meaningful performance of healing, suffering, and dying as
chemical analysis tells us about the aesthetic value of pottery.85
In the pursuit of applied science the medical profession has largely
ceased to strive towards the goals of an association of artisans who
use tradition, experience, learning, and intuition, and has come to
play a role reserved to ministers of religion, using scientific
principles as its theology and technologists as acolytes.86 As an
enterprise, medicine is now concerned less with the empirical art of
healing the curable and much more with the rational approach to the
salvation of mankind from attack by illness, from the shackles of
impairment, and even from the necessity of death.87 By turning from art
to science, the body of physicians has lost the traits of a guild of
craftsmen applying rules established to guide the masters of a
practical art for the benefit of actual sick persons. It has become an
orthodox apparatus of bureaucratic administrators who apply scientific
principles and methods to whole categories of medical cases. In other
words, the clinic has turned into a laboratory. By claiming predictable
outcomes without considering the human performance of the healing
person and his integration in his own social group, the modern
physician has assumed the traditional posture of the quack.
As a member of the medical profession the individual physician is an
inextricable part of a scientific team. Experiment is the method of
science, and the records he keeps—if he likes it or not—are part of the
data for a scientific enterprise. Each treatment is one more repetition
of an experiment with a statistically known probability of success. As
in any operation that constitutes a genuine application of science,
failure is said to be due to some sort of ignorance: insufficient
knowledge of the laws that apply in the particular experimental
situation, a lack of personal competence in the application of method
and principles on the part of the experimenter, or else his inability
to control that elusive variable which is the patient himself.
Obviously, the better the patient can be controlled, the more
predictable will be the outcome in this kind of medical endeavor. And
the more predictable the outcome on a population basis, the more
effective will the organization appear to be. The technocrats of
medicine tend to promote the interests of science rather than the needs
of society.88 The practitioners corporately constitute a research
bureaucracy. Their primary responsibility is to science in the abstract
or, in a nebulous way, to their profession.89 Their personal
responsibility for the particular client has been resorbed into a vague
sense of power extending over all tasks and clients of all colleagues.
Medical science applied by medical scientists provides the correct
treatment, regardless of whether it results in a cure, or death sets
in, or there is no reaction on the part of the patient. It is
legitimized by statistical tables, which predict all three outcomes
with a certain frequency. The individual physician in a concrete case
may still remember that he owes nature and the patient as much
gratitude as the patient owes him if he has been successful in the use
of his art. But only a high level of tolerance for cognitive dissonance
will allow him to carry on in the divergent roles of healer and
scientist.90
The proposals that seek to counter
iatrogenesis by eliminating the last vestiges of empiricism from the
encounter between the patient and the medical system are latter-day
crusaders of an inquisitorial kind.91 They use the religion of
scientism to devalue political judgment. While operational verification
in the laboratory is the measure of science, the contest of adversaries
appealing to a jury that applies past experience to a present issue, as
this issue is experienced by actual persons, constitutes the measure of
politics. By denying public recognition to entities that cannot be
measured by science, the call for pure, orthodox, confirmed medical
practice shields this practice from all political evaluation.
The religious preference given to scientific language over the language
of the layman is one of the major bulwarks of professional privilege.
The imposition of this specialized language upon political discourse
about medicine easily voids it of effectiveness.
The deprofessionalization of medicine does not imply the proscription
of technical language any more than it calls for the exclusion of
genuine competence, nor does it oppose public scrutiny and exposure of
malpractice. But it does imply a bias against the mystification of the
public, against the mutual accreditation of self-appointed healers,
against the public support of a medical guild and of its institutions,
and against the legal discrimination by, and on behalf of, people whom
individuals or communities choose and appoint as their healers. The
deprofessionalization of medicine does not mean denial of public funds
for curative purposes, but it does mean a bias against the disbursement
of any such funds under the prescription or control of guild members.
It does not mean the abolition of modern medicine. It means that no
professional shall have the power to lavish on any one of his patients
a package of curative resources larger than that which any other could
claim for his own. Finally, it does not mean disregard for the special
needs that people manifest at special moments in their lives: when they
are born, break a leg, become crippled, or face death. The proposal
that doctors not be licensed by an in-group does not mean that their
services shall not be evaluated, but rather that this evaluation can be
done more effectively by informed clients than by their own peers.
Refusal of direct funding to the more costly technical devices of
medical magic does not mean that the state shall not protect individual
people against exploitation by ministers of medical cults; it means
only that tax funds shall not be used to establish any such rituals.
Deprofessionalization of medicine means the unmasking of the myth
according to which technical progress demands the solution of human
problems by the application of scientific principles, the myth of
benefit through an increase in the specialization of labor, through
multiplication of arcane manipulations, and the myth that increasing
dependence of people on the right of access to impersonal institutions
is better than trust in one another.
Engineering for a Plastic Womb
So far I have dealt with four categories of criticism directed at the
institutional structure of the medical-industrial complex. Each gives
rise to a specific kind of political demand, and all of them become
reinforcements for the dependence of people on medical bureaucracies
because they deal with health care as a form of therapeutic planning
and engineering.92 They indicate strategies for surgical, chemical, and
behavioral intervention in the lives of sick people or people
threatened with sickness. A fifth category of criticism rejects these
objectives. Without relinquishing the view of medicine as an
engineering endeavor, these critics assert that medical strategies fail
because they concentrate too much effort on sickness and too little on
changing the environment that makes people sick.
Most research on alternatives to clinical intervention is directed
towards program engineering for the professional systems of man's
social, psychological, and physical environment. "Non-health-service
health determinants" are largely concerned with planned intervention in
the milieu.93 Therapeutic engineers shift the thrust of their
interventions from the potential or actual patient towards the larger
system of which he is imagined to be a part. Instead of manipulating
the sick, they redesign the environment to ensure a healthier
population.94
Health care as environmental hygienic
engineering works within categories different from those of the
clinical scientist. Its focus is survival rather than health in its
opposition to disease; the impact of stress on populations and
individuals rather than the performance of specific persons; the
relationship of a niche in the cosmos to the human species with which
it has evolved rather than the relationship between the aims of actual
people and their ability to achieve them.95
In
general, people are more the product of their environment than of their
genetic endowment. This environment is being rapidly distorted by
industrialization. Although man has so far shown an extraordinary
capacity for adaptation, he has survived with very high levels of
sublethal breakdown. Dubos96 fears that mankind will be able to adapt
to the stresses of the second industrial revolution and overpopulation
just as it survived famines, plagues, and wars in the past. He speaks
of this kind of survival with fear because adaptability, which is an
asset for survival, is also a heavy handicap: the most common causes of
disease are exacting adaptive demands. The health-care system, without
any concern for the feelings of people and for their health, simply
concentrates on the engineering of systems that minimize breakdowns.
Two foreseeable and sinister consequences of a shift from
patient-oriented to milieu-oriented medicine are the loss of the sense
of boundaries between distinct categories of deviance, and a new
legitimacy for total treatment.97 Medical care, industrial safety,
health education, and psychic reconditioning are all different names
for the human engineering needed to fit populations into engineering
systems. As the health-delivery system continually fails to meet the
demands made upon it, conditions now classified as illness may soon
develop into aspects of criminal deviance and asocial behavior. The
behavioral therapy used on convicts in the United States98 and the
Soviet Union's incarceration of political adversaries in mental
hospitals99 indicate the direction in which the integration of
therapeutic professions might lead: an increased blurring of boundaries
between therapies administered with a medical, educational, or
ideological rationale.100
The time has come not
only for public assessment of medicine but also for public
disenchantment with those monsters generated by the dream of
environmental engineering. If contemporary medicine aims at making it
unnecessary for people to feel or to heal, eco-medicine promises to
meet their alienated desire for a plastic womb.
-------------------------------------
1 Charles E. A. Winslow, The Cost of Sickness and the Price of Health
(Geneva: World Health Organization, 1951). Daniel S. Hirshfield, The
Lost Reform: The Campaign for Compulsory Health Insurance in the United
States from 1932 to 1943 (Cambridge, Mass.: Harvard Univ. Press, 1970),
describes the failure so far of the uninsured minority of the aged,
poor, and chronically ill to muster support for protective laws from
the largely contented majority. He shows that the earlier problems,
attitudes towards them, and approaches remain largely unchanged in the
1970s. It seems that at no time has public-policy discussion of health
care transcended the industrial paradigm of medicine as a biological
and social enterprise.
2 For a history of welfare
legislation see Henry E. Sigerist, "From Bismarck to Beveridge:
Developments and Trends in Social Security Legislation," Bulletin of
the History of Medicine 13 (April 1943): 365-88. For a rather naively
enthusiastic evaluation of analogous legislation in Russia, see Henry
E. Sigerist, Socialized Medicine in the Soviet Union (1937; rev. ed.,
as Medicine and Health in the Soviet Union, New York: Citadel Press,
1947).
3 Office of Health Economics, Prospects in Health, Publication no. 37 (London, 1971).
4 R. G. S. Brown, The Changing National Health Service (London:
Routledge, 1973), and S. Israel and G. Teeling Smith, "The Submerged
Iceberg of Sickness in Society," Social and Economic Administration,
vol. 1, no. 1 (1967). For every case of diabetes, rheumatism, or
epilepsy known to the general practitioner, there appears to be another
case undiagnosed. For each known case of psychiatric illness,
bronchitis, high blood pressure, glaucoma, or urinary-tract infection,
there are likely to be five cases undiscovered. The cases of untreated
anemia probably exceed those treated eightfold.
5W. P. D. Logan and E. Brooke, Survey of Sickness, 1943-51 (London: Her Majesty's Stationery Office, 1957).
6 Karen Dunnell and Ann Cartwright, Medicine Takers, Presenters and Hoarders (London: Routledge, 1972).
7 This was the period of mass screening for disorders that educators,
economists, or physicians could detect. It was still considered
"progress" when tests conducted on 1,709 people revealed more than 90%
to be suffering from some disease. J. E. Shental, "Multiphasic
Screening of the Well Patient," Journal of the American Medical
Association 172(1960): 1-4.
8 Frank Turnbull, "Pain
and Suffering in Cancer," Canadian Nurse, August 1971, pp. 28-31.
Turnbull argues that though surgical or radiological treatment may
cause a recession in the primary symptoms that might have led to a
painless death, it may also allow development of secondary disease that
is more painful.
9 Estimated at 12-18% of all U.S. hospital beds.
10 M. Taghi Farvar and John P. Milton, eds., The Careless Technology
(Garden City, N.Y.: Natural History Press, 1972). Scientific papers
from a conference held in 1968, indicating that the post-World War II
idea that traditional societies can and should be overhauled overnight
has proved not only virtually unachievable but also undesirable in view
of the serious consequences for man's organism.
11
Charles C. Hughes and John M. Hunter, "Disease and Development in
Africa," Social Science and Medicine 3, no. 4 (1970): 443-88. An
important survey of the literature on disease consequences of
developmental activities. Ralph J. Audy, "Aspects of Human Behavior
Interfering with Vector Control," in Vector Control and the
Recrudescence of Vector-home Diseases, Proceedings of a Symposium Held
During the Tenth Meeting of the PAHO Advisory Committee on Medical
Research, June 15, 1971, Pan-American Health Organization Scientific
Publication no. 238 (Washington, D.C., 1972), pp. 67-82.
12 René Dumont, La Faim du monde, complete text of a conference held in
Liège November 8, 1965, followed by responses to the 25 questions
discussed (Liège/Brussels: Cercle d'Éducation Populaire, 1966). An
impassioned appeal for world solidarity at the eleventh hour. A later
English version is René Dumont and Bernard Rosier, The Hungry Future
(New York: Praeger, 1969). For a right-wing complement to this view
from the left, consult William and Paul Paddock, Famine Nineteen
Seventy-five! America's Decision: Who Will Survive? (Boston: Little,
Brown, 1967). Early debunkers of the 'dreams of their decade, such as
hydroponics, desalinization, synthetic foods, and ocean farming, the
authors are also convinced that land reform, irrigation, and fertilizer
production cannot avert famine. They foresee increased dependence of
the world on U.S. outputs, and propose "triage," i.e., selection, by
the U.S. of those to be kept alive.
13 Marshall
Sahlins, Stone Age Economics (Chicago: Aldine-Atherton, 1972), points
out that the institutionalized hunger of the 1960s is an unprecedented
phenomenon, and accumulates evidence that in a typical Stone Age
culture a much smaller percentage of people than today went to bed
malnourished and hungry.
14 George Borgstrom, "The
Green Revolution," in Focal Points (New York: Macmillan, 1972), pt. 2,
pp. 172-201. An analysis and appraisal of a dozen illusions about the
Green Revolution, many of which are constantly reinforced by misleading
statements from international agencies. On the dangers of genetic
depletion, consult National Academy of Sciences, Genetic Vulnerability
of Major Crops (Washington, D.C., 1972). Since paleolithic times, each
human society has developed a rich variety of cereals and other food
crops. The strains that have survived are those favored by populations
fed largely on grains and legumes. Although inferior in yield per acre
to engineered hybrids, these strains are adaptable, are independent of
fertilizers, irrigation, and pest control, and have a high potential
for future adaptation. Entire populations of such rich genetic mixtures
have been wiped out by replacement with hybrids. The damage done in a
ten-year period is irreparable and of unforeseeable consequences.
15 For an introduction to the state of discussion on world nutrition,
see Alan Berg, The Nutrition Factor: Its Role in National Development
(Washington, D.C.: Brookings Institution, 1973). The valuable
bibliography must be mined out of the footnotes. See also J.
Hemardinquer, "Pour une histoire de I'alimentation," Colliers des
Annales 28 (Paris: Colin, 1970).
16 On one
consequence of exporting Dr. Spock to the tropics, see A. E. Davis and
T. D. Bolin, "Lactose Tolerance in Southeast Asia," in Farvar and
Milton, eds., The Careless Technology.
17 Adelle
Davis, Let's Eat Right To Keep Fit (New York: Harcourt Brace, 1970). A
well-documented report on the qualitative decline of U.S. diet with the
rise of industrialization and on the reflection of this decline in U.S.
health.
18 For orientation on the controversy,
consult Edward M. Kennedy, In Critical Condition: The Crisis in
America's Health Care (New York: Pocket Books, 1973). For a summary of
the controversy, see Stephen Jonas, "Issues in National Health
Insurance in the United States of America," Lancet, 1974, 2:143-6,
William R. Roy, The Proposed Health Maintenance Organization Act of
1972, Science and Health Communications Group Sourcebook Series, vol. 2
(Washington, D.C., 1972). A Kansas congressman explains and defends the
bill he introduced in Congress and marshals concurring opinion.
19 An excellent, if now dated, forecast is Michael Michaelson, "The
Coming Medical War," New York Review of Books, July 1, 1971. See also
Robert Bremner, From the Depths: The Discovery of Poverty in the U.S.
(New York: New York Univ. Press, 1956), an introduction to the origins
of the U.S. social welfare movement.
20 Barbara
Myerhoff and William R. Larson, "The Doctor as Cultural Hero: The
Routinization of Charisma," Human Organization 24 (fall 1965): 188-91.
The authors predicted that the doctor would soon appear in an
increasingly prosaic light, thus losing the psychological power he
traditionally had to gain the patient's confidence and to act as a
healer.
21 Michel Maccoby, personal communication to the author.
22 John Pekkanen, The American Connection: Profiteering and Politicking
in the "Ethical" Drug Industry (Chicago: Follett, 1973). A report on
the willful manipulation of political power, influence, and
personalities by the U.S. Pharmaceutical Manufacturers Association
(PMA) and the drug lobby to maintain profits by overproducing and
overselling drugs and systematically hiding hazards behind advertising,
promotion, and the systematic corruption of highly placed physicians.
Cites specific charges against two dozen named major firms.
23 Paul R. and Anne H. Ehrlich, Population, Resources, Environment:
Issues in Human Ecology (San Francisco: Freeman, 1972), particularly
chap. 7 on ecosystems in jeopardy, provides a good introduction to the
literature on the subject. Samuel Epstein and Marvin Legator, eds., The
Mutagenicity of Pesticides: Concepts and Evaluation (Cambridge, Mass.:
MIT Press, 1971), yields many specific data. Harrison Wellford, Sowing
the Wind: Report on the Politics of Food Safety, Ralph Nader's Study
Group Reports (New York: Grossman, 1972). A report on pesticide
concentrations in food. The misuse of pesticides threatens the farmer
even more than it does the city dweller; it destroys his health, raises
the cost of production, and tends to lower long-term yields. J. L.
Radomski, W. B. Deichman, and E. E. Clizer, "Pesticide Concentration in
the Liver, Brain, and Adipose Tissue of Terminal Hospital Patients,"
Food and Cosmetics Toxicology 6 (1968): 209-20. A very frightening
quantitative analysis.
24 James S. Turner, The
Chemical Feast: A Report on the Food and Drug Administration, Ralph
Nader's Study Group Reports (New York: Grossman, 1970). This report
indicates that the trend described by Adelle Davis in Let's Eat Right
to Keep Fit is accelerating and that the damage done to health by bad
nutrition increased during the 1960s. It points out that less than half
the more than 2,000 food additives in use have been tested for safety.
25 Arturo Aldama, "Los cereales envenenados: Otra enfermedad del
progreso," CIDOC Document I/V 74/58, Cuernavaca, 1974.
26 Boston Women's Health Collective, Our Bodies, Ourselves: A Book By
and For Women (New York: Simon & Schuster, 1973). Can be considered
a model guide for limited self-care elaborated by a group of women who
remain deeply committed to a basically medicalized society.
27 Luc Boltanski, Consommation médicale et rapport au corps:
Compte-rendu defm de contrat d'une recherche financée par la Délégation
Générale a la Recherche Scientifique et Technique (Paris: Centre de
Sociologie Européenne, 1969). A sociology of the body: a pioneer study
of the social determinants of the individual's relationship to his own
body depending on his social class.
28 See
Liselotte von Ferber, "Die Diagnose des praktischen Arztes in Spiegel
der Patientenangaben," in Schriftenreihe: Arbeitsmedizin,
Sozialmedizin, Arbeitshygiene, vol. 43 (Stuttgart: Centner, 1971), on
the class-specific language in German general practice.
29 Charles Kadushin, "Social Class and the Experience of Ill Health,"
Sociological Inquiry 34 (1964): 67-80, challenges the sociological
dogma of an association between socio-economic status and the
occurrence of chronic disease. David Mechanic, Medical Sociology: A
Selective View (New York: Free Press, 1968), pp. 259 ff., provides
contradictory arguments and literature; see also p. 245 on infant
mortality, p. 253 on socio-economic status.
30
Raymond S. Duff and August B. Hollingshead, Sickness and Society (New
York: Harper & Row, 1961). S. H. King, Perceptions of Illness and
Medical Practice (New York: Russell Sage, 1962).
31
Mechanic, Medical Sociology. See especially pp. 267-8 as an
introduction to the U.S. National Health Service statistics on
socio-economic status and the use of health services. Beware of taking
these data at face value: see David Mechanic and M. Newton, "Some
Problems in the Analysis of Morbidity Data," Journal of Chronic
Diseases 18 (June 1965): 569-80. Lee Rainwater and W. L. Yancey, The
Moynihan Report and the Politics of Controversy (Cambridge, Mass.: MIT
Press, 1967), discuss the complexity of associations between infant
mortality and socio-economic deprivation.
32
Barbara Blackwell, The Literature of Delay in Seeking Medical Care for
Chronic Illnesses, Health Education Monograph no. 16 (San Francisco:
Society for Public Health Education, 1963). See especially pp. 14-17
for delay related to personal, physical, and social attributes. Rene
Lenoir, Les Exclus (Paris: Seuil, 1974), focuses attention on the
institutional creation of needv dropouts from various health-care
systems in France
33G. Kleinbach, "Social Class and
Medical Education," thesis, Department of Education, Harvard
University, 1974, cited in Vicente Navarro, "Social Policy Issues" (n.
83 below). Charles F. Schumacher, "The 1960 Medical School Graduate:
His Biographical History," Journal of Medical Education 36 (1961): 401
ff., shows that more than half of medical students are children of
professionals or managers.
34 Howard Becker et al,
Boys m White: Student Culture in Medical School (1961: reprint ed.,
Dubuque, Iowa: William C. Brown, 1972).
35 Kenneth W. Newell, ed., Health by the People (Geneva: World Health Organization, 1975).
36 On the emergence of social medicine as a discipline, see first
Thomas McKeon and C. R. Lowe, An Introduction to Social Medicine
(Oxford/Edinburgh: Blackwell Scientific Publications, 1966), pp.
ix-xiii. Then see Gordon McLachlan, ed., Portfolio for Health 2 (New
York/Toronto: Nuffield Provincial Hospitals Trust and Oxford University
Press, 1973). For the German literature in the field see Hans Schaefer
and Maria Blohmke, Sozialmedizin: Einführung in die Ergebnisse und
Probleme der Medizin-Soziologie and Sozialmedizin (Stuttgart: Thieme,
1972). For Eastern Europe see Richard E. and Shirley B. Weinerman,
Social Medicine in Eastern Europe: The Organization of Health Services
and the Education of the Medical Personnel in Czechoslovakia, Hungary
and Poland (Cambridge, Mass.: Harvard University Press, 1969). For
Italy, see Giovanni Berlinguer, Medicina e politico (Bari: De Donate,
1976).
37 Robert H. Brook and Francis A. Appel,
"Quality-of-Care Assessment: Choosing a Method for Peer Review," New
England Journal of Medicine 288 (1973): 1323-9. Judgments based on
group consensus, as opposed to the criteria selected by individual
reviewers, yielded the fewest acceptable cases. Robert H. Brook and
Robert Stevenson, Jr., "Effectiveness of Patient Care in an Emergency
Room," New England Journal of Medicine 283 (1970): 904-6.
38 Jean-Pierre Dupuy, "Le Médicament dans la relation médecin-malade," Projet, no. 75 (May 1973), pp. 532-46.
39 Arnold I. Kisch and Leo G. Reeder, "Client Evaluation of Physician
Performance," Journal of Health and Social Behavior 10 (1969): 51-8.
While it is generally assumed that quality control in professional
service must depend on self-policing—bad as this might be—the results
of a study conducted in Los Angeles indicate that patients' rating of
physician performance closely corresponded with a number of criteria of
quality in medical care generally accepted as valid by health
professionals.
40 For examples of public reports on
research in the service of consumer advocacy in the health field, see
Robert S. McCleery, One Life—One Physician (Washington, D.C.: Public
Affairs Press, 1971); also Joseph Page and Mary-Win O'Brien, Bitter
Wages: The Report on Disease and Injury on the Job, Ralph Nader's Study
Group Reports (New York: Grossman, 1973), an indictment of industrial
and occupational medicine as practiced up to 1968. Crass underreporting
of injuries sustained on the job has fostered the belief that
carelessness of workers is their main cause.
41 For
more data and references see Michael H. Cooper, Rationing Health Care
(London: Halsted Press, 1975), and International Bank for
Reconstruction and Development, Health Sector Polity Paper, Washington,
D.C., March 1975. Note also that the average number of days spent by a
patient in the hospital varies greatly among countries with comparable
GNP, even when these countries are poor. In Senegal it is 24 days, in
Thailand 5.8.
42 Richard M. Titmuss, "The Culture
of Medical Care and Consumer Behaviour," in F. N. L. Poynter, ed.,
Medicine and Culture (London: Wellcome Institute, 1969), chap. 8, pp.
129-35.
43 On the impact that malpractice suits
have on the patient's perception of his body as a form of capital
investment, see, e.g., Nathan Hershey, "The Defensive Practice of
Medicine—Myth or Reality?" Milbank Memorial Fund Quarterly 50 (January
1972): 69-98.
44 Michael Grossman, "On the Concept
of Health Capital and the Demand for Health," Journal of Political
Economy 80 (March-April 1972): 223-55.
45 P. E.
Enterline, "Sick Absence in Certain Western Countries," Industrial
Medicine and Surgery 33 (October 1964): 738.
46 For
orientation on the literature, consult Kathleen N. Williams, comp.,
Health and Development: An Annotated Indexed Bibliography (Baltimore:
Johns Hopkins University School of Hygiene and Public Health,
Department of International Health, 1972), 931 items on health, however
measured, and its supposed relationship to economic development.
Constructed as a working instrument for health-resources allocation, it
is particularly valuable for its references and summaries of Eastern
European studies.
47 Herbert Pollack and Donald R.
Sheldon, "The Factor of Disease in the World Food Problem," Journal of
the American Medical Association 212 (1970): 598-603. Sick people burn
more food per unit of work done and also produce less work. In both
ways, endemic disease adds to the world food shortage.
48 Ralph Audy, "Health as Quantifiable Property," British Medical
Journal, 1973, 4:486-7. Audy is one of the rare authors who go beyond
trivial economy and develop a model for the dimensional analysis of man
in relation to his environment. He regards health as a continuing
property that can potentially be measured in terms of one's ability to
"rally from challenges to adapt." Speed and success in rallying depend
on the amount of protection provided by a person's habitual "cocoons"
and on society's "health" in general.
49 See Williams, Health and Development, chapter on Soviet medical economy.
50 Claude Welch, "Professional Standards Review Organizations—Pros and
Cons," New England Journal of Medicine 290 (1974): 1319 ff.; idem, 289
(1973): 291-5. David E. Willett, "PSRO Today: A Lawyer's Assessment,"
New England Journal of Medicine 292 (1975): 340-3; see also editorial
about this article in same number, p. 365.
51 Tom Dewar, "Some Notes on the Professionalization of the Client," CIDOC Document I/V 73/37, Cuernavaca, 1973.
52 Robert J. Haggerty, "The Boundaries of Health Care," Pharos, July 1972 pp. 106-11.
53 Health Policy Advisory Committee, The American Health Empire: Power,
Profits, and Politics, ed. Barbara and John Ehrenreich (New York:
Random House, 1970). Since the late 1960s the Health Policy Advisory
Center, 17 Murray St., New York 10007, has played an important role in
exposing those technical and organizational disorders built into the
U.S. medical system as a consequence of its capitalist exploitative
character. The Health-PAC Bulletin, published at the same address, is a
valuable record of the evolution of this critique. The Ehrenreichs are
probably representative of their group's thinking at the time of
publication. The integration of a health profession, health industries,
and government health bureaucracies promotes in each of these bodies
characteristics typical of any transnational corporation. These common
characteristics amalgamate them into a "complex" geared to reinforce
infantile, racist, and sexist responses in those it pampers with subtle
or gross arbitrariness. The elimination of the profit motive and wide
participation by healthy and sick in policy-making would render the
system accountable, equitable, and more effective for health care.
54 In Upper Volta in Central Africa, about $25 million is spent
annually for all medical services, including drugs, consumed within the
country. Twice this amount in government expenditure goes to transport
a few of the sick to Paris and to hospitalize them there. This compares
with a total grant-in-aid for all nonmilitary purposes of $50 million
yearly by France to its ex-colony. From the ever impeccably informed
humor sheet for French bureaucrats, Le Canard enhainé, January 1, 1975.
55 Nathan Glazer, "Paradoxes of Health Care," Public Interest 22
(winter 1971): 62-77. Low-income families in the U.S. receive not less
bu^more health dollars than the income group immediately above them.
56 For a framework useful in the creation of needs, see Jonathan
Bradshaw, "A Taxonomy of Social Need," in Gordon McLachlan, ed.,
Problems and Progress in Medical Care: Essays on Current Research (New
York: Oxford University Press, 1972), 7:69-82. To clarify and make
explicit what is done when bureaucrats concerned with a social service
plan to meet a social need, Bradshaw distinguishes 12 distinct
situations according to the presence or absence of any of four
need-factors: (1) normative need, defined by expert or professional
knowledge; (2) felt need, defined by want; (3) expressed need, or
demand; (4) comparative need, obtained by studying the characteristics
of a population in receipt of service (those with similar
characteristics not in receipt of service are then defined as standing
in need). See also Kenneth Boulding, "The Concept of Need for Health
Services," Milbank Memorial Fund Quarterly 44 (October 1966): 202-23.
For Richard M. Titmuss's testament on this subject, see Social Policy:
An Introduction (New York: Pantheon Books, 1975), especially chap. 10,
"Values and Choices," pp. 132-41.
57 Kadushin,
"Social Class and the Experience of Ill Health." Members of the upper
class are always more competent in making use of publicly financed
medical services, because of their greater sophistication and sometimes
because of their ability to use small payments for gaining leverage on
large perquisites.
58 Jesus M. de Miguel,
"Framework for the Study of National Health Systems," paper submitted
to the Eighth World Congress of Sociology, August 1974, mimeographed.
Tries to link regional differences within nations to the analysis of
differences across nations. See table 1 for a chronotypology of
comparative health systems research since 1930. Kerr L. White et al.,
"International Comparisons of Medical-Care Utilization," New England
Journal of Medicine 277 (1967): 516-22. White points to the
methodological difficulties involved in simultaneous measurement of a
dependent variable like "utilization" in settings as different as
England, Yugoslavia, and the U.S.A.
59 David
Barkin, "Access to and Benefits from Higher Education in Mexico,"
preliminary draft for comments. CIDOC Document A/E. 285, Cuernavaca,
1970.
60 Arnoldo Gabaldon, "Health Service and
Socio-economic Development in Latin America," Lancet, 1969, 1:739-44.
Gunnar Adler-Karlsson, "Unequal Access to Health Within and Between
Nations," paper written for the Gottlieb Duttweiler Institute's
Symposium on "The Limits to Medicine," Davos, March 24-26, 1975,
mimeographed.
61 Joseph ben David, "Professions in
the Class System of Present-Day Societies: A Trend Report and
Bibliography," Current Sociology 12 (1963-64): 247-330.
62 For a simplified visual representation, Elizah L. White, "A Graphic
Presentation on Age and Income Differentials in Selected Aspects of
Morbidity, Disability and Utilization of Health Services," Inquiry 5,
no. 1 (1968): 18-30. For a more detailed and up-to-date analysis, R.
Anderson and John F. Newman, "Societal and Individual Determinants of
Health Care in the U.S.A.," Milbank Memorial Fund Quarterly 51 (winter
1973): 95-124.
63 On the link between poverty and
ill-health in the U.S., see John Kosa et al., eds., Poverty and Health:
A Sociological Analysis, a Commonwealth Fund Book (Cambridge, Mass.:
Harvard Univ. Press, 1969). This collection of papers is a plea for
federal health insurance. Herbert T. Birch and Joan Dye Gussow,
Disadvantaged Children: Health, Nutrition and School Failure (New York:
Harcourt Brace, 1970). Though the authors believe in the value of more
medical care for the poor, the non-treatment-related factors that
discriminate against the health of poor children are indicated as being
by far the most important.
64 The relationship of
mortality to both medical care and environmental variables is examined
in a regression analysis by Richard Auster et al., "The Production of
Health: An Exploratory Study," Journal of Human Resources 4 (fall
1969): 411-36. If education and medical care are controlled, high
income is associated with high mortality. This probably reflects
unfavorable diet, lack of exercise, and psychological tension in the
richer groups. Adverse factors associated with the growth of income may
nullify the beneficial effects of an increase in the quantity and
quality of medical care. Special risks for the superrich are not
something entirely new. S. Gilfillan, "Roman Culture and Systemic Lead
Poisoning," Mankind Quarterly 5 (January 1965): 55-9. Analysis of bones
from 3rd-century Roman cemeteries revealed high concentrations of lead.
The poisoning was probably due to the lead used for sealing amphoras in
which wine was imported from Greece.
65 Rashi Fein,
"On Achieving Access and Equity in Health Care," Milbank Memorial Fund
Quarterly 50 (October 1972): 34.
66 Emanuel de
Kadt, "Inequality and Health," Univ. of Sussex, January 1975, goes far
beyond most other authors in stressing the point I want to make:
"Professional ideologies that focus on the maintenance of high
standards of medical care keep in being a health system which neglects
the simple needs of the many in order to concentrate on the complex and
costly conditions of a few" (pp. 5 and 24).
67 For
the medical enterprise at the service of specialization, see Rosemary
Stevens, American Medicine and the Public Interest (New Haven, Conn.:
Yale Univ. Press, 1973). For the parallel in Germany: Hans-Heinz
Eulner, "Die Entwick-lung der medizinischen Spezialfächer an den
Universitäten des deutschen Sprachgebietes," in Studien zur
Medizingeschichte des 19. Jh. (Stuttgart: Enke, 1970).
68 Howard Freeman, Sol Levine, and Leo Reeder, Handbook of Medical
Sociology (Englewood Cliffs, N.J.: Prentice-Hall, 1963), pp. 216-17,
for information on the relative number of qualified chiropractors and
physicians (1 to 10), on the first university-affiliated colleges for
physicians (1765), dentists (1868), and optometrists (1901).
69 Michael Marien, "The Psychic Frontier: Toward New Paradigms for Man:
Guide to 200 Books, Articles, and Journals," draft, March 1974, World
Institute Council, 777 United Nations Plaza, New York 10017. A reading
guide to about 200 recent books, journals, and institute newsletters,
many with indications of content and evaluations, all concerned with
alternate modes of staying healthy or healing. Can give to the
uninitiated to this area a sense of the spectrum from the doctrinaire
to the serious and the pompous. Academy of Parapsychology and Medicine,
The Dimensions of Healing: A Symposium (Los Altos, Calif.: the Academy,
1972). Sheila Ostrander and Lynn Schroeder, Psychic Discoveries Behind
the Iron Curtain (Englewood Cliffs, N.J.: Prentice-Hall, 1970; New
York: Bantam, 1971).
70 Henry E. Sigerist, "The
History of Medical Licensure," Journal of the American Medical
Association 104 (1935): 1057-60, on the transition from occupational
pluralism to the professional dominance of the new physician whose
competence in "scientific" diagnosis and therapy was guaranteed by
attendance at a medical school that had weathered Flexner's report.
71 Ronald Akers and Richard Quinney, "Differential Organization of
Health Professions: A Comparative Analysis," American Sociological
Review 33 (February 1968): 104-21. On the internal social organization
of licensed physicians, dentists, optometrists, pharmacists, and their
relative cohesion, wealth, and power.
72 William L.
Frederick, "The History and Philosophy of Occupational Licensing
Legislation in the United States," Journal of the American Dental
Association 58 (March 1959): 18-25.
73 U.S.
Department of Health, Education, and Welfare, Medical Malpractice,
Report of the Secretary's Commission on Medical Practice, January 16,
1973.
74 Health Services Research Center, Institute
for Interdisciplinary Studies, Medical Manpower Specialty Distribution
Project 1975-80, working paper 1971.
75 For studies
on the limits to further proliferation, see William J. Goode, "The
Theoretical Limits of Professionalization," in Amitai Etzioni, ed., The
Semi-Professions and Their Organization (New York: Free Press, 1969),
pp. 266-313. Goode believes that though techniques continue to
multiply, fewer of them require for their execution that trust on the
part of the client on which professional autonomy is built. Further
specialization of competence might therefore concentrate professional
power again in fewer hands. See also Wilbert Moore and Gerald W.
Rosenblum, The Professions: Roles and Rules (New York: Russell Sage,
1970), chap. 3. Harold Wilensky, "The Professionalization of Everyone?"
American Journal of Sociology 70 (September 1964): 137-58. The process
of Professionalization cannot be extrapolated, because
bureaucratization threatens the ideal of dedicated service even more
intensely than it undermines the autonomy of the one who performs
services.
76 For the current crisis in the U.S.
nursing profession, see National Commission for the Study of Nursing
Education, An Abstract for Action (New York: McGraw-Hill, 1970).
77 The autonomous and independent health technician, free of control by
the medical hierarchy, is still taboo: Oscar Gish, ed., Health,
Manpower and the Medical Auxiliary: Some Notes and an Annotated
Bibliography, Intermediate Technology Development Group (London, 1971).
Gish tries to distinguish between the costly, prestigious, intensely
skilled professional, with his long training and his readiness to move
away from the community; the paraprofessional nurse, whose training is
academic and theoretical; and the health auxiliary, who has the skills
that are needed most of the time.
78 Victor Fuchs,
Who Shall Live? Health Economics and Social Choice (New York: Basic
Books, 1974). Nathan Hershey and Walter S. Wheeler, Health Personnel
Regulation in the Public Interest' Questions and Answers on
Institutional Licensure, published by the California Hospital
Association as a service to the health-care field, 1973.
79 S. Kelman, "Towards a Political Economy of Medical Care," Inquiry 8,
no. 3 (1971): 30-8. Kelman claims that the predominance of financial
capital in the health sector might foreshadow a decline in the autonomy
of the professional, as he is forced to unionize. Institutional
licensing, which would turn even the medical-team captain into an
employee, would certainly accentuate this trend. Compare this with note
75, p. 246 above.
80 Corinne Lathrop Gilb, Hidden
Hierarchies: The Professions and Government (New York: Harper &
Row, 1966). On the strategies used by American physicians, lawyers, and
educators to acquire political power by organizing professional
associations and by claiming as a right what, at the outset, had been
an honored prerogative.
81 I owe the idea that
professions are based on a grant to Eliot Freidson, Profession of
Medicine: A Study of the Sociology of Applied Knowledge (New York:
Dodd, Mead, 1971), whom I follow closely. For an orientation on the
status of the discussion, besides Freidson see Howard S. Becker, "The
Nature of Profession," in Henry Nelson, ed., Education for the
Professions (Chicago: National Society for the Study of Education,
1962), chap. 2, pp. 27-46.
82 Howard S. Becker,
Outsiders: Studies in the Sociology of Deviance (New York: Free Press,
1963), p. 177, points out that the most obvious consequence of a
successful crusade against some evil is the creation of a set of new
rules and established officials to enforce them. "Just as radical
political movements turn into organized political parties and lusty
evangelical sects become staid religious denominations," so, I argue
here, people who have started out to materialize dreams of health
delivery turn into a profession of wardens.
83
Vicente Navarro, "Social Policy Issues: An Explanation of the
Composition, Nature, and Functions of the Present Health Sector of the
United States," Johns Hopkins University, paper based on a presentation
at the Annual Conference of the New York Academy of Medicine, April
25-26, 1974. Navarro argues that the prevailing values in the health
sector are indeed shaped by the health establishment, but are
symptomatic of the distribution of economic and political power within
society. The power to shape health values gives the professionals
within the health sector a dominant influence on the structure of the
health services, but actually no control. This control is exercised
through the ownership of the means of production, reproduction, and
legitimation held by the capitalist elite. Navarro does not seem to
realize that I do agree with him on this point but am less naïvely
optimistic as to the political indifference of each and every technique
used in the provision of health care. I argue that dialysis,
transplants, and intensive care for most chronic diseases, but also
just the general intensity of our medical endeavor, inevitably impose
exploitation on any society that wants to use them in the repertory of
its medical-care system. See Vicente Navarro, "The Industrialization of
Fetishism or the Fetishism of Industrialization: A Critique of Ivan
Illich," Johns Hopkins University, January 1975. For the argument that
medical ideologies shape a care system that they do not control, see
also Massimo Gaglio, Medicina e profitto: Tesi di discussione per
operai, studenti e tecnici (Milan: Sapere Editore, 1971), and Aloisi et
al., La medicina e la societá contemporanea, Atti del Convegno promoso
dallTnstituto Gramsci, Roma, 28-30 giugno 1967. (Rome: Editori Riuniti,
1968).
84 Philip Selby, "Health in 1980-1990: A
Predictive Study Based on an International Inquiry," Perspectives in
Medicine, vol. 6 (1974). Forecast, based on a Delphi scenario,
describing a Utopia that fits the desires of the six dozen health
bureaucrats interviewed.
85 Owing to this fact, the
innocence of scientific research is absent from medicine. Hans Jonas,
"Philosophical Reflections on Experimenting with Human Subjects," in
Paul A. Freund, ed., Experimentation with Human Subjects (New York:
Braziller, 1969), pp. 1-28. Although this article deals primarily with
extreme forms of experimentation, it provides a lucid introduction to
the relationship between experiment and service.
86
Harris L. Coulter, Divided Legacy. A History of the Schism in Medical
Thought, vol. I, The Patterns Emerge: Hippocrates to Paracelsus; vol.
2, Progress and Regress: J. B. Van Helmont to Claude Bernard; vol. 3,
Science and Ethics in American Medicine: 1800-1914 (Washington, D.C.:
McGrath, 1973). A vast and well-documented recent attempt to paint the
history of empirical medicine in constant tension with the rationalist
tradition.
87 Henry E. Sigerist, "Probleme der
medizinischen Historiographie," Sudhoffs Archiv 24 (1931): 1-18. The
history of medicine can be written as a history of disease patterns,
medical ideologies, or medical activities. The first two approaches are
often neglected.
88 The argument is strongly
formulated by Gerald Leach, The Biocrats: Implications of Medical
Progress (New York: McGraw-Hill, 1970; rev. ed., Baltimore: Penguin,
1972).
89 Talcott Parsons, "Research with Human
Subjects and the 'Professional complex,'" in Freund, Experimentation
with Human Subjects, pp. 116ff. Parsons distinguishes within the
medical-professional complex (1) research, concerned with the creation
of new knowledge; (2) service, which utilizes knowledge for practical
human interests; and (3) teaching, which transmits knowledge. He argues
that the laity needs formal recognition of the right to minimize
injuries resulting from unresolved tensions in this complex.
90 After the patient has been damaged or has died, the physician will
try to freeze the decision that led to this result by reducing
cognitive dissonance. The argument in favor of the alternative he has
chosen appears ever stronger as he represses the arguments in favor of
the unchosen alternative. He is acting like a housewife: before she
goes out to shop, the more expensive the food, the less likely it is to
get to the family table; after her visit to the supermarket and her
decision to buy, the higher the cost, the more likely the food is to be
used. See Leon Festinger, Conflict, Decision, and Dissonance, Stanford
Studies in Psychology no. 3 (Stanford, Calif.: Stanford Univ. Press,
1964). On the role conflict between the physician as adviser and the
physician as scientist see Eliot Freidson, Professional Dominance: The
Social Structure of Medical Care (Chicago: Aldine, 1972).
91 Allan Hoffman and David Rittenhouse Inglis, "Radiation and Infants,"
review of Low-Level Radiation, by Ernest J. Sternglass, Bulletin of the
Atomic Scientists, December 1972, pp. 45-52. The reviewers foresee an
imminent antiscientific backlash from the general public when the
evidence provided by Sternglass becomes generally known. The public
will come to feel it has been lulled into a sense of security by the
unfounded optimism of the spokesmen for scientific institutions
regarding the threat constituted by low-level radiation. The reviewers
argue for policy research to prevent such a backlash and to protect the
scientific community from its consequences.
92
Thomas M. Dunaye, "Health Planning: A Bibliography of Basic Readings,"
Council of Planning Librarians, Exchange Bibliography, mimeographed
(Monticello, 111., 1968), says: "So extensive is the literature of
source materials on the subject of health planning that to provide a
complete bibliography has become an elephantine problem. This
difficulty has been partially overcome by the assembly of separate
bibliographies . . . many of which are included [in this] unified body
of basic readings useful to the . . . newcomer to the field." See also
National Library of Medicine, Selected References on Environmental
Quality as It Relates to Health Since 1971, National Library of
Medicine, 8600 Rockville Pike, Bethesda, Md.; National Institute of
Environmental Health Science, Triangle Park, London, Environmental
Health, periodical since 1971; National Library of Medicine,
Environmental Biology and Medicine, periodical since 1971; Current
Bibliography of Epidemiology, American Public Health Association, 1740
Broadway, N.Y. 10019.
93 As an example of this
approach, see Monroe Lerner et al., "The Non-Health Services'
Determinants of Health Levels: Conceptualization and Public Policy
Implications," report of a subcommittee under the Carnegie Grant to the
Medical Sociology Section, American Sociological Association, August
29, 1973, mimeographed. This draft provides a rationale for the
extension of the health bureaucracies' mandate to all those matters
which traditionally lie beyond its competence by arguing that they lie
within its inherent powers. Faced with the need to identify the limits
of its field, the committee decided: (1) it will deal with factors
affecting health levels, or perceived as doing so, not with concepts,
measurements of health levels, or externalities of health for
improvement of sociocultural levels; (2) it will deal selectively with
factors that affect populations at risk; (3) it will deal with
prevention, maintenance, and adaptation relating to chronic illness and
disability, but only so long as these are not perceived as "health
services"; (4) it will deal with the unintended ill-health caused by
contact with the system for the delivery of personal health. See also
The Sources of Health: An Annotated Bibliography of Current Research
Regarding the Non-therapeutic Determinants of Health, Center for Urban
Affairs, Northwestern University (Evanston, Ill., 1973).
94 Hugh Iltis, Orie Loucks, and Peter Andrews, "Criteria for an Optimum
Human Environment," Bulletin of the Atomic Scientists, January 1970,
pp. 2-6. George L. Engel, "A Unified Concept of Health and Disease,"
Perspectives in Biology and Medicine 3 (summer I960): 459-85.
95 For a theoretical analysis of the health levels specified in these
terms, see Aaron Antonovsky, "Breakdown: A Needed Fourth Step in the
Conceptual Armamentarium of Modern Medicine," Social Science and
Medicine 6 (October 1972): 537-44. He calls for a fourth category in
the conceptual tools of modern medicine: the recognition of breakdown.
So far medicine has developed three major concepts for the control of
disease. First it was discovered that disease could be prevented by
environmental public health measures, especially by exerting control
over supplies of food and water. The second breakthrough came with the
concept of immunization, preparing the individual for resistance. Both
these approaches are based on the image of the dangerous agent. A third
breakthrough came with the recognition of multiple causation: one
succumbs to a given disease when a given agent interacts with a given
host in a given environment; the task of medicine is to recognize and
control these givens. According to Antonovsky, even Dubos does not go
explicitly beyond this concept of multiple causation, even though he
stresses the need to enhance man's capacity to adapt to the stress
threatening in specific diseases. Antonovsky suggests the ulterior
concept of breakdown, and a definition that permits this global concept
to be made operational. For this purpose he proposes specifications for
four factors common to all disease: (1) pain may be absent, mild,
moderate, or severe; (2) handicap may be absent, distracting, moderate,
or severe; (3) acute or chronic character can be assessed in six ways:
no acute or chronic condition, mild-chronic but not degenerative, acute
but not life-threatening, serious-chronic but not degenerative,
serious-chronic-degenerative, or acute and life-threatening; and
finally (4) disease can be recognized by the medical profession as
requiring no help, watching, or therapy. Thus 288 possible breakdown
types have been established. For the author, "a radically new question
arises: what is the aetiology of breakdown? Is there some new
constellation of factors which is a powerful predictor of breakdown?"
96 René Dubos, Man and His Environment: Biomedical Knowledge and Social
Action, Pan-American Health Organization Scientific Publication no. 131
(Washington, D.C., 1966). Alexander Mitscherlich, "Psychosomatische
Anpassungsgefährdun-gen," in Das beschädigte Leben: Diagnose und
Therapie in einer Welt unabsehbarer Veränderungen; Ein Symposium
geleitet und herausgegeben von Alexander Mitscherlich (Munich: Piper,
1969), pp. 35-46. At which point does the physician turn into the
unethical accomplice of a destructive environment? S. V. Boyden, ed.,
Cultural Adaptation to Biological Maladjustment: The Impact of
Civilization on the Biology of Man (Canberra: Australian National Univ.
Press, 1970).
97 For reference see Robert Harris,
Health and Crime Abstracts 1960-1971, Houston Project for the Early
Prevention of Individual Violence (Houston: Univ. of Texas School of
Public Health, 1972). William Morrow et al., Behavior Therapy
Bibliography 1951-1969, Annotated and Indexed, University of Missouri
Studies no. 54 (Columbia: Univ. of Missouri Press, 1971).
98 David J. Rothman et al., "An Historical Overview: Behavior
Modification in Total Institutions," Hastings Center Report 5 (February
1975): 17-24. Roy G. Spece, Jr., "Conditioning and Other Technologies
Used to 'Treat?', 'Rehabilitate?', 'Demolish?' Prisoners and Mental
Patients," Southern California Law Review 45, no. 2 (1972): 616-84. A
survey of the legal status in the U.S. of therapies that aim at the
alteration of behavior.
99 For a particularly
sensitive autobiographical report circulated in the Samizdat and
published in the original in Gram, no. 79, 1971, see G. M. Shimanoff,
"Souvenirs de la Maison Rouge," Esprit 9 (September 1972): 320-62.
100 D. A. Begelman, "The Ethics of Behavioral Control and a New Mythology," Psychotherapy 8, no. 2 (1971): 165-9.